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HomeMy WebLinkAbout2000-039 CCRits adoption: Member Kay Lasman introduced the following resolution and moved RESOLUTION NO. ()()-3q RESOLUTION ADOPTING AMENDED PERSONNEL RULES AND REGULATIONS WHEREAS, in 1997 the City of Brooklyn Center adopted a personnel policy; and WHEREAS, the personnel rules and regulations have been reviewed for consistency with changes in State and Federal laws; and WHEREAS, attached hereto and incorporated herein by reference is Exhibit "A", a proposed City of Brooklyn Center Personnel Rules and Regulations dated in the year 2000; and WHEREAS, adoption of the personnel rules and regulations dated as of the year 2000 would provide a uniform, comprehensive, and efficient system of personnel administration for the City of Brooklyn Center, except insofar as the personnel rules and regulations would be inapplicable to employees covered by a collective bargaining agreement; and WHEREAS, the proposed personnel rules and regulations set forth in Exhibit "A" are reasonable and proper. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Brooklyn Center that all previous adoptions of personnel rules and regulations be in hereby are rescinded and that the personnel rules and regulations as set forth in Exhibit "A" be and hereby are approved and adopted. February 28. 2000 Date Mayor ATTEST: City Clerk The motion for the adoption of the foregoing resolution was duly seconded by member and up n vo e eing taken thereon, the following voted in favor thereof: Myrna Kragness, Debra Hhlstrom, Kay Lasman, Ed Nelson, and Robert Peppe; and the following voted against the same: none; whereupon said resolution was declared duly passed and adopted. RESOLUTION NO. 2000-39 City ofBrooklyn Center EXHIBIT "A" Personnel Rules and Regulations 2000 RESOLUTION NO. 2000-39 SECTION 1- PURPOSE 4 1.1 Purpose 4 1.2 Adoption & Amendment 4 1.3 Savings Clause 4 1.4 Department Rules 4 1.5 Application - Positions 4 1.6 At-Will Employment 4 1.7 Employment Guidelines 4 1.8 Labor Agreements 4 1.9 Management Rights 5 SECTION 2 - DEFINITIONS 6 SECTION 3 - CONDUCT AND ETHICS 8 3.1 Sexual Harassment 8 3.2 Drug & Alcohol Free Workplace 9 3.7 Tobacco Use 17 3.8 Gifts and Gratuities 17 3.9 Membership on Advisory Commissions 18 3.10 Information Systems/Internet Use Policy 18 SECTION 4 - RECRUITMENT/EMPLOYMENT 22 4.1 Position Opening Authorization 22 4.2 Recruitment 22 4.3 Notification of Appointment 22 4.4 Probationary Period 22 4.5 Dismissal During the Probationary Period 22 4.6 Benefits During Probationary Period 22 4.7 Reference Checks 22 4.8 Employment of Relatives 22 4.9 Discipline 22 4.10 Grievances 22 4.11 Declaration of Affirmative Action 22 SECTION 5 - EMPLOYEE COMPENSATION 24 5.1 Compensation Plan 24 5.2 Reclassification 24 5.3 Overtime/Compensatory Time - Fair Labor Standards Act 24 5.4 Compensatory Time - Non-Exempt Employees 24 5.5 General Rules - Overtime/Comp Time 25 5.6 Temporary Fill- In at a Higher Classification 25 RESOLUTION NO. 2000-39 SECTION 6 - GENERAL BENEFITS 26 6.1 Health Coverage ................................................26 6.2 Dental Benefits 26 6.3 Life Insurance 26 6.4 P.E.R.A. .......................................................26 6.5 Deferred Compensation Program 26 6.6 Flexible Benefits Plan 26 6.7 Payroll Savings 26 SECTION 7 - LEAVE BENEFITS 27 7.1 Official City Holidays 27 7.2 Personal Floating Holiday - Regular Full-time 27 7.3 Vacation Leave - Regular Full-tune Employees 28 7.4 Sick Leave - Regular Full-time Employees 28 7.5 Official Record - Sick, Vacation, and Compensatory 29 7.6 Workers' Compensation 29 7.7 Funeral Leave ..................................................29 7.8 Military Leave for Training Purposes 30 7.9 Jury Duty .....................................................30 7.10 Bone Marrow Donation Leave 30 7.11 School Conference & Activities Leave 30 7.12 Leave of Absence 30 7.13 Family Medical Leave Act - FMLA 30 7.14 Limitation of Grants of Leave without Compensation 33 7.15 Leave Extension Request 33 7.16 Reinstatement From Leave of Absence 34 7.17 Inclement Weather 34 SECTION 8 - LIGHT DUTY 35 8.1 Purpose ......................................................35 8.2 Policy ........................................................35 8.3 Procedure: Applying for Light Duty Work 35 SECTION 9 - SEPARATION FROM EMPLOYMENT 36 9.1 Resignations ...................................................36 9.2 Dismissal .....................................................36 9.3 Lay-Offs ......................................................36 9.4 Benefits for City Retirees 36 SECTION 10 - TUITION REFUND PROGRAM 39 10.1 Tuition Refund .................................................39 RESOLUTION NO. 2000-39 City of Brooklyn Center SECTION 11 - RECORDS AND REPORTS 40 11.1 Personnel File 40 11.2 Job Descriptions 40 11.3 Performance Reports ............................................40 11.4 Employee Identification Card 40 SECTION 12 - EXPENSE REEVIBURSEMENT 41 12.1 Shoes/Clothing Reimbursement 41 12.2 Mileage Reimbursement 41 12.3 Personnel Expense Reimbursement 41 12.4 Accrual of Benefits for Airline For City Business 42 12.5 City Vehicles 42 1 RESOLUTION NO. 2000-39 City of Brooklyn-Center SECTION 1 1.1 Purpose The purpose is to provide a uniform, comprehensive and efficient system of personnel administration and policies for the City of Brooklyn Center. 1.2 Adoption & Amendment These rules were prepared and recommended by the City Manager in accordance with the personnel ordinance. The City of Brooklyn Center reserves the right to unilaterally modify the personnel rules, policy and ordinance. 1.3 Savings Clause If a personnel regulation is held invalid by judicial or legislative action, the remainder of these rules will not be affected. 1.4 Department Rules In accordance with these Rules, each Department Head may establish written departmental rules of procedure that do not conflict with these regulations to cover unique circumstances. Departmental rules must be approved in writing by the City Manager prior to implementation. 1.5 Application - Positions All employees (regular full and part-time), offices and positions in the municipal employ, now existing or hereafter created, will be subject to the provisions of these regulations except the following: a. Elected officials b. Members of boards and commissions c. Volunteer members of the Fire Department d. City Manager e. City Attorney f Persons engaged under contract to supply expert, professional, technical, or any other services g. Other positions so designated 1.6 At-Will Employment All City employees are hired on an at-will basis. 1.7 Employment Guidelines These rules and regulations are guidelines for'the City and its employees regarding City employment. They do not constitute an employment contract. The City reserves the right to change any personnel policy at any time at its discretion. 1.8 Labor Agreements With respect to employees whose positions are included in a collective bargaining unit, provisions of the applicable collective bargaining agreements negotiated pursuant to the 4 RESOLUTION NO. 2000-39 City of Brooklyn 'qenter Public Employment Labor Relations Act MS 179A.01-179A.25, supersede these rules and regulations on any subject area covered by both the collective bargaining agreement and these rules and regulations. The City Manager is signatory to any collective bargaining agreement applicable to employees covered. 1.9 Management Rights The City, through the City Manager, retains the full and unrestricted right to operate and manage all personnel, facilities, and equipment; to establish functions and programs; to set and amend budgets; to determine the utilization of technology; to establish and modify the organizational structure; to select, direct, and determine the number of personnel; to establish work schedules, and to perform any inherent managerial function not specifically limited by current collective bargaining agreements, these regulations, and City Council resolutions. 5 RESOLUTION NO. 2000-39 City of Brooklyn'C,enter SECTION 2 - DEFINITIONS Unless otherwise indicated, the following words and terms have meanings indicated below: Appointment - a regular assignment to a paid position in the City service. Days - Calendar day; including Saturday, Sunday, and holidays unless otherwise specified. Demotion - a change of an employee's status from a position in one job class to a position in another job class with less responsible duties and could result in a lower salary range. FLSA - Fair Labor Standards Act which is a federal law regarding minimum wage and overtime compensation, classifying positions as exempt or non-exempt. a. Exempt Employee - employee specifically exempt from the overtime compensation provisions of applicable FLSA (Fair Labor Standards Act) legislation as defined and limited by administrative rules and regulations; these employees generally have as their primary duty management, administration, or work of a professional nature. b. Non-exempt - employees who are entitled to a minimum wage and overtime compensation pursuant to applicable fair labor standards legislation (FLSA). Position - a group of current duties and responsibilities requiring the full-time or part- time employment of one person. Regular Full-Time - an employee in a classified position who works a 40-hour work week and was hired for a service duration in excess of 12 months and has successfully completed the probationary period. Regular Part-Time - an employee in a classified position who works less than the 40- hour work week and was hired for service duration in excess of six months and has successfully completed the probationary period. Temporary Full-Time - an employee who works a 40-hour work week whose employment is limited by duration of a specific project or task; temporary employees serve at the will of the City Manager. Temporary Part-Time - an employee who works less than the 40-hour work week whose employment is limited by duration of the specific project or task; temporary employees serve at the will of the City Manager. Probationary Employee - an employee who is serving a probationary period in a position to or from which the employee was appointed, promoted, transferred, demoted, reclassified or reinstated. 6 RESOLUTION NO. 2000-39 City.of Brooklyn -qenter Probationary Period - a six to twelve month working trial period. Promotion - a change of an employee from a position of one job class to a position of another job class with more responsible duties and a higher salary range. Reclassification - a change in classification of an individual position by raising it to a higher job class, reducing it to a lower job class, or moving it to another class at the same level on the basis of significant changes in kind, difficulty or responsibility of the work performed in such a position. Veteran - a person defined as a veteran by Minnesota Statutes, Section 197.447. Veteran's Preference the preference granted to veterans by Minnesota Statutes, Sections 43A.11 and 197.481. 7 RESOLUTION NO. 2000-39 City of Brooklyn Center SECTION 3 - CONDUCT AND ETHICS 3.1 Sexual Harassment This sexual harassment policy applies to all officials and employees of the City include regular full-time and regular part-time employees, elected and appointed officials, temporary, seasonal and non-regular employees, employees covered or exempted fro m personnel rules or regulations, and independent contractors and consultants. Sexual harassment is a form of sex discrimination prohibited by state and federal law. Employees have the right to a workplace free of sexual harassment. ng The City will not tolerate sexual harassment of its employees by anyone- supervisors, other employees, officials or citizens. Persons harassing others will be promptly and firmly disciplined. All personnel must become familiar and comply with this policy. 1. Definition of Sexual Harassment Sexual harassment includes, but is not limited to, unwelcome sexual advances, request for sexual favors, sexually motivated physical contact, or communication of a sexual nature when: a. Submission to such conduct is made either explicitly or implicitly a term or condition of employment or public service; b. Submission to or rejection of such conduct by an employee is used as the basis for an employment decision such as promotion, assignment, demotion, discipline, or discharge; C. Such conduct has the purpose or effect of unreasonably interfering with an individual's work performance or creating an intimidating, hostile, or offensive working environment. 2. Examples of Sexual Harassment Behavior that could be considered sexual harassment may include: a. Verbal harassment (e.g., sexually-oriented comments, innuendoes, or derogatory remarks); b. Physical harassment (e.g., unwelcome touching, gestures, assault, impeding one's movement or other physical contact that an employee finds offensive); C. Visual forms of harassment (e.g., derogatory posters, letters, poems, graffiti, cartoons or drawings); or d. Requests for sexual favors or unwelcome sexual advances. 3. Reporting Procedure Employees who believe they have experienced sexual harassment or who know of conduct they believe might constitute sexual harassment toward an employee, are required to report it to their supervisor or department head, the Assistant City Manager or the City Manager. The Supervisor or Department Head who receives the report should inform the Assistant City Manager or the City Manager in 8 RESOLUTION NO. 2000-39 City of Brooklyn Center confidence as soon as possible. If any employee directly receives an oral or written complaint from an alleged victim of sexual harassment, he or she must immediately forward the complaint to the Assistant CityManager or the City Manager or direct the alleged victim to report the incident. Failure to forward a report of alleged sexual harassment to the appropriate person could result in disciplinary action against the person who neglected to make the report. 4 Investigation and Recommendation Upon receiving any report alleging sexual harassment, the Assistant City Manager or City Manager will conduct an investigation. To the extent possible, the allegations and investigation will be kept confidential. An alleged victim may have a staff person of the same gender present during all contacts with the Assistant City Manager. The alleged victim and any witnesses may be asked to put their reports in writing. If the facts are found to support the allegations, the harasser will be subject to disciplinary action up to and possibly including immediate termination depending on the circumstances and severity of the harassment. The Assistant City Manager may report on the investigation and its results to the City Manager. The City will keep a complete record of the nature of the complaint, its investigation and its resolution. Pending completion of the investigation, the designated personnel representative may take any appropriate action necessary to protect the alleged victim, other employees, or citizens. Anyone who makes a false complaint of sexual harassment or anyone who gives false information during a sexual harassment investigation could also be subject to disciplinary action up to and including immediate termination. The City may also discipline any individual who retaliates against a person who testifies, assists or participates in any manner in a sexual harassment investigation. Retaliation includes, but is not limited to, any form of intimidation, reprisal or harassment. 3.2 Drug and Alcohol Free Work Place Employees are required to report to work on time and in appropriate mental and physical condition for work. No employee shall be under the influence of any drug or alcohol while the employee is working or while the employee is on the employer's premises or operating the employer's vehicle, machinery or equipment, except to the extent authorized by a valid medical prescription. Violations of this policy will result in disciplinary action, up to and including termination, and may have legal consequences. 1. Drug and Alcohol Testing a. Purpose This policy is to provide for the testing of employees and job applicants in conformance with the requirements of MN Statute 181.950 - 181.957. 9 RESOLUTION NO. 2000-39 City of Brooklyn Center b. Scope This drug and alcohol testing policy applies to all employees of the City and to all job applicants who have received a contingent offer of employment by the City. C. Defini tion For the purposes of the Policy, the following definitions will apply: 1. Alcohol - Ethyl alcohol. 2. Confirmatory Test and Confirmatory Retest - A drug or alcohol test that uses a method of analysis allowed under one of the programs listed in Minnesota Statute Section 181.953, Subd. 1. 3. Conviction - A finding of guilty (including a plea of "nolo contenders") or imposition of sentence, or both, by any judicial body charged with the responsibility to determine violations of state or federal criminal drug statutes. 4. Drug - A controlled substance as defined in Minnesota Statute Section 152.01., Subd. 4. and/or if required by law, the federal Drug-Free Workplace Act of 1988. 5. Drug and Alcohol Testing, Drug or Alcohol Testing, and Drug or Alcohol Test - Analysis of a body component sample according to the standards established under one of the programs listed in Minnesota Statute Section 181.953, Subd. l for the purpose of measuring the presence or absence of drugs, alcohol, or their metabolites in the sample tested. 6. Drug paraphernalia - An item or items described in Minnesota Statute Section 152.01, Subd. 18. 7. Employee - A person defined as an employee of the City under the State of Minnesota Public Employment Labor Relations Act in Section 179A.03, Subd. 14. 8. Employer - The City of Brooklyn Center acting through its designees of the City Council. 9. Initial Screening Test - A drug or alcohol test which uses a method of analysis under one of the programs listed in Minnesota Statute Section 181.953, Subd. 1. and which is capable of detecting the presumptive presence of a drug, drug metabolite, or alcohol in a sample. 10. Job Applicant - A person who applies to become an employee of the City, and includes a person who has received a job offer made contingent on the person passing a drug test. 11. Premises - All property and locations in which the City is operating or has established a presence. 12. Positive Test Result - A finding of the presence of drugs, alcohol, or their metabolites in the sample tested in levels at or above the threshold detection levels contained in the standards of one of the programs listed in Minnesota Statute Section 181.953, Subd. 1. An alcohol test will be considered positive if the testee has an alcohol concentration level of at least .02 or a lesser level if it is 10 RESOLUTION NO. 2000-39 -City of Brooklyn"Center accompanied by an odor of an alcoholic beverage or signs of physical impairment in violation of the City's Personnel Policy. A residue amount of alcohol will be considered a positive test result only if accompanied by a violation of the City's personnel policies. 13. Reasonable Suspicion - A basis for forming a belief based on specific facts and rational inferences drawn from those facts. 14. Safety-sensitive position - A job, including any supervisory or management position, in which an impairment caused by drug or alcohol usage would threaten the health or safety of any person. 15. Under the influence Zuence - Having the presence of a drug or alcohol at or above the level of a positive test result. d. Circumstances under which testing may occur: Any employee or job applicant of the City may be tested under the following circumstances: Job Applicant A job applicant may be requested or required to undergo drug testing after a job offer has been conditionally made and before commencing employment in the position. Alcohol testing will not be a part of a post-offer pre-employment physical examination. 2. Treatment Program Testing The City may test any employee referred by the City for chemical dependency treatment or evaluation at any time and without prior notice during the period of treatment or evaluation and for up to two (2) years following completion of any prescribed chemical dependency treatment or evaluation program in accordance with Minnesota Statutes 181.951, Subd.6. 3. Reasonable Suspicion Testing No employee will be tested for drugs or alcohol under this policy without the person's consent. If, however, the City asks an employee to undergo a drug or alcohol test and the employee refuses, the employee may be subject to disciplinary action. The City may request or require an employee to undergo drug or alcohol testing if the employer has a reasonable suspicion that the employee: a. is under the influence of drugs or alcohol; b. has violated the employer's written work rules prohibiting the use, possession, sale, or transfer of drugs or alcohol while the employee is on the employer's premises or operating the employer's vehicle, machinery, or equipment; C. has sustained or caused another person to. sustain a work related personal injury; or 11 RESOLUTION NO. 2000-39 City of Brooklyn Center d. has caused a work related accident or was operating or helping to operate machinery, equipment, or vehicle involved in a work related accident. e. Criteria for Selecting Testing Laboratories When an employee or job applicant is to undergo drug or alcohol testing, the testing laboratory shall be certified and accredited to meet the criteria in accordance with Minnesota Statutes 181.953, Subd. 1. f. Refusal to Undergo Testing 1. Job Applicants - Job applicants may refuse to undergo drug testing. However, if a job applicant refuses to undergo drug testing requested or required by the employer, no such test shall be given and the job applicant shall be deemed to have withdrawn the application for consideration for employment. 2. Employees - Employees may refuse to undergo drug testing. However, if an employee refuses to undergo drug and alcohol testing carried out in conjunction with this Policy the employee may be subject to discipline including, but not limited to, discharge. g. Tampering with the Urine or Blood Sample: If an employee tampers with his or her own urine or blood sample, or in any way deliberately causes a sample to be invalid, the employee may be subject to discipline including, but not limited to, discharge. h. First Failure to Pass Drug and Alcohol Testing Without evidence of any other misconduct any employee who for the first time has a positive test result on a confirmatory test will not be subject to discipline, including but not limited to discharge unless: The City has given the employee an opportunity to participate in, at the employee's own expense or pursuant to coverage under an employee benefit plan, either a drug or alcohol counseling or rehabilitation program, whichever is more appropriate, as determined by the City after consultation with a certified chemical use counselor or physician trained in the diagnosis and treatment of chemical dependency; and 2. The employee has either refused to participate in such a program or has failed to successfully complete the program within a reasonable time as evidenced by withdrawal or a positive test result on a confirmatory test after completion of the program. 12 RESOLUTION NO. 2000-39 City of Brooklyn Center L Failure to Pass Drug and Alcohol Testing 1. Initial Screening Test (Employee) - The City will not discharge, discipline, discriminate against or require, rehabilitation of an employee solely on the basis of a positive Initial Screening Test that has not been verified by a Confirmatory Test. However, the City may temporarily suspend a tested Employee whose test results are positive or transfer the Employee to another position at the same rate of pay pending the outcome of a Confirmatory Test (and, if requested, a Confirmatory Retest) if the City believes it is necessary to protect the health or safety of the employee, co- workers or the public. An employee who is suspended without pay will be reinstated with back pay if the outcome of the Confirmatory Retest is not positive. Requests for such a Retest must be made in writing within five (5) days of the employee's receipt of notice of the test results. An employee who receives a positive test result on a Confirmatory Test and does not request in writing a Confirmatory Retest within five (5) working days after notice of positive Confirmatory Test results, may be subject to discipline including, but not limited to, discharge subject to the provisions of this policy. 2. Initial Screening Test (Job Applicant) - The City will not withdraw a conditional offer of employment on the basis of a positive test result on a job applicant's Initial Screening Test. An Initial Screening Test must be verified by a Confirmatory Test (and a Confirmatory Retest, if requested) before a conditional offer of employment can be withdrawn. A job applicant who receives a positive test result of a Confirmatory Test, fails or refuses a Confirmatory Retest, or does not request in writing a Confirmatory Retest within five (5) days after notice of a positive test result of a positive test result of a Confirmatory Test, may be refused employment and will be notified of the reasons for such refusal. 3. Confirmatory Test - Discipline for a Confirmatory Test verifying a positive test result on an Initial Screening Test may include discharge of an employee; provided, however, that prior to discharge, the employee is given the opportunity to explain a positive test result and request and pay for a Confirmatory Retest on the original sample. If the Confirmatory Retest is not positive, no action will be taken against the employee. If the Confirmatory Retest is positive, and if it is the first positive retest result for the employee, the employee will not be terminated if the employee elects to participate, at the employee's own expense, in a drug or alcohol treatment or rehabilitation program, whichever is appropriate. An employee who either refuses to participate in the treatment or rehabilitation program or who fails to successfully complete the treatment or rehabilitation program (as evidenced by 13 RESOLUTION NO. 2000-39 City of Brooklyn Center withdrawal of the program before its completion or by a positive test result on a Confirmatory Test during or after completion of the program), may be subsequently discharged. j. Rights of Employee or Job Applicant or Notice of Test Results 1. An employee or job applicant who receives a positive test result on a Confirmatory Test has the right to receive a copy of the test result report and, within three (3) working days of notice of the original positive Confirmatory Test result, to submit information to the City in addition to any information already submitted to explain that result, or within five (5) working days to notify the City in writing of the employee's intention to obtain a Confirmatory Retest of the original sample at the employee's or job applicant's own expense. 2. If the Confirmatory Retest is conducted in accordance with rules established by the Commissioner of the Minnesota Department of Health by a qualified laboratory in accordance with Minnesota Statute Section II, E., and if it is not positive, the City shall reimburse the employee or job applicant for the actual cost of the Confirmatory Retest in an amount not to exceed $100.00 and no adverse personnel action shall be taken against the employee or job applicant based on the original Confirmatory Test. k. General Testing Procedures All testing will be performed by a licensed laboratory that certifies its compliance with the requirements of Minnesota Statutes 181.953 et. sea. When the City decides to test for drug or alcohol use on any of the grounds enumerated in Section II, D., the following procedures will apply: 1. Initial Screening Test a. Acknowledgment. Before the Initial Screening Test, the employee or job applicant shall be informed of the City's testing policy and given a form on which the employee or job applicant can acknowledge being so informed. The form shall allow the employee or job applicant to indicate any medication (prescription, signed for, or over-the- counter) that the individual is currently taking or has recently taken and other information relevant to the reliability of or explanation for a positive test result. Medical information disclosed on the form shall not be used as the basis for any adverse personnel action. b. If the Initial Screening Test produces a negative result, written notice of such result will be given to the individual who took the test within three (3) working days after the City receives the test result report. The employee or 14 RESOLUTION NO. 2000-39 City of Brooklyn Center applicant will also be notified that they have the right to request and receive a copy of the test report. C. The testing laboratory will perform a Confirmatory Test on all samples that produce a positive test result on the Initial Screening Test. 2. :Confirmatory Test. If the Initial Screening Test produces a positive test result, a second test (known as the Confirmatory Test) will be conducted by the laboratory. If the Confirmatory Test is not positive, the City will send written notice of this fact to the employee or job applicant within three (3) working days after receiving the result. If the Confirmatory Test produces a positive test result, the City will take the following four steps: a. The City will send written notice of the positive test result within three (3) working days after receiving it to the employee or job applicant. b. The employee or job applicant will be informed of the right to receive a copy of the test result. C. The employee or job applicant will be told of the right to explain the positive result. d. The employee or job applicant will be informed of the right to request a Confirmatory Retest of the original sample at the employee's or job applicant's expense. The employee or job applicant has five (5) working days in which to notify the City of this request in writing. 3. Confirmatory Retests. If an employee or job applicant chooses to request a Confirmatory Retest, the employee or job applicant has five (5) working days within which to notify the City of this request in writing. Within three (3) days of the receipt of such request, the City will notify the original testing laboratory that it is to conduct a Confirmatory Retest or transfer the sample to another certified laboratory for retesting. If the Confirmatory Retest does not confirm the original positive test result, no adverse personnel action will be taken by the City. If the confirmatory Retest is positive, the City may withdraw its conditional offer of employment to a job applicant or terminate an employee if such employee chooses not to participate in a chemical dependency treatment or evaluation program. 15 RESOLUTION NO. 2000-39 City of Brooklyn Center 1. Data Privacy Test result reports and other information acquired in the drug and alcohol testing process are private data on individuals as, defined in Minnesota Statutes, Chapter 13, and may not be disclosed to another employer or to a third party individual, governmental agency, or private organization without the written consent of the employee or applicant tested, unless otherwise permitted by law or required by court order. (See Minnesota Statutes 181.954, Subd. 3.) m. Other Misconduct Nothing in this Policy limits the right of the City to discipline or discharge an employee on grounds other than a positive test result in a Confirmatory Test. For example, possession but not consumption of a controlled substance, the sale of a controlled substance on City premises, or conviction under any criminal drug statute for a violation occurring in the workplace, may by themselves, be grounds for discipline or discharge.. Any City employee may be subject to discipline up to and including termination for violation of this Policy or any rules adopted by the City with respect to the manufacture, use, sale, or transfer of drugs and alcohol. n. Administrative Responsibility 1. The City Manager shall be responsible for implementing this Policy. 2. Each Department Manager and Supervisor shall be responsible for informing their employees of this Policy. 3. Each employee of the City shall be notified of this Policy. Employees shall acknowledge in writing of their notification of this Policy. 2. Drug Free Workplace The City recognizes the value of having a drug-free workplace and in conjunction with the Drug-Free Workplace Act of 1988 adopts the following policy: The unlawful manufacturing, distribution, dispensation, possession or use of a controlled substance is prohibited in the workplace. For purposes of this section, the term "controlled substance" is defined as a controlled substance which appears in Scheduled I through V of Section 202 of the Controlled Substances Act (21 U.S.C. 812). 2. A violation of this drug-free policy constitutes "just cause" for disciplinary action, up to and including immediate suspension or termination, or both. As a condition of employment, employees will abide by the terms and conditions of this drug-free policy and will notify their department head of any criminal drug statute conviction for which a violation occurs in the workplace within five calendar days after such conviction. 16 RESOLUTION NO. 2000-39 City of Brooklyn Centcr 4. The City will notify the contracting agency within ten calendar days after receiving actual notice of an above conviction. 5. Within 30 days of receiving notice from an employee of a drug related workplace conviction, the City may require an employee to satisfactorily participate in a drug abuse assistance or an appropriate rehabilitation program.. 6. The City will establish a drug-free awareness program to inform employees about: a. the dangers of drug abuse in the workplace; b. the policy of maintaining a drug-free workplace; C. the availability of drug counseling, rehabilitation and employee assistance programs; d. the penalties that may be imposed upon employees for drug abuse violations. Each situation will be evaluated on a case-by-case basis depending upon the severity and circumstances. The City will make a good faith effort to continue to maintain a drug-free workplace through implementation of this policy. 3.7 Tobacco Use Tobacco products (i.e. chewing tobacco, smoking, etc.) are prohibited in City buildings and vehicles. 3.8 Gifts and Gratuities An employee may not solicit any gift or gratuity from any other employee or member of the general public. In no instance may a gift or gratuity be solicited or even hinted. In no instance may any gift or gratuity be accepted by a City employee, even if the gift or gratuity was unsolicited. There are very limited exceptions to what is considered a gift or gratuity. The exceptions include: A plaque or similar memento recognizing an individual's services in a field of specialty or to a charitable cause. 2. A trinket or memento of insignificant value. 3. Informational materials of unexceptional value. 4. Food or beverage given at a reception, meal, or meeting away from your normal place of work by an organization before whom you are appearing to make a speech or answer questions as a part of a program. All other gifts of food or beverage are prohibited. Vendor contributions to a meeting of local officials for breakfasts, hospitality rooms, snacks, or refreshments are prohibited. 17 RESOLUTION NO. 2000-39 City of Brooklyn "Center 5. Usual or customary gift giving among employees during the holiday season, birthdays, retirements, weddings, baby showers, rolls, cookies, flowers, etc., provided by coworkers. 6. Gifts from a family member. Good judgment is advised. When you are faced with a situation concerning the acceptance of an item, you should seek approval from your supervisor prior to its acceptance and, if not resolved with your supervisor, proceed up the departmental ladder. It is important that each of us maintain high standards of public service and remain within the letter and spirit of ethical behavior. 3.9 Membership on Advisory Commissions City employees are, pursuant to City Council policy, ineligible for appointment or service on City Advisory Commissions. City employee participation with commissions is assigned by City Manager. 3.10 Information Systems/Internet Use Policy The purpose of this policy is to define acceptable and unacceptable use of the computer system and network resources. L Software Use in Accordance with License Agreements Employees shall adhere to all software license agreements, with regard to duplication and use as directed by the software publisher. 2. Remote Connections and Special Applications Applications for remote connections and special applications will be reviewed and approved at the discretion of the MIS/Technology Coordinator. Formal requests should be in writing, with an in-depth explanation of need and the cost savings involved. 3. Authorized Software ALL software used on City computer and network systems must be approved and installed by the MIS/Technology Coordinator. Written requests for new and demonstration software packages will be reviewed and approved at the discretion of the MIS/Technology Coordinator. City employees are prohibited from downloading, acquiring, or installing their own software without prior consent and approval from the MIS/Technology Coordinator. 4. Virus Protection All files brought into the City, via diskette or electronic transmission will be scanned for viruses. This includes diskettes from all service personnel, vendors, clients, and other government agencies. 5. Electronic Mail Electronic mail should be considered non-private information periodically reviewed and used for investigation by the MIS/Technology Coordinator and department heads. The electronic mail system is not to be used to harass any 18 RESOLUTION NO. 2000-39 City of Brooklyn Center other individual. Use of the electronic mail system is considered to be acceptance and acknowledgment of this rule. 6. City Computer Data All data stored on computer media owned, leased or rented by the City is considered to be owned by the city, and non-private (under the provisions of the Minnesota Data Practices Act), including information stored on local drives. Data shall be subject to the Minnesota Data Practices Act and its use and dissemination shall be consistent with the data's classification under the Minnesota Data Practices Act. This data is also subject to review and investigation at the discretion of the MI S/Technology Coordinator and department heads. 7. Using the Word Wide Web City employees are encouraged to find ways to access information from other governmental agencies and related sites, but must realize that in some cases the time spent looking for something will take longer than the conventional method, Department Heads should be aware of the time spent by their employees, and employees should keep an accurate record of time spent and useful addresses for future use. a. Auditing of World Wide Web Use The City has the ability to document and investigate all sites viewed by user name and location. All employees must be aware that they will be monitored and any site viewed that is of a questionable nature may result in disciplinary action. This restriction includes browsing of entertainment sites or sites geared for an adult audience, infractions of this nature will be dealt with to the fullest extent of the discipline policy. b. File Downloads and Virus Protection All files downloaded from the Internet must be of a business nature, and approved for download by the MIS/Technology Coordinator. File must be saved to the network server to ensure that a virus scan is automatically performed. C. General Internet Restrictions City staff accessing the Internet through City resources, shall not: 1. Mask their true identity. This includes, but is not limited to, sending mail anonymously. 2. Use the system for any activity that is commercial in nature. Commercial activities include, but are not limited to, consulting, typing services, and developing software for sale. 3. Post on electronic bulletin boards materials that violate existing laws or the City's Human Resource policies. 4. Post on Internet services information that may be slanderous or defamatory in nature. 19 RESOLUTION NO. 2000-39 City of Brooklyn Center 5. Attempt to monitor or tamper with another user's electronic communications, or reading, copying, changing, or deleting another user's files or software without the explicit agreement of the owner. 8. Personal Use Recognizing that. employees will benefit from practice on the computer, the PC's may be operated for personal use.- following guidelines listed below: a. Employees must obtain department head or other designated staff approval for personal use in the office where the PC is located. b. Personal use is permitted only before and after regular business hours and only when other City business is not to be performed on the systems. C. Employees must use their own paper and disks (which must be scanned and approved for use by the MIS/Technology Coordinator). d. Only City employees are to use the PC's. e.' Use of City computers, software and peripherals for the following is strictly prohibited at all times: 1. for profit or commercial activities; 2. for any other public office or employment which is incompatible with City employment responsibilities, as determined by the City Manager, 3. for any political activity f. Internet e-mail may be used for personal correspondence, as long as it does not interfere with the normal duties of the employee. 1. using the City Internet e-mail system to participate in any kind of broadcast mailing list is strictly prohibited. 9. Violation of Guidelines Violation of any of these guidelines shall be dealt with on an individual basis, consistent with the nature of the infraction. For all City employees, as defined in the City Policy Handbook, infractions will be dealt with through normal personnel procedures - up to and including termination. For all other persons' infractions will be responded to by appropriate legal action. 20 RESOLUTION NO. 2000-39 City of Brooklyn Center SECTION 4 - RECRUITMENT/EMPLOYMENT 4.1 Position Opening Authorization Department Heads will notify the City Manager and make recommendations when a replacement vacancy exists in a department or when there is a desire to fill a newly created position. The City Manager will review the request and recommendations and advise the department head on the proper course of action. The City Manager is the final authority in the filling of all positions. 4.2 Recruitment The recruitment of applicants for employment with the City shall take place at the direction of the City Manager through Human Resources. 4.3 Notification of Appointment The City Manager will notify the candidate selected for appointment in writing. The notification must include the employment starting date and salary. The Department Head must provide the newly appointed employee with a current position description to indicate those duties and responsibilities for which the employee is accountable. 4.4 Probationary Period The probationary period begins immediately upon starting date and continues for six (6) to twelve (12) working months unless otherwise specified in union contract. Department Head must inform the City Manager of employee's successful completion of the probationary period. All newly hired or rehired employees will serve a six (6) to twelve (12) month probationary period. At any time during the probationary period newly hired, promoted, or rehired employees may be terminated, demoted, or reassigned at the sole discretion of the employer. No cause for discharge is necessary. Time served in temporary positions is not considered part of the probationary period. 4.5 Dismissal During the Probationary Period A Department Head may recommend to the City Manager dismissal of a probationary employee at any time during probation for any reason. The employee must be notified of the termination date in writing from the City Manager. 4.6 Benefits During Probationary Period Sick and vacation leave will accrue during the initial probationary period. Sick and vacation leave may be used as earned under the same conditions as applicable to non- probationary employees. 4.7 Reference Checks All reference checks for current or terminated employees must be routed to Human Resources. 21 RESOLUTION NO. 2000-39 City of Brooklyn Center 4.8 Employment of Relatives More than one family member may not be employed within any department where one family member or relative supervises or has the ability to hire, fire or promote another relative, or where there may be a conflict of interest or not in the best interest of the City as determined by the City Manager.. 4.9 Discipline The City reserves the right to take any disciplinary action it deems appropriate under the circumstances. 4.10 Grievances Regular full and part-time employees claiming a grievance shall timely submit such grievance to the employee's supervisor who shall consider and examine the grievance and attempt to resolve it to the extent of their authority. If the grievance is not resolved at the supervisory level, it may be referred by the employee to their department head who shall consider and examine the grievance and attempt to resolve it. If the grievance is not resolved at the department head level, it may be referred by the employee to the Assistant City Manager for disposition. 4.11 Declaration of Affirmative Action Policy This is to affirm the City of Brooklyn Center's policy of providing Equal Opportunity to all employees and applicants for employment in accordance with all applicable Equal Employment Opportunity/Affirmative Action laws, directives and regulations of Federal, State, and Local governing bodies or agencies thereof, specifically Minnesota Statutes 363. The City of Brooklyn Center will not discriminate against or harass any employee or applicant for employment because of race, color, creed, religion, national origin, sex, sexual or affectional orientation, disability, age, marital status, status with regard to public assistance, or familial status. The City of Brooklyn Center will take Affirmative Action to ensure that all employment practices are free of such discrimination. Such employment practices include, but are not limited to, the following: hiring, upgrading, demotion, transfer, recruitment or recruitment advertising, selection, layoff, disciplinary action, termination, rates of pay or other forms of compensation, and selection for training, including apprenticeship. The City of Brooklyn Center will commit the time and resources reasonably necessary, both financial and human, to achieve the goals of Equal Employment Opportunity and Affirmative Action. The City of Brooklyn Center will evaluate the performance of its management and supervisory personnel on the basis of their involvement in achieving these Affirmative Action objectives as well as other established criteria. Any employee of this City who 22 RESOLUTION NO. 2000-39 City of Brooklyn Center does not comply with the Equal Employment Opportunity policies and procedures as set forth in this statement and plan may be subject to disciplinary action. No part of this program is to be construed as a contract between the City of Brooklyn Center and any individual employee. It does not describe in any way the terms and. conditions of employment of City employees. Such terms and conditions are set forth in, and the employment relationship is governed by, applicable collective bargaining agreements, employment agreements, or the personnel rules of the City. The City of Brooklyn Center has appointed the Assistant City Manager to manage the Equal Employment Opportunity/Affirmative Action program. The Assistant City Manager's responsibilities will include monitoring all Equal Employment Opportunity activities and reporting the effectiveness of this Affirmative Action program, as required by Federal, State and Local agencies. Brooklyn Center City Manager will receive and review reports on the progress of the program. If any employee or applicant for employment believes he/she has been discriminated against, please notify the Assistant City Manager. 1 23 RESOLUTION NO. 2000-39 City of Brooklyn Center SECTION 5 - EMPLOYEE COMPENSATION The plan shall classify positions in accordance with federal and state laws for all positions. The City Manager will present the compensation plan to the City Council for its approval. The effective date of the compensation plan shall be the date stated in the plan approved by the City Council. 5.1 Compensation Plan , The City Manager must develop and maintain a compensation plan so all positions substantially similar with respect to the type, difficulty, and responsibility of work are included in the same grade and that the same salary range maybe applied to all positions in a grade. 5.2 Reclassification When the duties of a position change substantially, the Department Head may request or the City Manager may initiate a review of the duties of the positions. Based on the results of the review, the City Manager may reclassify the position. 5.3 Overtime/Compensatory Time - Fair Labor Standards Act Pursuant to federal and state wage and hour laws, employees classified as full-time and nonexempt under FLSA who are authorized overtime work in excess of the regular scheduled workweek or pay period will be compensated at a rate of one and one-half times their base rate of pay for hours worked in excess of their regular schedule. FLSA mandates that the City classify employees in regards to overtime/compensatory time as one of the following categories: FLSA Exempt Employee or FLSA Non-Exempt Employee. 1. FLSA Exempt Employee Exempt employees are not paid for overtime over 40 hours unless otherwise provided by collective bargaining or contract agreement. Exempt employees are generally employees who are classified as professional, administrative, executive and seasonal-recreation, under the FLSA exempt status. 2. FLSA Non-Exempt Employees Overtime or compensatory time must be paid at a rate of one and one-half times the non-exempt (this includes full-time, part-time and temporary employees) employee's regular rate of pay for each hour worked in a work week in excess of 40 hours per week. 5.4 Compensatory Time - Non-Exempt Employees FLSA non-exempt employees have the option of selecting compensatory time at the rate of one and one half times their regular rate of pay in lieu of overtime, to a maximum of 40 hours of comp time accrual. 24 RESOLUTION NO. 2000-39 City of Brooklyn Center 5.5 General Rules - Overtime/Comp Time All overtime and comp time to be worked must be pre-approved by the Department Head prior to working overtime or comp time. Failure to obtain prior approval of overtime and comp time may result in discipline. 5.5 Temporary Fill-In at a Higher Classification From time to time employees may be asked to fill in temporarily at work in a higher classification. The assignment will be made by the Department Head with the approval of the City Manager. If a temporary assignment extends beyond 20 working days, additional compensation at the higher classification may be provided. The duration of a temporary assignment may not exceed six months, unless authorized by the City Manager. 25 RESOLUTION NO. 2000-39 City of Brooklyn Center SECTION 6 - GENERAL BENEFITS 6.1 Health Coverage - Cafeteria Benefits Plan The City will provide a contribution for regular full-time employees. Benefits may be purchased by employee as made available through the Employer's Cafeteria Benefit Plan. A set dollar amount for benefits will be included in the compensation plan approved by City Council as a separate document. The City will review its contribution on a regular basis. 6.2 Dental Benefits The City will provide a contribution for regular full-time employees. Benefits may be purchased by employee as made available through the Employer's Cafeteria Benefit Plan. The City will review its contribution on a regular basis. 6.3 Life Insurance The City will provide a contribution towards life insurance for regular full-time employees. Employees provided this benefit may purchase through payroll deduction additional term life insurance to supplement the insurance coverage provided by the City. Life insurance coverage paid by the City terminates at the end of the calendar month of employee termination. 6.4 P.E.R.A. Public Employees Retirement Account will be maintained for regular full and part-time employees or as regulations specify. For details see the PERA manual in the Finance Department. 6.5 Deferred Compensation Program The City provides employees the opportunity to participate in a Deferred Compensation Plan. This voluntary plan allows employees to place a portion of their earnings into pretax deferred investment program. Check with the Finance Department for more information. 6.6 Flexible Benefits Plan The City offers an optional plan in which a portion of the employee's salary can be set aside to cover estimated health care and day care costs. The employee must expend all the money set aside in the flexible benefit plan or lose it. Proof of medical and day care expenses must be submitted. Check with the Finance Department for more information. 6.7 Payroll Savings The City offers an optional payroll savings plan. Check with the Finance Department for more information. ' 26 RESOLUTION NO. 2000-39 City of Brooklyn Center SECTION 7 - LEAVE BENEFITS 7.1 Official City Holidays New Year's Day Martin Luther King Day President's Day Memorial Day Independence Day Labor Day Veteran's Day Thanksgiving Day Friday after Thanksgiving Christmas Day Two Personal Floating Holidays January 1 Third Monday in January Third Monday in February Last Monday in May July 4th First Monday in September November 11 Fourth Thursday in November Friday after Thanksgiving December 25 (See description below) When a holiday falls on a Saturday or Sunday, the preceding Friday or following Monday is a holiday for employees whose normal work schedule is Monday through Friday. Non-union employees who work a holiday will be paid time and one-half employee's regular pay rate for all hours worked in addition to straight compensatory time off for the holiday. Employees may observe a religious holiday on days which do not fall on Sunday or a legal holiday. Observance of such a religious holiday must be taken off without pay except where the employee has accumulated vacation and in that case such religious holidays may be charged against such leave accumulations at the option of the employee. Employees who are in collective bargaining must check their agreements and follow contract language for holiday schedules. In order to be paid for holiday leave, the benefit earning employee must be working or using vacation, sick or other approved paid leave on both the day before and after the holiday. 7.2 Personal Floating Holiday - Regular Full-time Employees Employees receive two personal floating holidays per year to be used as follows: 1. Regular full-time employees, employed as of January 1 of each year, shall have one eight (8) hour personal floating holiday to be used within the calendar year. Such floating holiday shall be taken at the employee's discretion upon approval of the employee's supervisor. The floating holiday must be taken as a whole day off and may not be used in partial days. The personal holiday must be used within the calendar year or it will be lost. 2. Regular full-time employees, employed as of July 1 of each year, shall have one eight (8) hour personal floating holiday to be used within the period July 1 through December 31 of that year. Such floating holiday must be taken as a 1 27 RESOLUTION NO. 2000-39 City of Brooklyn Center whole day off and may not be used in partial days. The personal holiday must be used within the period July 1 through December 31 of the year in which it is received or it will be lost. The request for use of a personal holiday follows the request for vacation. 7.3 Vacation Leave - Regular Full-time Employees 1. Regular employees shall earn vacation leave at the rate of 6.67 hours for each calendar month of full-time service or major fraction thereof. Regular employees with five consecutive years of service through 10 consecutive years of service shall earn vacation leave at the rate of 120 hours per year. Regular employees with more than ten consecutive years of service shall earn vacation leave according to the following schedule: During 11th year of service 128 hours per year. During 12th year of service 136 hours per year. During 13th year of service 144 hours per year. During 14th year of service 152 hours per year. During 15th year of service 160 hours per year. In the best interest of the City, vacation leave in excess of the established amount specified in this section may be granted by the City Manager. Employees using earned vacation or sick leave shall be considered to be working for the purpose of accumulating additional vacation leave. 2. Accrual Vacation begins accumulating in accordance with date of hire. 3. Usage Vacation leave may be used as earned except that the City Manager shall approve the time at which the vacation leave may be taken. 4. Vacation Accumulation Vacation accumulation, including the current vacation earned from year to year, may not exceed a total accumulation equal to one and one-half times the number of hours the employee is currently earning in one year. The total number of vacation hours accrued may not exceed 230 hours, except where approved in writing by the City Manager. 7.4 Sick Leave - Regular Full-Time Employees 1. Sick leave with pay shall be granted to probationary and regular full-time employees for each calendar month of full-time service or major fraction thereof. Sick leave shall accrue at the rate of eight hours per month until 960 hours have been accumulated. After 960 hours have been accumulated, sick leave shall accrue at the rate of four (4) hours per month, and simultaneously vacation leave, in addition to regular vacation leave accrual, 28 RESOLUTION NO. 2000-39 City of Brooklyn Center shall accrue at the rate of two (2) hours per month. Employees using earned sick leave shall be considered to be working for the purposes of accumulating additional sick leave. In the best interest of the City, an advance of a maximum of 96 hours of sick leave which must be earned before additional hours accumulate maybe granted by the City Manager to newly hired employees who have a minimum of five years of job experience which is directly related to the position for which they are hired. Sick leave may be taken only to the extent that it is earned. Sick leave may be used for illness, injury, employee assistance program, or by necessity for medical or dental care. Sick leave may be used by the employee to care for the employee's spouse, dependents, children, or parents in case of illness or as otherwise approved by the City Manager. The City Manager may require a medical certificate as may be deemed necessary before approving the utilization of sick leave. 7.5 2. Sick Leave Request Employees must notify their immediate supervisor on the first day of sick leave and each day of sick leave request before the start of his or her shift unless otherwise required by the supervisor. When possible, sick leave must be requested in advance. 3. Sick Leave Severance Severance pay in the amount of one-third the accumulated sick leave employees have to their credit at the time of resignation, retirement, or' death shall be paid to employees who have been employed for at leave five consecutive years. If discharged for cause, severance pay shall not be allowed. Official Record - Sick, Vacation, and Compensatory The City's computerized payroll system is the official record for sick, vacation and compensatory balances. 7.6 Workers' Compensation An employee who is temporarily disabled from work by an injury or illness sustained in the performance of the employee's work with the City, may be eligible for Workers' Compensation payment and additional salary through the use of accrued sick leave. The total of the Workers' Compensation check and the accrued sick leave compensation may not exceed the employee's normal gross pay. For more information on Workers' Compensation contact your supervisor or Human Resources. 7.7 Funeral Leave Earned sick leave may be taken in the event of a death in an employee's immediate family. In this section, the term "immediate family" includes spouse; dependents; parents; grandparents; sisters; brothers; mother and father-in-law; sister or brother-in- law; grandchildren; nieces and nephews. The length of leave will be determined by the Department Head and the City Manager. 1 f 29 RESOLUTION NO. 2000-39 City of Brooklyn Center 7.8 Military Leave for Training Purposes Employees who are members of any reserve component of the military forces of the United States or National Guard, will be granted leave of absence without loss of status or pay not to exceed 15 working days per year when ordered to training or active service. The City must receive a copy of the orders from the proper authority directing the employee to report to duty. Military leaves of absence with or without pay shall be granted as provided in Minnesota and Federal Regulations. 7.9 Jury Duty Any regular or probationary full-time employee who is required to serve as a juror or who is under subpoena as a witness in court on City matters, will be granted leave with pay while serving in such capacity. The employee must provide the appropriate paperwork to the City prior to the leave being granted. The employee must give any fees received for such service with the exception of mileage to the City. Temporary employees will be given leave without pay and may retain all fees received. 7.10 Bone Marrow Donation Leave A regular or probationary full-time or temporary employee who average 20 or more hours per week throughout the calendar year, who seek to undergo a medical procedure to donate bone marrow will be granted up to 40 hours of paid leave of absence. The City may require a verification by a physician for the purpose and length of each leave requested. 7.11 School Conference and Activities Leave In compliance with MN Statutes 181.9412; regular employees may leave up to a total of 16 hours during any 12-month period to attend school conferences or school-related activities related to the employee's child, provided the activities cannot be scheduled during non-working hours. Parental leave must be requested in writing in advance and processed through the Department Head or-Supervisor. An employee may request use of vacation or leave without pay to a maximum total of 16 hours during a 12-month period. 7.12 Leave of Absence Leave of absence without compensation may be granted by the City Manager for up to six calendar months to an employee for any reasonable purpose and extended by the City Manager for any reasonable period. Employees must submit a written request for personal leave to the department head and, if approved, the Department Head must submit the request to the City Manager. The City Manager may extend the leave of absence if it is found to be in the best interest of the City. 7.13 Family Medical Leave Act - FMLA Family Leave is governed by the Family Medical Leave Act of 1993 and Federal Regulations. The following is a summary of the Family Medical Leave Act and how it applies to employees of the City of Brooklyn Center. Eligible Employees Eligible employees are those who have: a. Been employed by the City of Brooklyn Center for at least one year; and 30 RESOLUTION NO. 2000-39 City of Brooklyn Center b. Have worked a minimum of 1,250 hours within the previous 12-month period. 2. Circumstances Covered by Family Leave FMLA leave will be granted to an eligible employee for any of the following reasons: a. To care for their child (birth, placement for adoption, or foster care with the employee); b. To care for their spouse, son, daughter,, or parent who has a serious health condition; or c. For a serious health condition that makes an employee unable to perform their job duties. 3. Serious Health Condition A serious health condition is an illness or injury that involves: a. An overnight stay in a hospital, hospice or residential medical care facility, and any period of incapacity or subsequent treatment in connection with such medical care; and b. A period of incapacity of more than three consecutive calendar days (including any subsequent treatment period of incapacity relating to the same condition) that also involves: 1. Treatment two or more times by a health-care provider or certain others (e.g., a nurse or physical therapist) under the supervision of or referral by a health-care provider; or 2. Treatment by a health-care provider at least once which results in a regimen of continuing treatment under the health-care provider's supervision. C. Any period of incapacity due to pregnancy or for prenatal care. d. A chronic condition which: Requires periodic visits for treatment by a health-care provider or a person supervised by a health-care provider; 2. Continues over an extended period of time (including recurring episodes of a single underlying condition); and May cause episodes of incapacity rather than a continuous period of incapacity (e.g., asthma, diabetes, epilepsy, etc.). e. A period of incapacity which is permanent or long term due to a condition for which treatment may not be effective. A person must be under the 31 RESOLUTION NO. 2000-39 City of Brooklyn Center continuing supervision of, but need not be receiving active treatment by, a health-care provider (e.g., Alzheimer's, a severe stroke, or the terminal stages of a disease). f. Any period of absence to receive multiple treatments for restorative surgery after an injury or for a condition that would likely result in a period of incapacity of more than three consecutive calendar days in the absence of medical intervention (e.g., cancer chemotherapy, kidney dialysis, etc.). 4. Length of Leave The length of FMLA leave is not to exceed 12 weeks in any 12-month period. The entitlement to FMLA leave for the birth or placement of a child expires 12 months after the birth or placement of the child. Leave Year The leave year will begin the first day the employee is absent from work on FMLA leave, or calendar year - final determination to be made by City Manager. 1 6. Notice The employee must give the City at least 30 days advance notice if the leave is foreseeable. If leave must be taken in less than 30 days, the employee should give as much notice as is practicable. 7. Medical Certification The employee must provide a medical certification if the leave is for the serious health condition of a child, spouse, parent or the employee. The City may require a second or third medical opinion at the City's expense. Use of Annual Leave and Sick Leave The employee may choose to use accrued annual leave while on any FMLA leave, but will not be required to do so by the City. Those employees with accrued sick leave banks may choose to substitute sick leave in place of annual leave, or they may choose to supplement their leave with sick-leave hours after their annual leave has been depleted. The use of annual leave and/or sick leave occurs simultaneously with FMLA leave and does not extend the length of FMLA leave. 9. Both Spouses Employed by City When both spouses are employees of the City, each spouse may take up to 12 weeks of FMLA leave per leave year. The leaves may run simultaneously. 10. Continuation of Insurance and Payment of Premiums An employee on FMLA leave may choose to continue existing health-care benefits (health and dental) and life insurance if they so desire. These benefits will be maintained under the same conditions and at the same level of City contribution as before the employee goes on leave. If there are changes to the 32 RESOLUTION NO. 2000-39 City of Brooklyn Center City's contribution levels and/or premium rates while the employee is on leave,-' those changes will take place as if the employee were still on the job. The employee will be required to continue payment of the employee portion of the health-care and/or other insurance coverage they choose to continue. The employee may choose not to retain health-care or other insurance coverage during FMLA leave. When the employee returns from leave, they will be reinstated on the same terms as prior to taking leave, without any qualifying period, physical examination, exclusion of pre-existing conditions or other requirement. 11. Premium Reimbursement The employee will be required to reimburse the City for any premiums paid during the leave if the employee does not return to work, unless the employee cannot return to work due to the continuation of a serious health condition of the child, spouse, parent or employee, or due to other circumstances beyond the control of the employee. 12. ` Effect on Benefit Accrual The employee will not accrue benefits such as annual leave while on unpaid FNMA leave. Step increases will be extended by the length of the leave. 13. Key Employees Employees who are not "key" employees will be reinstated to their same position or an equivalent position upon return from leave with equivalent pay, benefits and working conditions. A key employee is defined as a salaried employee who is in the highest ten percent of all employees. Key employees may be denied reinstatement to the same or an equivalent position after a leave if denial is necessary to prevent substantial economic injury to the City's operations. (A "key" employee is a salaried, "eligible" employee who is in the highest paid ten percent of employees within 75 miles of the work site.) 7.14 Limitation of Grants of Leave without Compensation Sick leave and vacation leave accruals will not accumulate during leave of absence without compensation; accrued amounts of both sick leave and vacation leave will remain on the record at the inception of the leave of absence and shall continue upon the return of the employee. If the leave extends for more than 30 days, health and dental coverage and life insurance premiums must be paid in full by the employee during such leave or the coverage will lapse. For leaves without compensation of 30 days or less, the City will continue its normal premium contribution or as policy allows. 7.15 Leave Extension Request Failure on the part of the employee to request and receive authorization for an extension of leave within three working days of expiration of initial leave is considered as a resignation from employment. 33 RESOLUTION NO. 2000-39 City of Brooklyn Center 7.16 Reinstatement From Leave of Absence 1. An employee returning from leave must notify the employee's supervisor at least two weeks prior to the anticipated return date. 2. Upon return from a leave of absence, the employee will be assigned to the previously held position or a position in a comparable class except as herein provided. 3. An employee may be returned to employment at any time prior to the expiration of the leave by the action of the City Manager. 4. Employees returning from leave will retain all previously accrued benefits of employment and seniority. 7.17 Inclement Weather Leave On days when severe weather occurs, the City of Brooklyn Center offices, operations and facilities will remain open. When severe weather conditions prohibit an employee to report to work or an employee leaves work due to weather, the employee will use either vacation leave or unpaid leave for such absence unless otherwise determined by the City Manager. 34 RESOLUTION NO. 2000-39 SECTION 8 - LIGHT DUTY City of Brooklyn Center 8.1 Purpose The purpose of this policy is to establish guidelines for temporary assignment of work to temporarily disabled employees who are medically unable to perform their regular work duties. Light duty is evaluated by the City Manager on a case-by-case basis. This policy does not guarantee assignment to light duty. 8.2 Policy The City of Brooklyn Center's Light Duty Program is for short-term, temporary disability-type purposes; assignment of light duty is at the discretion of the City Manager. The City Manager reserves the sole right to determine when and if light duty work will be assigned. 8.3 Procedure: Applying for Light Duty Work When an employee is unable to perform the essential requirements of the employee's job due to a temporary disability, the employee will notify the City Manager or Department Head in writing as to the nature and extent of the disability and the reason why the employee is unable to perform the essential functions, duties, and requirements of the position. This notice must be accompanied by a physician's report containing a diagnosis, current treatment, and any work restrictions related to the temporary disability including the expected time frame regarding return to work full time with no restrictions, meeting all essential requirements and functions of the City's position description along with a written request for light duty. The City may require an independent evaluation conducted by a physician selected by the City to verify the diagnosis, current treatment, expected length of temporary disability, and work restrictions. It is at the discretion of the City Manager whether or not to assign light duty work to the employee. Although this policy is handled on a case-by-case basis, light duty is recommended to last no longer than six months. The circumstances of each disabled employee performing light duty work will be reviewed regularly. 35 RESOLUTION NO. 2000-39 SECTION 9 - SEPARATION FROM EMPLOYMENT 9.1 Resignations City of Brooklyn Center To leave employment in good standing employees must submit written resignation to the employer. Such written notices must indicate the effective date of resignation and must be submitted at least fourteen (14) calendar days before such effective date. Failure to comply with this procedure may be considered cause for denying future employment by the municipality and denial of benefits. 2. Unauthorized Absences. Unauthorized absence from work for a period of three working days may be considered as resignation without benefits. 1 9.2 Dismissal The City retains the right to an immediate discharge of an employee. 9.3 Lay-Offs The City Manager may lay off any employee whenever such action is made necessary by reason of shortage of work or funds, the abolition of a position, or because of changes in the organization. A full-time benefit earning employee who is laid off from employment shall be provided with a minimum of 14 days advance notice of such layoff or as provided for in Labor Agreement. A laid off full-time benefit earning employee shall have the rights to recall to the same position from which the employee was laid off for up to six months (180 calendar days) following the layoff. Part-time, seasonal, temporary, non-benefit earning employees may be separated from employment at any time, without advance notice and shall have no recall rights. 9.4 Benefits for City Retirees On August 13, 1990, Brooklyn Center City Council adopted Resolution 90-166 establishing Retirement Health Insurance Program. Benefits for City Retirees have continued to be approved by Council through the date of adoption of this document. It is in the best interest of the City of Brooklyn Center that retiring employees have available to them at their option a quality health insurance program. Therefore the City established a Retirement Health Insurance Program as follows: 1. Severance Pay ' Severance pay in the amount of one-third the accumulated sick leave employees have to their credit at the time of resignation, retirement, or death shall be paid to employees who have been employed for at leave five consecutive years. If discharged for cause severance pay shall not be allowed. 2. Benefits for City Retirees a. Employees Eligible for PERA Retirement All employees eligible for a PERA pension separating employment from the City shall have the option of retaining membership in the City of Brooklyn Center's employee health insurance plan for which the 36 RESOLUTION NO. 2000-39 City of Brooklyn Center employee will pay the premium until such time as the retiree is eligible for Medicare coverage or at age 65, whichever is sooner. If the retiree desires to continue the family coverage and if such coverage is available under the City's policies, the additional cost for family coverage shall be paid monthly by the retiree to the City of Brooklyn Center. b. Employees Retiring after 25 years of Service Employees who are retiring after twenty-five years of consecutive service with the City of Brooklyn Center and are eligible and receiving a pension from PERA shall have the option of retaining membership in the City of Brooklyn Center's employee health insurance plan for which the employee will pay the premium until such time as the retiree is eligible to receive a full-retirement annuity under PERA or PERA police. At that time, the City will pay the single-person premium until such time as the retiree is eligible for Medicare coverage or at age 65, whichever is sooner. If the retiree desires to continue the family coverage and if such coverage is available under the City's policies, the additional cost for family coverage shall be paid monthly by the retiree to the City of Brooklyn Center. C. Employees Retiring with Full Unreduced PERA Pension after 10 years of Service Employees, on the day of his/her retirement, who meet eligibility requirements for a full-retirement annuity under PERA or PERA Police without reduction of benefits because of age, disability, or any other reason for reduction shall have the option of retaining membership in the City of Brooklyn Center's employee health insurance plan for which the City will pay the single-person premium until such time as the retiree is eligible for Medicare coverage or at age 65, whichever is sooner. If the retiree desires to continue the family coverage and if such coverage is available under the City's policies, the additional cost for family coverage shall be paid monthly by the retiree to the City of Brooklyn Center. In addition, to be eligible for this program, an employee must have been employed full time by the City of Brooklyn Center for the last ten consecutive years prior to the effective date of his/her retirement. Employees participate in this program on a voluntary basis. Eligible employees, as described in the provision above, who become disqualified from participation under the policies of the City's health insurance carriers because of a move out of the service area of such carriers, may elect to continue participation in this program as follows: The employee may recommend to the City an insurance carrier providing health insurance in the area to which the employee has moved. Upon approval of the carrier by the City, qualification for coverage by the employee and submission of any additional information reasonably required by the City, the City will make monthly payments to the employee for premiums for such policy up to the amount paid by the City for the lowest single-person premium of the City's employee health 37 RESOLUTION NO. 2000-39 City of Brooklyn Center insurance plans at the time of payment. Any additional amount required shall be paid by the eligible employee. Eligible employees electing this option must prove residence in a non-covered geographic area and must submit a written notice of election to the City Manager. Once an eligible employee has been removed from coverage under the City's group health insurance plans pursuant to such an election, the employee may not thereafter re-enter the group and will not be covered under the City's group policies. 1 38 RESOLUTION NO. 2000-39 SECTION 10 - TUITION REFUND PROGRAM City of Brooklyn Center 10.1 Tuition Refund Regular full-time employees who have passed their initial probation period may be eligible for reimbursement of tuition and required course fees for courses taken for credit through accredited educational institutions. Tuition reimbursement may be approved for courses with the following criteria: 1. a college level course available for credit; and 2. course is taken on personal time; and 3. course is "work related"; and 4. grade of "C" or better or "satisfactory" is received upon completion; and 5. the training request receives pre-approval, and final approval by the City Manager. Full-time employees who have successfully completed probation may be eligible for a 60%o reimbursement of books, tuition and required fees upon completion. Employees who have at least five years of consecutive full-time service are eligible for 75% reimbursement. All regular full time employees who are interested in participating in this program must first submit course work to City Manager for pre-approval. Pre-approval forms may be obtained from Human Resources. Employees must obtain pre-approval to ensure they obtain reimbursement through participation in this program. Maximum reimbursement is $1,500 per employee per calendar year; or may be lower due to budget constraints. 39 RESOLUTION NO. 2000-39 City of Brooklyn Center SECTION 11 - RECORDS AND REPORTS 11.1 Personnel File The official personnel file for each regular employee is in the Administration office with the exception of data regarding benefits, which is maintained in Finance. The employee's personnel file contents are proprietary to the City and the employee may not exercise his/her right to review their file more often than once every six months unless new information has been added to the file. 11.2 Job Descriptions The City Manager, with assistance of Department Heads shall establish and maintain a job description for each position. Administration will maintain the official copy of each current job description for regular positions. 11.3 Performance Reports Department Heads and Supervisors shall conduct performance evaluations with regular employees on an annual basis. Evaluations may be conducted more frequently if an employee's performance is unsatisfactory, there are changes to the position or as determined by the supervisor. Performance evaluations should be discussed with the employee before being submitted to the City Manager. Performance evaluations shall be retained in the employee's personnel file. 11.4 Employee Identification Card Policy All full-time and part-time regular employees out in the field and/or conducting inspections are required to have a City employee identification card. Employee identification cards are available from the police department. Upon termination with the City of Brooklyn Center, employee identification cards must be returned to the appropriate department head/supervisor. 40 RESOLUTION NO. 2000-39 City of Brooklyn Center SECTION 12 - EXPENSE REIMBURSEMENT POLICY 12.1 Clothing/Foot Protection 1. Eligible Employees All full and part time regular and seasonal employees in the work area of government buildings divisions and employees engaged in building inspection and engineering inspection/survey; golf course maintenance personnel as well as all others-so designated (excluding IOUE Local #49 employees.) 2. Procedure Full-time employees will be reimbursed an allowance of $100 per calendar year for purchase of work clothing, protective clothing, safety jackets or vests, steel toed boots/shoes; uniform or rental of such work clothes for use on the job for the City of Brooklyn Center. The employer will reimbursement part-time and/or seasonal employees an allowance of $50 per calendar year for the above listed purchases. The City reserves its right to ensure allowance is used for appropriate work attire. Receipts and description of purchase/rental required prior to reimbursement. Employees who choose to be reimbursed by the City for the optional clothing and/or footwear described above must submit to his/her supervisor a clothing/foot protection reimbursement form and proof of purchase. The supervisor will then submit this documentation to the Human Resources Assistant for final approval. 12.2 Mileage Reimbursement Personal automobile use for authorized trips, meetings, work, etc., will be reimbursed at the rate consistent with IRS- regulations. Mileage reimbursement requests must be in writing and approved by the Department Head. Use of personal vehicle for work purposes must be pre-approved by the Department Head. 12.3 Personnel Expense Reimbursement Reimbursements of travel expenses are intended to refund actual costs incurred by City employees and officials while traveling as authorized representatives of the City of Brooklyn Center. In order to qualify for travel reimbursement, trips to a destination exceeding 100 miles from Brooklyn Center must have the prior approval of the City Manager. Requests for travel advances intended to defray costs incurred while on a trip and prior to submission of an expense report shall be submitted to the City Manager for approval at least seven days in advance of the trip. Travel advances shall be limited to 90 percent of the estimated expenses for lodging, meals, and other related travel expenses. Costs of transportation and registration shall be advanced in full. A properly verified, itemized expense claim shall be submitted to the City Manager for approval within ten days following the date of return from an authorized trip. Expense claims shall be accompanied by receipts for: 41 RESOLUTION NO. 2000-39 City of Brooklyn Center a. Transportation costs to and from the destination via coach, tourist, or economy class transportation. b. Lodging costs not to exceed a reasonable single-occupancy rate as determined by the City Manager. C. Conference or meeting registration fees. d. Any unusual items for which advance approval has been obtained from the City Manager. 2. The mode of transportation must be approved by the City Manager prior to any authorized trip. Personal automobile use for authorized trips will be reimbursed at a rate consistent with IRS regulations, or an amount equal to air travel tourist class, whichever is lesser. 3. Reimbursement for meals while on authorized travel will be for actual expenditures. See current pay plan for maximum allowable amount. 4. Employees and officials of the City shall be reimbursed for individual or actual meal cost unless meal cost is part of function. See current pay plan for maximum allowable amount. 12.4 Accrual of Benefits for Airline For City Business City employees/officials using City funds, traveling on City business and using commercial airlines cannot claim frequent flyer mileage or any other similar type credit as their own. Employees/officials must certify that they have not claimed frequent flyer mileage or similar such credits for personal use when they apply for travel reimbursement for City trips. Employees/officials are encouraged to obtain a separate frequent flyer card exclusively for City travel. Employees/officials must use frequent flyer tickets earned while traveling on City business for City travel. Employees/officials cannot use frequent flyer miles as reimbursement for City trips. 12.5 City Vehicles Certain employees of the City are required to drive a City vehicle to their home and keep it there while off duty. They must do so to be able to respond to emergency situations. These emergency situations include fire and police protection, civil defense, and restoring City services such as water, sewer, and streets. It may also be necessary to keep a City vehicle at home for security purposes or other City business purposes. These vehicles must be used for City business use only and cannot be used for the personal use of any employee. Such use is assigned and approved by the City Manager. The employees who are authorized to keep a City vehicle at their home on a regular basis while off duty are as follows: . 1. Chief of Police 2. Police Captains 3. Fire Chief 42 RESOLUTION NO. 2000-39 4. Public Works Superintendent 5. Supervisor of Street and Parks Maintenance 6. Supervisor of Public Utilities 7. Liquor Stores' Manager City of Brooklyn Center 1 43