HomeMy WebLinkAbout1995-201 CCR1
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Extract of Minutes of Meeting
of the City Council of the City
of Brooklyn Center, Hennepin County, Minnesota
Pursuant to due call and notice thereof a regular meeting of the City Council
of the City of Brooklyn Center, Hennepin County, Minnesota, was held at the City
Hall in the City on Monday, September 11, 1995, commencing at 7:00 o'clock P.M.
The following members of the Council were present:
Myrna Kragness, Kristen Mann, Debra Hilstrom, and Kathleen Carmody;
and the following were absent:
Barb Kalligher;
The following written resolution was presented by Member
Kathleen Carmc
moved its adoption the reading of which had been dispensed with by unanimous
consent:
BE IT RESOLVED By the City Council of the City of Brooklyn Center,
Hennepin County, Minnesota, (City) as follows:
=93848
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RESOLUTION NO. 95 201
RESOLUTION PROVIDING FOR THE ISSUANCE
AND SALE OF $4,560,000 TAXABLE GENERAL OBLIGATION
TAX INCREMENT BONDS, SERIES 1995A
1. It is hereby determined that:
(a) the City has duly established a Tax Increment District (District)
pursuant to Minnesota Statutes, Sections 469.124 through 469.134 (Act)
(b) the City has duly established tax increment financing district no.
3 (TIF District) within the District pursuant to Minnesota Statutes, Sections
469.174 to 469.179 (TIF Act);
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RESOLUTION NO. 95 -201
(c) the City is authorized by section 469.178 of the TIF Act to issue
and sell its general obligations to pay all or a portion of the public
development costs (Costs) related to the District as identified in the
development plan (Plan) for the TIF District.
(d) the Plan lists the following Costs to be financed by the general
obligations:
Public Improvements Development Costs
Purchase of Commercial Sites (Highway 252) 900,000
Hotel /Restaurant Project Costs 200,000
Purchase of Commercial Sites
(Brooklyn Boulevard) 2,500,000
Administrative Expenses 400,000
Subtotal $4,000,000
Allowance for Capitalized Interest 460,000
Allowance for Discount 54,720
Allowance for Issuance Costs 45,280
Total Tax Increment Bond Issue $4,560,000
(e) it is necessary and expedient to the sound financial management
of the affairs of the City to issue $4,560,000 Taxable General Obligation Tax
Increment Bonds, Series 1995A (Bonds) to provide financing for the Costs;
2. To provide financing for the Costs, the City will issue and sell Bonds
in the amount of $4,505,280. To provide in part the additional interest required to
market the Bonds at this time, additional Bonds will be issued in the amount of
$54, 720. The excess of the purchase price of the Bonds over the sum of $4,505,280
will be credited to the debt service fund for the Bonds for the purpose of paying
interest first coming due on the additional Bonds. The Bonds will be issued, sold
and delivered in accordance with the terms of the following Official Terms of
Proposal:
RESOLUTION NO. 95 -201
THE CITY HAS AUTHORIZED SPRINGSTED INCORPORATED TO NEGOTIATE THIS
ISSUE ON ITS BEHALF. PROPOSALS WILL BE RECEIVED ON THE FOLLOWING BASIS:
1999 $225,000
2000 $265,000
2001 $330,000
2002 $330,000
2003 $330,000
TERMS OF PROPOSAL
$4,560,000
CITY OF BROOKLYN CENTER, MINNESOTA
TAXABLE GENERAL OBLIGATION TAX INCREMENT BONDS, SERIES 1995A
(BOOK ENTRY ONLY)
Proposals for the Bonds will be received on Tuesday, October 10, 1995, until 11:00 A.M.,
Central Time, at the offices of Springsted Incorporated, 85 East Seventh Place, Suite 100, Saint
Paul, Minnesota, after which time they will be opened and tabulated. Consideration for award
of the Bonds will be by the City Council at 7:00 P.M., Central Time, of the same day.
SUBMISSION OF PROPOSALS
Proposals may be submitted in a sealed envelope or by fax (612) 223 -3002 to Springsted.
Signed Proposals, without final price or coupons, may be submitted to Springsted prior to the
time of sale. The bidder shall be responsible for submitting to Springsted the final Proposal
price and coupons, by telephone (612) 223 -3000 or fax (612) 223 -3002 for inclusion in the
submitted Proposal. Springsted will assume no liability for the inability of the bidder to reach
Springsted prior to the time of sale specified above. Proposals may also be filed electronically
via PARITY, in accordance with PARITY Rules of Participation and the Terms of Proposal,
within a one -hour period prior to the time of sale established above, but no Proposals will be
received after that time. If provisions in the Terms of Proposal conflict with the PARITY Rules
of Participation, the Terms of Proposal shall control. The normal fee for use of PARITY may be
obtained from PARITY and such fee shall be the responsibility of the bidder. For further
information about PARITY, potential bidders may contact PARITY at 100 116th Avenue SE,
Suite 100, Bellevue, Washington 98004, telephone (206) 635 -3545. Neither the City nor
Springsted Incorporated assumes any liability if there is a malfunction of PARITY. All bidders
are advised that each Proposal shall be deemed to constitute a contract between the bidder
and the City to purchase the Bonds regardless of the manner of the Proposal submitted.
DETAILS OF THE BONDS
The Bonds will be dated November 1, 1995, as the date of original issue, and will bear interest
payable on February 1 and August 1 of each year, commencing August 1,1996. Interest will be
computed on the basis of a 360 -day year of twelve 30 -day months.
The Bonds will mature February 1 in the years and amounts as follows:
2004 $350,000
2005 $360,000
2006 $360,000
2007 $385,000
2008 $385,000
2009 $400,000
2010 $415,000
2011 $425,000
Proposals for the Bonds may contain a maturity schedule providing for any combination of
serial obligations and term obligations so long as the amount of principal maturing or subject to
mandatory redemption in each year conforms to the maturity schedule set forth above.
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RESOLUTION NO. 95 -201
BOOK ENTRY SYSTEM
The Bonds will be issued by means of a book entry system with no physical distribution of
Bonds made to the public. The Bonds will be issued in fully registered form and one Bond,
representing the aggregate principal amount of the Bonds maturing in each year, will be
registered in the name of Kray Co. as nominee of Midwest Securities Trust Company
"MSTC Chicago, Illinois, which will act as securities depository of the Bonds. Individual
purchases of the Bonds may be made in the principal amount of $5,000 or any multiple thereof
of a single maturity through book entries made on the books and records of MSTC and its
participants. Principal and interest are payable by the registrar to MSTC or its nominee as
registered owner of the Bonds. Transfer of principal and interest payments to participants of
MSTC will be the responsibility of MSTC; transfer of principal and interest payments to
beneficial owners by participants will be the responsibility of such participants and other
nominees of beneficial owners. The purchaser, as a condition of delivery of the Bonds, will be
required to deposit the Bonds with MSTC.
REGISTRAR
The City will name the registrar which shall be subject to applicable SEC regulations. The City
will pay for the services of the registrar.
OPTIONAL REDEMPTION
The City may elect on February 1, 2005, and on any day thereafter, to prepay Bonds due on or
after February 1, 2006. Redemption may be in whole or in part and if in part at the option of the
City and in such manner as the City shall determine. If Tess than all Bonds of a maturity are
called for redemption, the City will notify MSTC of the particular amount of such maturity to be
prepaid. MSTC will determine by lot the amount of each participant's interest in such maturity
to be redeemed and each participant will then select by lot the beneficial ownership interests in
such maturity to be redeemed. All prepayments shall be at a price of par plus accrued interest.
MANDATORY REDEMPTION
Any term obligations issued shall be subject to mandatory sinking fund redemption in part prior
to their scheduled maturity dates on February 1 of certain years, as more fully described in the
Details of the Bonds section herein, at a price of par plus accrued interest to the date of
redemption.
SECURITY AND PURPOSE
The Bonds will be general obligations of the City for which the City will pledge its full faith and
credit and power to levy direct general ad valorem taxes. In addition the City will pledge tax
increment revenues from Tax Increment District Number 3. The proceeds will be used for
various economic development projects within the City.
TAXABILITY OF INTEREST
The interest to be paid on the Bonds is includable in gross income of the recipient for United
States and State of Minnesota income tax purposes, and is subject to Minnesota Corporate and
bank excise taxes measured by net income.
TYPE OF PROPOSALS
Proposals shall be for not less than $4,505,280 and accrued interest on the total principal
amount of the Bonds. Proposals shall be accompanied by a Good Faith Deposit "Deposit in
the form of a certified or cashier's check or a Financial Surety Bond in the amount of $45,600,
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RESOLUTION NO. 95 -201
payable to the order of the City. If a check is used, it must accompany each proposal. If a
Financial Surety Bond is used, it must be from an insurance company licensed to issue such a
bond in the State of Minnesota, and preapproved by the City. Such bond must be submitted to
Springsted Incorporated prior to the opening of the proposals. The Financial Surety Bond must
identify each underwriter whose Deposit is guaranteed by such Financial Surety Bond. If the
Bonds are awarded to an underwriter using a Financial Surety Bond, then that purchaser is
required to submit its Deposit to Springsted Incorporated in the form of a certified or cashiers
check or wire transfer as instructed by Springsted Incorporated not later than 3:30 P.M., Central
Time, on the next business day following the award. If such Deposit is not received by that
time, the Financial Surety Bond may be drawn by the City to satisfy the Deposit requirement.
The City will deposit the check of the purchaser, the amount of which will be deducted at
settlement and no interest will accrue to the purchaser. In the event the purchaser fails to
comply with the accepted proposal, said amount will be retained by the City. No proposal can
be withdrawn or amended after the time set for receiving proposals unless the meeting of the
City scheduled for award of the Bonds is adjourned, recessed, or continued to another date
without award of the Bonds having been made. Rates shall be in integral multiples of 5/100 or
1/8 of 1 Rates must be in ascending order. Bonds of the same maturity shall bear a single
rate from the date of the Bonds to the date of maturity. No conditional proposals will be
accepted.
In order to designate term obligations, the proposal must specify "Last Year of Serial Maturities"
and "Years of Term Maturities" in the spaces provided on the Proposal Form. All principal
payments scheduled to be made in and before the year specified as the "Last Year of Serial
Maturities" shall be designated as maturity amounts of serial obligations; all principal payments
scheduled to be made after the year specified as "Last Year of Serial Maturities" and through
each year specified under "Years of Term Maturities" shall be designated as mandatory sinking
fund redemptions of term obligations maturing in the year(s) so designated.
AWARD
The Bonds will be awarded on the basis of the lowest interest rate to be determined on a true
interest cost (TIC) basis. The City's computation of the interest rate of each proposal, in
accordance with customary practice, will be controlling.
The City will reserve the right to: (i) waive non substantive informalities of any proposal or of
matters relating to the receipt of proposals and award of the Bonds, (ii) reject all proposals
without cause, and, (iii) reject any proposal which the City determines to have failed to comply
with the terms herein.
BOND INSURANCE AT PURCHASER'S OPTION
If the Bonds qualify for issuance of any policy of municipal bond insurance or commitment
therefor at the option of the underwriter, the purchase of any such insurance policy or the
issuance of any such commitment shall be at the sole option and expense of the purchaser of
the Bonds. Any increased costs of issuance of the Bonds resulting from such purchase of
insurance shall be paid by the purchaser, except that, if the City has requested and received a
rating on the Bonds from a rating agency, the City will pay that rating fee. Any other rating
agency fees shall be the responsibility of the purchaser.
Failure of the municipal bond insurer to issue the policy after Bonds have been awarded to the
purchaser shall not constitute cause for failure or refusal by the purchaser to accept delivery on
the Bonds.
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RESOLUTION NO. 95 -201
CUSIP NUMBERS
If the Bonds qualify for assignment of CUSIP numbers such numbers will be printed on the
Bonds, but neither the failure to print such numbers on any Bond nor any error with respect
thereto will constitute cause for failure or refusal by the purchaser to accept delivery of the
Bonds. The CUSIP Service Bureau charge for the assignment of CUSIP identification numbers
shall be paid by the purchaser.
SETTLEMENT
Within 40 days following the date of their award, the Bonds will be delivered without cost to the
purchaser at a place mutually satisfactory to the City and the purchaser. Delivery will be
subject to receipt by the purchaser of an approving legal opinion of Kennedy Graven,
Chartered of Minneapolis, Minnesota, and of customary closing papers, including a no- litigation
certificate. On the date of settlement payment for the Bonds shall be made in federal, or
equivalent, funds which shall be received at the offices of the City or its designee not later than
12:00 Noon, Central Time. Except as compliance with the terms of payment for the Bonds shall
have been made impossible by action of the City, or its agents, the purchaser shall be liable to
the City for any Toss suffered by the City by reason of the purchaser's non compliance with said
terms for payment.
CONTINUING DISCLOSURE
In accordance with SEC Rule 15c2- 12(b)(5), the City will undertake, pursuant to the resolution
awarding sale of the Bonds, to provide annual reports and notices of certain events. A
description of this undertaking is set forth in the Official Statement. The purchaser's obligation
to purchase the Bonds will be conditioned upon receiving evidence of this undertaking at or
prior to delivery of the Bonds.
OFFICIAL STATEMENT
The City has authorized the preparation of an Official Statement containing pertinent
information relative to the Bonds, and said Official Statement will serve as a nearly -final Official
Statement within the meaning of Rule 15c2 -12 of the Securities and Exchange Commission.
For copies of the Official Statement or for any additional information prior to sale, any
prospective purchaser is referred to the Financial Advisor to the City, Springsted Incorporated,
85 East Seventh Place, Suite 100, Saint Paul, Minnesota 55101, telephone (612) 223 -3000.
The Official Statement, when further supplemented by an addendum or addenda specifying the
maturity dates, principal amounts and interest rates of the Bonds, together with any other
information required by law, shall constitute a "Final Official Statement" of the City with respect
to the Bonds, as that term is defined in Rule 15c2 -12. By awarding the Bonds to any
underwriter or underwriting syndicate submitting a proposal therefor, the City agrees that, no
more than seven business days after the date of such award, it shall provide without cost to the
senior managing underwriter of the syndicate to which the Bonds are awarded 180 copies of
the Official Statement and the addendum or addenda described above. The City designates
the senior managing underwriter of the syndicate to which the Bonds are awarded as its agent
for purposes of distributing copies of the Final Official Statement to each Participating
Underwriter. Any underwriter delivering a proposal with respect to the Bonds agrees thereby
that if its proposal is accepted by the City (i) it shall accept such designation and (ii) it shall
enter into a contractual relationship with all Participating Underwriters of the Bonds for purposes
of assuring the receipt by each such Participating Underwriter of the Final Official Statement.
Dated September 11, 1995 BY ORDER OF THE CITY COUNCIL
Is/ Cam Andre
Acting City Manager
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RESOLUTION NO. 95 -201
3. Springsted Incorporated is authorized and directed to negotiate the
Bonds in accordance with the foregoing Terms of Proposal. The City Council will
meet at 7:00 o'clock P.M. on Tuesday, October 10, 1995, to consider proposals on the
Bonds and take any other appropriate action with respect to the Bonds.
The motion for the adoption of the foregoing resolution was duly seconded by
Councilmember Kristen Mann and upon vote being taken thereon the following
members voted in favor of the motion:
Myrna Kragness, Kristen Mann, Debra Hilstrom, and Kathleen Carmody;
and the following voted against:
none,
whereupon the resolution was declared duly passed and adopted.
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RESOLUTION NO. 95 -201
STATE OF MINNESOTA
COUNTY OF HENNEPIN
CITY OF BROOKLYN CENTER
I, the undersigned, being the duly qualified and Acting City Manager of the
City of Brooklyn Center, Minnesota, hereby certify that I have carefully compared
the attached and foregoing extract of minutes of a regular meeting of the City
Council of the City held on Monday, September 11, 1995, with the original minutes
on file in my office and the extract is a full, true and correct copy of the minutes,
insofar as they relate to the issuance and sale of $4,560,000 Taxable General
Obligation Tax Increment Bonds, Series 1995A of the City.
WITNESS My hand as Acting City Manager and the corporate seal of the City
this ll th day of September 1995.
Acting City Manager
City of Brooklyn Center, Minnesota
DJR93848
3ZZ291 -151
(SEAL)