HomeMy WebLinkAbout1994-233 CCR1
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RESOLUTION NO. 94-233
Member Celia S c o t t introduced the following resolution and
moved its adoption:
RESOLUTION REFUNDING OF AN INITIAL BOND OFFERING:
REFUNDING REVENUE BONDS PURSUANT TO MINNESOTA STATUTES,
SECTIONS 469.152 TO 469.1651, ON BEHALF OF BROOKDALE TWO
LIMN ED PARTNERSHIP
BE IT RESOLVED by the City Council of the City of Brooklyn Center,
Minnesota (the "City as follows:
1. Authority. The City is, by the Constitution and laws of the State of
Minnesota, including Minnesota Statutes, Sections 469.152 to 469.1651, as amended (the "Act
authorized to issue and sell its revenue bonds and refunding revenue bonds for the purpose of
financing and refinancing costs of authorized projects and to enter into agreements necessary or
convenient in the exercise of the powers granted by the Act.
2. Authorization of Proiect: Documents Presented. Brookdale Two Limited
Partnership, a Minnesota limited partnership (the "Borrower has proposed to this Council that
the City issue and sell its $8,100,000 City of Brooklyn Center Industrial Development Refunding
Revenue Bonds (Brookdale Two Limited Partnership Project), Series 1994, in substantially the
same form set forth in the hereinafter mentioned Trust Indenture (the "Bonds pursuant to the
Act and loan the proceeds thereof to the Borrower in order to refinance costs incurred in the
acquisition, construction and equipping of a commercial facility in the City (as further described
in said Trust Indenture, the "Project owned by the Borrower. The Bonds are to be issued for
the specific authorized purpose of causing to be refunded the City's outstanding Commercial
Development Revenue Bonds (Brookdale Two Limited partnership Project), Series 1984, issued
in the original aggregate principal amount of $8,100,000 (the "Refunded Bonds and currently
outstanding in the aggregate principal amount of $8,100,000. Forms of the following documents
relating to the Bonds have been submitted to the City and are now on file in the office of the
City Clerk:
(a) Loan Agreement (the "Loan Agreement dated as of November 1, 1994,
between the City and the Borrower, whereby the City agrees to make a
loan to the Borrower of the gross proceeds of sale of the Bonds and the
Borrower agrees to cause the Refunded Bonds to be refunded in full, and
to pay amounts in repayment of the loan sufficient to provide for the full
and prompt payment of the principal of, premium, if any, and interest on
the Bonds; and
(b) Trust Indenture (the "Trust Indenture dated as of November 1, 1994,
between the City and First Trust National Association, as Trustee,
authorizing the issuance of the Bonds and pledging certain revenues,
including those to be derived from the Loan Agreement, as security for
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RESOLUTION NO. 9 4 2 3 3
(b)
the Bonds, and setting forth proposed recitals, covenants and agreements
relating thereto; and
(c) Guaranty Agreement (the "Guaranty dated as of November 1, 1994,
from Northwestern National Life Insurance Company (the "Guarantor
to the Trustee, by which the Guarantor, absolutely and unconditionally,
guarantees payment of all principal of, Purchase Price for, premium, if
any, on and interest on the Bonds when due (this document not to be
executed by the City); and
(d) Bond Purchase Agreement (the "Bond Purchase Agreement by and
between Juran Moody, Inc. (the "Underwriter the Borrower, and the
City, providing for the purchase of the Bonds from the City by the
Underwriter and setting the terms and conditions of purchase; and
(e) Preliminary Official Statement and final Official Statement (the form of
the Preliminary Official Statement, together with the insertion therein of
the final underwriting details with respect to the Bonds, including the rate
of interest to be borne thereby, to and until the Mandatory Purchase Date,
as further provided therein and in the Indenture, intended to constitute the
form of the final Official Statement, and the Preliminary Official
Statement and the final Official Statement sometimes referred to herein
together as the "Official Statement describing inter alia, the offering of
the Bonds, and certain terms and provisions of the foregoing documents.
3. Findines. It is hereby found, determined and declared that:
(a) The Project, based upon information furnished by the Borrower,
constitutes a project authorized by and described in the Act.
There is no litigation pending or, to the best of its knowledge, threatened
against the City relating to the Project or to the Bonds, or challenging the
legality or validity of the Loan Agreement, the Bond Purchase Agreement
or the Trust Indenture, or questioning the organization or powers of the
City or the authority of the City to issue the Bonds and enter into the
Loan Agreement, the Indenture and the Bond Purchase Agreement.
(c) The execution, delivery and performance of the City's obligations under
the Bonds, the Trust Indenture, the Bond Purchase Agreement and the
Loan Agreement do not and will not violate any charter provision, or any
order of any court or other agency of government of which the City is
aware or in which the City is a party, or any indenture, agreement or
other instrument to which the City is a party or by which it or any of its
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RESOLUTION NO. 9 4 2 3 3
property is bound, or be in conflict with, result in a breach of, or
constitute (with due notice or lapse of time or both) a default under any
such indenture, agreement or other instrument.
(d) It is desirable that the Bonds be issued by the City upon the terms set
forth in the Trust Indenture, under the provisions of which the City's
interest in the Loan Agreement will be pledged to the Trustee as security
for the payment of principal of, premium, if any, and interest on the
Bonds (except for the rights of the City thereunder to indemnity, payment
of fees and expenses, and repayment of advances).
(e) The Loan Agreement provides for payments by the Borrower to the
Trustee for the account of the City of such amounts as will be sufficient
to pay the principal of, Purchase Price for, premium, if any, on, and
interest on the Bonds when due. The Loan Agreement obligates the
Borrower to pay for or cause to be paid all costs of operation and
maintenance of the Project Facilities, including adequate insurance, taxes
and special assessments.
(f) Under the provisions of the Act, and as provided in the Loan Agreement
and Trust Indenture, the Bonds are not to be payable from nor charged
upon any funds of the City other than amounts payable by the Borrower
pursuant to the Loan Agreement and moneys in the funds and accounts
held by the Trustee which are pledged to the payment thereof; no owners
of the Bonds shall ever have the right to compel the exercise of the taxing
power of the City to pay any of the Bonds or the interest thereon, nor to
enforce payment thereof against any property of the City (other than the
City's interests in the Loan Agreement assigned to the Trustee pursuant
to the Indenture); the Bonds shall not constitute a charge, lien or
encumbrance, legal or equitable, upon any property of the City (other than
the City's interests in the Loan Agreement assigned to the Trustee
pursuant to the Indenture); and each Bond issued under the Trust
Indenture shall recite that the Bond, including interest thereon, shall not
constitute or give rise to a charge against the general credit or taxing
powers of the City.
4. Annroval and Execution of Documents. The forms of Loan Agreement,
Trust Indenture, Guaranty, and Bond Purchase Agreement referred to in paragraph 2 are
approved. The Loan Agreement and Trust Indenture shall be executed in the name and on
behalf of the City by the Mayor and the City Clerk, or other officers of the city, in substantially
the form on file, but with all such changes therein, not inconsistent with the Act or other law,
as may be approved by the officers executing the same, which approval shall be conclusively
evidenced by the execution thereof, and then shall be delivered to the Trustee. The Bond
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RESOLUTION NO. 94-233
Purchase Agreement shall be signed on behalf of the City as provided therein. Copies of all
documents shall be delivered and filed as provided therein.
5. Approval. Execution and Delivery of Bonds. The City shall proceed
forthwith to issue the Bonds, in an aggregate principal amount of not to exceed $8,100,000, in
the form and upon the terms set forth in the Trust Indenture, which terms are for this purpose
incorporated in this resolution and made a part hereof; provided, however, that the interest rates
to be borne by the Bonds and the rights of optional and mandatory redemption with respect
thereto shall all be as set forth in the final form of Indenture to be approved, executed and
delivered by the officers of the City authorized to do so by the provisions of this Resolution,
which approval shall be conclusively evidenced by such execution and delivery; and provided
further that in no event, shall such rates of interest produce a net interest cost (to and until the
Mandatory Purchase Date, as further provided in the Indenture) in excess of 7.00% per annum.
The Underwriter has agreed pursuant to the provisions of the Bond Purchase Agreement, and
subject to the conditions therein set forth, to purchase the Bonds at the purchase price set forth
in the Bond Purchase Agreement, and said purchase price is hereby found to be favorable and
is hereby accepted. The Mayor and City Clerk and other City officers are authorized and
directed to prepare and execute the Bonds as prescribed in the Trust Indenture and to deliver
them to the Trustee, together with a certified copy of this Resolution and the other documents
required by Section 2.08 of the Trust Indenture, for authentication, registration and delivery to
the Underwriter. As provided in the Trust Indenture, each Bond shall contain a recital that it
is issued pursuant to the Act, and such recital shall be conclusive evidence of the validity and
regularity of the issuance thereof.
6. Official Statement. The City hereby consents to the circulation by the
Underwriter of the Official Statement in offering the Bonds for sale; provided, however, that
the City has not participated in the preparation of the Official Statement or independently
verified the information in the Official Statement and takes no responsibility for, and makes no
representations or warranties as to the accuracy or completeness of such information.
7. $10 Million Election. The City hereby elects that the $10 million election
with respect to the Bonds and certain capital expenditures for the Project, as provided under
Section 144(a)(4) of the Internal Revenue Code of 1986, as amended (or any applicable
predecessor Section of the Internal Revenue Code of 1954, as amended prior to the enactment
of the Tax Reform Act of 1986), shall apply to the Bonds and the Project.
8. Certificates. etc. The Mayor, City Clerk and other officers of the City are
authorized and directed to prepare and furnish to bond counsel and the purchaser of the Bonds,
when issued, certified copies of all proceedings and records of the City relating to the Bonds,
and such other affidavits and certificates as may be required to show the facts appearing from
the books and records in the officers' custody and control or as otherwise known to them; and
all such certified copies, certificates and affidavits, including any heretofore furnished, shall
constitute representations of the City as to the truth of all statements contained therein.
RESOLUTION NO. 9 4 2 3 3
ATTEST:
November 14, 1994
Date
Deputy Clerk
and the following voted against the same: none,
whereupon said resolution was declared duly passed and adopted.
Todd Paulson, Mayor
The motion for the adoption of the foregoing resolution was duly seconded by member
Kristen Mann and upon vote being taken thereon, the following voted in
favor thereof: Todd Paulson, Celia Scott, Dave Rosene, and Kristen Mann;