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HomeMy WebLinkAbout1997 06-23 CCP Regular Session Public Copy • CITY COUNCIL AGENDA CITY OF BROOKLYN CENTER June 23, 1997 7 p.m. 1. Call to Order 2. Roll Call 3. Invocation 4. Council Report 5. Presentation 6. Approval of Agenda and Consent Agenda -The following items are considered to be routine by the City Council and will be enacted by one motion. There will be no separate discussion of these items unless a Councilmember so requests, in which event the item will be removed from the consent agenda and considered at the end of Council Consideration Items. • a. Approval of Minutes Councilmembers not present at meetings will be recorded as abstaining from the vote on the minutes. 1. May 22, 1997 - Joint Session with Financial Commission 2. May 27, 1997 - Regular Session 3. June 9, 1997 - Regular Session b. Brooklyn Center Fire Department Relief Association Financial Statement Y p s for the Calendar Year Ended December 31, 1996 C. Resolution Amending the 1997 General Fund Street Maintenance Budget to Accept Snow Removal Reimbursement Aid, Accepting Quote and Authorizing Purchase of a Wing Snow Plow d. Resolution Accepting Bid and Awarding a Contract, Improvement Project No. 1997 -09, Contract 1997 -C, 1997 Sealcoating e. Resolution Accepting Bid and Awarding a Contract, Improvement Project No. 1997 -11, Contract 1997 -J, Elevated Storage Tank Repair, Tower No. 2 • £ Resolution Accepting Work Performed and Authorizing Final Payment, Improvement Project No. 1997 -07, Contract 1997 -A, Replacement of Underground Storage Tanks and Fuel System, Central Garage • CITY COUNCIL AGENDA -2- June 23, 1997 g. Resolution Declaring a Public Nuisance and Ordering the Removal of Diseased Trees h. Licenses 7. Open Forum 8. Public Hearing a. Regarding Amendment of Year 1995 Statement of Projected Use of Funds for the Urban Hennepin County Community Development Block Grant Program 1. Resolution Amending the Urban Hennepin County Statement of Projected Use of Funds for the Year 1995 by Reallocating $58,920.06 from the Scattered Site Redevelopment Project to the 53rd Avenue Development and Linkage Project -Requested Council Action: -Open the public hearing. -Take public input. -Close the public hearing. - Motion to adopt resolution. • 9. Council Consideration Items a. Resolution Authorizing the City to Enter into a Grant Agreement with the State of Minnesota for Funding the Shingle Creek Regional Pond; Improvement Project No. 1997 -17 - Requested Council Action: - Motion to adopt resolution. b. Discussion of Amending the Special Assessment Policy, Revising the Senior Deferral Policy - Requested Council Action: - Council discuss. C. Comprehensive Annual Financial Report for the Year Ended December 31, 1996 - Requested Council Action: - Presentation by Deloitte and Touche. 1. Resolution Accepting the Comprehensive Annual Financial Report of the City of Brooklyn Center for the Calendar Year Ended December 31, 1996, and Ratifying Interfund Loans - Requested Council:Action: - Motion to adopt resolution. • CITY COUNCIL AGENDA -3- June 23, 1997 d. Resolution Authorizing the City of Brooklyn Center to Act as Fiscal Agent for the 1997 -98 Minnesota Department of Children, Families and Learning, After School Enrichment Grant - Requested Council Action: - Motion to adopt resolution. 10. Adjournment EDA AGENDA CITY OF BROOKLYN CENTER June 23, 1997 7 p.m. 1. Call to Order 2. Roll Call • 3. Approval of Agenda -The following items are considered to be routine by the Economic Development Authority and will be enacted by one motion. There will be no separate discussion of these items unless a Commissioner so requests, in which event the item will be removed from the consent agenda and considered at the end of Commission Consideration Items. a. Approval of Minutes - Commissioners not present at meetings will be recorded as abstaining from the vote on the minutes. 1. May 27, 1997 - Regular Session 2. June 9, 1997 - Regular Session 4. Commission Consideration Items a. Resolution Accepting Quotations and Awarding Contract for Residential Structure Removal for 53rd Avenue Development and Linkage Project - Requested Commission Action: - Motion to adopt resolution. b. Options for EDA Housing Rehabilitation Deferred Loan Program - Requested Commission Action: • - Commission discuss. 5. Adjournment DRAFT • MINUTES OF THE PROCEEDINGS OF THE CITY COUNCIL AND FINANCIAL COMMISSION OF THE CITY OF BROOKLYN CENTER IN THE COUNTY OF HENNEPIN AND THE STATE OF MINNESOTA JOINT SESSION MAY 22, 1997 CITY HALL CALL TO ORDER The City Council and Financial Commission met in a joint meeting called to order by Mayor Kragness at 7 p.m. in Conference Room B, City Hall. ROLL CALL Mayor Kragness, Councilmembers Kathleen Carmody, Debra Hilstrom, Kay Lasman, and Robert Peppe, Financial Commission Chair Donn Escher, and Commissioners Ned Storla and Ron Christensen. Also present were City Manager Michael J. McCauley, Assistant City Manager Jane Chambers, Finance Director Charlie Hansen, and City Clerk Sharon Knutson. Financial Commissioners Jerald Blarney, Jay Hruska, Larry Peterson, and Michael Weidner were absent. FINANCIAL COMMISSION UPDATE Financial Commission Chair Escher reported that at the last Council meeting he made a presentation on behalf of the Financial Commission regarding the revision to the Capital Improvements Fund Expenditure Policy, and the policy was adopted by the City Council DRAFT BUDGET CALENDAR AND DISCUSSION OF ISSUES City Manager McCauley stated this is the beginning stage of the budget process and the purpose of this meeting is for the City Council and Financial Commission to raise issues and provide input in the preparation of the 1998 budget. Mr. McCauley summarized the budget calendar and suggested the Council schedule a budget work session prior to the August 18, 1997, work session. City Manager McCauley gave an overview of the estimated sources of financing for the budget, which includes approximately 52% property taxes, 30% intergovernmental, 7% services charges, 4% lodging tax, and the remaining 7% is transfers and miscellaneous. He then reviewed how the budget is appropriated by function, which is estimated at 43% public safety, 19 % recreation, 15% general government, 12% public works, 3% transfers out, 3% unallocated, 2% Convention Bureau, 2% debt services, and 1% Social Services. 5/22/97 _1 _ DRAFT Chair Escher explained that in the early 1990s the City employees conducted a service prioritization on how to increase revenues or decrease spending. • Councilmember Hilstrom indicated she would like the City to look at the possibility of participation in more joint powers agreements and sharing of costs. She would like to add this as one of the goals for this year. Discussion ensued regarding a bond referendum for City building needs. City Manager McCauley indicated the City component of property taxes could go up if it is a successful bond election. Councilmember Carmody indicated there would be increased operating expenses with relation to the 1998 budget if the bond election is successful Councilmember Lasman inquired about the recreation director position. City Manager McCauley stated the City is evaluating the park and recreation division. COUNCIL ISSUES/DIRECTION ON BUDGET/BUDGET PROCESS Councilmember Hilstrom discussed the issue of code enforcement, one of the Council's established goals. City Manager McCauley said currently the code enforcement officers are in the police department budget, however, one full -time code enforcement officer could be reallocated to the community development department. Councilmembers Carmody and Hilstrom asked whether the position is called code enforcement officer or community services officer. There was discussion regarding Brook • dale and any effects it may have on the City budget. Councilmember Hilstrom indicated it was hopeful that the Governor would sign the $2 million bill for redevelopment of Brookdale. Financial Commission members strongly encouraged the City Council to keep Brookdale a top priority. JOINT POWERS AGREEMENTS City Manager McCauley presented a list of joint powers agreements in which the City participates. Councilmembers Hilstrom and Carmody expressed concern with the Five Cities Senior Transportation Program, especially as it relates to serving only seniors and does not include travel to doctor appointments. Councilmembers recommended the City start the process to establish a new program or look at other options. Regarding Project PEACE, Councilmembers recommended looking at alternatives such as a jointpowers agreement with another city. CONTRACTUAL SERVICES City Manager McCauley requested Council direction on the social service requests for the 1998 budget process. Councilmember Hilstrom said that previously the Human Rights and Resources Commission would evaluate the social service requests and make recommendations to the Council. She stated that social service agencies should not automatically be part of the City budget and 5/22/97 -2- • DRAFT • recommended a policy be adopted to handle these requests so that social service agencies become self - sufficient. Financial Commission Chair Donn Escher and Financial Commissioner Ned Storla left the meeting at 9:40 p.m. Councilmembers agreed to the form and format for application for contractual services, the same format as last year. Letters will be sent to those agencies who applied last year and notice will be posted regarding the process for applying for funding, emphasizing the deadline to apply. Councilmembers will review the requests. City Manager McCauley recommended the City Council request the Financial Commission to develop a policy regarding social service requests. Councilmember Hilstrom requested a list of all the City's professional services and when the contracts expire. COMMISSIONER OPAT'S REQUEST Council discussed a letter dated May 12, 1997, which Hennepin County Commissioner Mike Opat wrote to Mayor Kragness regarding ISTEA funding as it relates to Brooklyn Boulevard. City Manager McCauley will call Commissioner Opat to schedule a work session with the City Council. ADJOURNMENT The meeting adjourned at 10:15 p.m. City Clerk Mayor • 5/22/97 DRAFT • MINUTES OF THE PROCEEDINGS OF THE CITY COUNCIL OF THE CITY OF BROOKLYN CENTER IN THE COUNTY OF HENNEPIN AND THE STATE OF MINNESOTA REGULAR SESSION MAY 27, 1997 CITY HALL CALL TO ORDER The Brooklyn Center City Council met in regular session and was called to order by Mayor Myrna Kragness at 7:00 m. Y P ROLL CALL Mayor Myrna Kragness, Councilmembers Kathleen Carmody, Debra Hilstrom, Kay Lasman, and Robert Peppe. Also present: City Manager Michael J. McCauley, Assistant City Manager Jane Chambers, Public Services Director Diane Spector, City Attorney Charlie LeFevere, and. Council Secretary LeAnn Larson. • MOMENT OF SILENCE A moment of silence was observed. COUNCIL REPORTS Mayor Kragness reminded citizens about the upcoming public meeting regarding building needs, Wednesday, May 28, 1997, at 7:00 p.m. in Constitution Hall. APPROVAL OF AGENDA AND CONSENT AGENDA Councilmember Carmody requested that the minutes of the April 28, 1997 -- Regular Session and Taxicab License #143 for Northstar Cab be removed from the agenda. Councilmember Carmody requested that item 7.j. Set Date for Work Session be added to the agenda. A motion by Councilmember Carmody and seconded by Councilmember Peppe to approve the agenda and consent agenda as amended passed unanimously. APPROVAL OF MINUTES A motion by Councilmember Carmody and seconded by Councilmember Peppe to approve • minutes of the April 23, 1997- -Work Session and May 1, 1997 - -Joint Session with Financial. 5/27/97 -1- DRAFT Commission as printed passed unanimously. • RESOLUTION NO. 97 -88 Member Carmody introduced the following resolution and moved its adoption: RESOLUTION AUTHORIZING EXECUTION OF A COOPERATIVE JOINT POWERS AGREEMENT FOR EMERGENCY /STANDBY WATER INTERCONNECT BETWEEN THE CITIES OF BROOKLYN PARK AND BROOKLYN CENTER The motion for the adoption of the foregoing resolution was duly seconded by member Peppe and passed unanimously. RESOLUTION NO. 97 -89 Member Carmody introduced the following resolution and moved its adoption: RESOLUTION APPROVING PLANS AND SPECIFICATIONS AND AUTHORIZING ADVERTISEMENT FOR BIDS, IMPROVEMENT PROJECT NO. 1997 -11, ELEVATED STORAGE TANK REPAIR -- TOWER NO.2 The motion for the adoption of the foregoing resolution was duly seconded by member Peppe • and passed unanimously. RESOLUTION NO. 97 -90 Member Carmody introduced the following resolution and moved its adoption: RESOLUTION REJECTING BIDS, IMPROVEMENT PROJECT NO. 1995 -05, CONTRACT 1997 -G, 69TH AVENUE, SHINGLE CREEK PARKWAY TO DUPONT AVENUE LANDSCAPING The motion for the adoption of the foregoing resolution was duly seconded by member Peppe and passed unanimously. RESOLUTION NO. 97 -91 Member Carmody introduced the following resolution and moved its adoption: RESOLUTION DECLARING A PUBLIC NUISANCE AND ORDERING THE REMOVAL OF DISEASED TREES The motion for the adoption of the foregoing resolution was duly seconded by member Peppe • 5/27/97 -2- 'All"T • and passed unanimously. APPLICATION FOR TEMPORARY ON -SALE LIQUOR LICENSE AT ST ALPHONSUS CHURCH A motion by Councilmember Carmody and seconded by Councilmember Peppe to allow the temporary on -sale liquor license at St. Alphonsus Church passed unanimously. RESOLUTION NO. 97-92 Member Carmody introduced the following resolution and moved its adoption: RESOLUTION CALLING FOR A PUBLIC HEARING TO CONSIDER AMENDMENT TO YEAR 1995 PROJECTED USE OF FUNDS FOR THE URBAN HENNEPIN COUNTY COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM The motion for the adoption of the foregoing resolution was duly seconded by member Peppe and passed unanimously. LICENSES • Amusement Devices - Operator Earle Brown Bowl 6440 James Circle North Fuddruckers 5800 Shingle Creek Parkway Lynbrook Bowl 6357 Lilac Drive North Amusement Devices - Vendor American Amusement Arcades 2100 West 96th Street, Bloomington B & K Music and Sales 133 Spring Valley Circle, Bloomington Garbage and Refuse Collection Vehicles Aagard Sanitation 3291 Terminal Drive, Eagan Mechanical Systems C O Carlson Air Conditioning Co., Inc. 1203 Bryant Avenue North, Minneapolis Dependable Indoor Air Quality, Inc. 2619 Coon Rapids Boulevard, Coon Rapids United Heating and A/C 1295 Hackamore Road, Medina Rental Dwellings Initial: Orval Hage 1807 70th Avenue North Renewal: • 5/27/97 -3- RAFT James Soderberg Melrose Gates Apartments • Lyndon and Carole Carlson 5819 Halifax Avenue North Amos Levang 4100 Lakebreeze Avenue North James and Bobbie Simons 4210 Lakebreeze Avenue North David Theisen 5601 Lyndale Avenue North Jan Gibson Talbot 6012 Zenith Avenue North Edward Doll 1201 57th Avenue North Sian Hanger Attracta Sign 7420 West Lake Street, St. Louis Park Taxicab Northstar Taxi 8481 Sumter Circle North, Brooklyn Park Cab Nos. 161, 162, 141, 165, 180, 167, 170 United Cab Services 1401 Portland Avenue, Minneapolis Cab No. 11 OPEN FORUM There were no requests for open forum. COUNCIL CONSIDERATION ITEMS • RESOLUTION EXPRESSING RECOGNITION AND APPRECIATION TO ULYSSESS BOYD FOR HIS DEDICATED PUBLIC SERVICE ON THE CHARTER COMMISSION Mayor Kragness expressed appreciation to Ulyssess Boyd for his dedicated public service on the Charter Commission from May 18, 1989, through April 20, 1997. RESOLUTION NO. 97 -93 Member Hilstrom introduced the following resolution and moved its adoption: RESOLUTION EXPRESSING RECOGNITION AND APPRECIATION TO ULYSSESS BOYD FOR HIS DEDICATED PUBLIC SERVICE ON THE CHARTER COMMISSION The motion for the adoption of the foregoing resolution was duly seconded by member Carmody and passed unanimously. RESOLUTION DECLARING EARLE BROWN DAYS AS A CIVIC EVENT FROM JUNE 22 THROUGH JUNE 29 1997 5/27/97 -4- i • RESOLUTION NO. 97 -94 Member Carmody introduced the following resolution and moved its adoption: RESOLUTION DECLARING EARLE BROWN DAYS AS A CIVIC EVENT FROM JUNE 22 THROUGH JUNE 29, 1997 The motion for the adoption of the foregoing resolution was duly seconded by member Lasman and passed unanimously. MOBILE COMPUTING DEVICE (MCD) SYSTEM UPDATE STATE OF MINNESOTA CONNECTION City Manager McCauley reported on progress with the Mobile Computing Device system. Over the past months LOGIS has awaited the outcome of the Sparks, Nevada, and the West Covina (California) Public Safety Department's development efforts to create an external link between the Sparks Police Department and the State of Nevada. The Sparks Police Department operates the same HP 3000 police Computer Aided Dispatch (CAD)/Records Management System (RMS) as LOGIS, which is used by Brooklyn Center Police Department. In addition, the State of Nevada has the same Law Enforcement Messaging System (LEMS) as the Bureau of Criminal Apprehension (BCA) in Minnesota. The BCA indicated to LOGIS that when the • programming and debugging efforts were completed by both Sparks and West Covina, LOGIS would implement this software solution for its interconnection with the State of Minnesota. In a recent meeting with LOGIS and BCA officials, it was discovered that the BCA in Minnesota may not now support this approach. The programming mechanism for the messaging switch that is used to move messages between the State of Nevada and Sparks Police Department is not currently an acceptable way of linking to the BCA in Minnesota. This is a recent development resulting from the BCA in Minnesota continuing to customize their LEMS switch and computing environment differently from Nevada's system. Mr. McCauley noted that LOGIS has decided to seek out and hire a firm who has completed police /state interconnections for other Minnesota law enforcement agencies. The goal is to have the interconnect working within two to three months. The Council expressed dismay over the lengthy process to implement this MCD system. Councilmember Hilstrom hoped that Council would support directing staff to put together all of the options. Mayor Kragness requested that Mr. Mike Garris, LOGIS Director, update the Council as soon as possible. Mr. McCauley stated that he would request more information. SET DATE FOR MEETING WITH BROOKLYN COMMUNITY CHAMBER OF COMMERCE BOARD OF DIRECTORS • 5/27/97 -5- A motion was made by Councilmember Carmody to set a date of June 9, 1997, 5:30 p.m., • Constitution Hall, for a dinner meeting with the Brooklyn Community Chamber of Commerce. The motion was seconded by Councilmember Peppe and passed unanimously. AN ORDINANCE AMENDING CHAPTER 35 OF THE CITY ORDINANCES REGARDING BUILDINGS IN R -1 AND R -2 DISTRICTS City Manager McCauley noted that the Council has had recent discussions regarding accessory buildings in the R -1 and R -2 Districts in relation to a recent variance request under Planning Commission Application No. 97005 submitted by Mr. Timothy Thompson, 5945 Camden Avenue . North. There are two areas in the Zoning Ordinance which regulate accessory buildings in these districts. One area allows accessory buildings or carports as permitted accessory uses provided the ground coverage of any accessory building not exceed 1,000 square feet, no more than two accessory structures are permitted on one residential premises, and the total ground coverage of an accessory building or buildings not exceed the ground coverage of the dwelling building on the premises. The other area of the Zoning Ordinance requires accessory buildings to be separated from principal buildings or other accessory buildings by at least six feet, prohibits accessory buildings within the side yard adjacent to the street of a corner lot, limits accessory buildings • to no more than 15 feet in height, and prohibits accessory buildings as well as some other structures from being used as a residence or dwelling. Councilmember Peppe stated that restrictions on garage sizes in the Zoning Ordinance were too restrictive. Planning and Zoning Specialist Ron Warren addressed several questions from the Council and asked Council's direction in how the Council wants the present ordinance amended. A motion was made by Councilmember Carmody to direct the Planning Commission to review and recommend on accessory structure regulations. The motion was seconded by Councilmember Hilstrom and passed unanimously. REGULATION OF SECONDHAND GOODS DEALERS City Manager McCauley noted City Attorney Charlie LeFevere's overview of the regulations imposed on the operation of secondhand goods dealers such as the Tried and True Tools secondhand tool business which is proposing to relocate to Brooklyn Center. Most of the regulatory provisions of the ordinance applicable to pawnshops would also apply to secondhand goods dealers. According the Mr. LeFevere, the Brooklyn Center City Code provisions relating to pawnshops and secondhand goods dealers appear to be directed primarily to issues relating is 5/27/97 -6- • to the receipt of stolen goods. In deciding whether to treat secondhand goods dealers differently from pawnshops, Mr. LeFevere believed that the Council should consider whether there is something about secondhand goods dealers that makes such businesses less likely to be involved in receiving stolen goods than pawnshops. Councilmember Carmody stated that secondhand goods dealers shouldn't be held to the same level of scrutiny as pawnbrokers. Councilmember Peppe disagreed with Councilmember Carmody's statement. Paul Williams, Tried and True Tools, Inc., answered several questions. Council consensus was to direct the City Attorney to explore several options for secondhand goods dealers while maintaining adequate safeguards in dealing with stolen property. TRANSFER OF LIQUOR LICENSES City Manager McCauley responded to a Council inquiry recently regarding the permissibility of transferring a liquor license from one location to another. The question came up in relation to a request by a holder of a liquor license at the Day's Inn for a refund of a portion of his liquor license fee when his lease was terminated. Though that applicant has not requested a transfer of a liquor license, this information is provided in case the question arises in the future. • According to City Attorney, Charlie LeFevere, liquor licenses are granted for a specific "premises and for a specific applicant. With one specific exception, any transfer from place to place or person to person would require a new license application and payment of the appropriate fee. RESOLUTION AUTHORIZING THE CITY OF BROOKLYN CENTER TO ENTER INTO AN AGREEMENT WITH THE MINNESOTA AUTO THEFT PREVENTION PROGRAM FOR THE LOCAL LAW ENFORCEMENT GRANTS PROGRAM City Manager McCauley explained that the Brooklyn Center Police Department has submitted a grant application requesting approximately $98,000 to fund the investigation and prevention of auto thefts. The grant funding will allow the Brooklyn Center Police Department to devote significant personnel and resources to combat auto theft without adversely impacting on the department's ability to respond to calls for service and to conduct complete investigations of reported crimes. Mr. McCauley noted that these investigation efforts would only be conducted if grant funds were allocated to Brooklyn Center. • 5/27/97 -7- RESOLUTION NO. 97 -95 • Member Peppe introduced the following resolution and moved its adoption: RESOLUTION AUTHORIZING THE CITY OF BROOKLYN CENTER TO ENTER INTO AN AGREEMENT WITH THE MINNESOTA AUTO THEFT PREVENTION PROGRAM FOR THE LOCAL LAW ENFORCEMENT GRANTS PROGRAM The motion for the adoption of the foregoing resolution was duly seconded by member Lasman and passed unanimously. RESOLUTION APPROVING THE CONTRACT FOR LAW ENFORCEMENT LABOR SERVICES (LELS) AND THE CITY OF BROOKLYN CENTER FOR THE CALENDAR YEARS 1997 & 1998 City Manager McCauley explained that representatives of Law Enforcement Labor Services (LELS) Local No. 82, City staff, and union representatives have come to agreement on a two - year contract, with the exception of two points. Rather than holdup the activation of the majority of the contract, it was proposed between LELS and the City that these two items would be settled through interest arbitration scheduled for July 1997. The two items for arbitration are: 1) the use of the words "shall" and "may" with regard to provision of options in the cafeteria plan; and, 2) sergeant's pay. • Major provisions of the contract contain a wage package of three percent on the base wages for two years, effective January 1 of each year, 1997 and 1998. This increase is consistent with settlements that are occurring around. the metro area for both organized and non - organized employees, and is consistent with the three -year settlement made with Local 49 (Public Works) and the pay for non -union employees. Also, the contract provides for a cafeteria insurance plan. This plan is the same as that contained in the Local 49 contract and the plan offered to non -union employees. RESOLUTION NO. 97-96 Member Hilstrom introduced the following resolution and moved its adoption: RESOLUTION APPROVING THE CONTRACT FOR LAW ENFORCEMENT LABOR SERVICES (LELS) AND THE CITY OF BROOKLYN CENTER FOR THE CALENDAR YEARS 1997 & 1998 The motion for the adoption of the foregoing resolution was duly seconded by member Carmody and passed unanimously. • 5/27/97 -8- 9 • SET DATE OF WORK SESSION A motion was made by Councilmember Carmody to set a date of June 3, 1997, 6:30 p.m., for a work session meeting with Hennepin County Commissioner Mike Opat. The motion was seconded by Councilmember Hilstrom and passed unanimously. ADJOURNMENT A motion by Councilmember Carmody and seconded by Councilmember Hilstrom to adjourn the meeting at 8:15 p.m. passed unanimously. City Clerk Mayor Recorded and transcribed by: LeAnn Larson • 5/27/97 -9- 1 DRAFT MINUTES OF THE PROCEEDINGS OF THE CITY COUNCIL • OF THE CITY OF BROOKLYN CENTER IN THE COUNTY OF HENNEPIN AND THE STATE OF MINNESOTA REGULAR SESSION JUNE 9, 1997 CITY HALL The Brooklyn Center City Council members met at 5:30 p.m. in Constitution Hall with the Chamber of Commerce Board of Directors for a dinner meeting preceding the Council meeting. Chamber President Janis Blumentals, suggested a beautification project of Brooklyn Boulevard by volunteers /organizations. CALL TO ORDER The Brooklyn Center City Council met in regular session and was called to order by Mayor Myrna Kragness at 7:00 p.m. ROLL CALL Mayor Myrna Kragness, Councilmembers Kathleen Carmody, Debra Hilstrom, Kay Lasman, • and Robert Peppe. Also present: City Manager Michael J. McCauley, Assistant City Manager Jane Chambers, Public Services Director Diane Spector, Planning and Zoning Specialist Ron Warren, City Attorney Ron Batty, and Council Secretary LeAnn Larson. COUNCIL REPORTS Councilmember Carmody reminded citizens about the odd -even watering ban. Councilmember Lasman enjoyed a recent boat tour of the Mississippi River sponsored by the National River and Recreation Area which included a presentation concerning partnerships working together to maximize resources with regard to the Mississippi River. PRESENTATION A legislative update was presented by Speaker Phil Carruthers, Senator Linda Scheid, and Representative Lyndon Carlson. Of note was the passage of the Brookdale water ponding bill. Mayor Kragness expressed appreciation for legislators and their efforts on the ponding bill. APPROVAL OF AGENDA AND CONSENT AGENDA A motion by Councilmember Carmody and seconded by Councilmember Lasman to approve • 6/9/97 _1_ uKAFT the agenda and consent agenda as printed passed unanimously. • APPROVAL OF MINUTES A motion by Councilmember Carmody and seconded by Councilmember Lasman to approve minutes of the April 23, 1997 -- Special Work Session; April 28, 1997 -- Regular Session; and May 12, 1997 -- Regular Session as printed passed unanimously. RESOLUTION NO. 97 -97 Member Carmody introduced the following resolution and moved its adoption: RESOLUTION ACCEPTING BID AND AWARDING CONTRACT, IMPROVEMENT PROJECT NOS. 1997-04,05, AND 06, CONTRACT 1997 -F, FRANCE AVENUE STREET, STORM DRAINAGE AND UTILITY IMPROVEMENTS The motion for the adoption of the foregoing resolution was duly seconded by member Lasman and passed unanimously. RESOLUTION NO. 97-98 Member Carmody introduced the following resolution and moved its adoption: RESOLUTION AWARDING A CONTRACT FOR CONSTRUCTION STAKING AND • INSPECTION SERVICES, IMPROVEMENT PROJECT NOS. 1997 -04, 05, & 06, CONTRACT 1997 -F, FRANCE AVENUE STREET, STORM DRAINAGE AND UTILITY IMPROVEMENTS The motion for the adoption of the foregoing resolution was duly seconded by member Lasman and passed unanimously. RESOLUTION NO. 97 -99 Member Carmody introduced the following resolution and moved its adoption: RESOLUTION APPROVING PLANS AND SPECIFICATIONS AND AUTHORIZING ADVERTISEMENT FOR BIDS, IMPROVEMENT PROJECT NO. 1995 -05, CONTRACT 1997 -G, 69TH AVENUE, SHINGLE CREEK PARKWAY TO DUPONT AVENUE LANDSCAPING The motion for the adoption of the foregoing resolution was duly seconded by member Lasman and passed unanimously. 6/9/97 -2- • DRAFT • RESOLUTION NO. 97 -100 Member Carmody introduced the following resolution and moved its adoption: RESOLUTION DECLARING A PUBLIC NUISANCE AND ORDERING THE REMOVAL OF DISEASED TREES The motion for the adoption of the foregoing resolution was duly seconded by member Lasman and passed unanimously. LICENSES Amusement Devices - Operator Beacon Bowl 6525 West River Road Amusement Devices - Vendor D.V.M., Inc., dba Dahlco 296 North Pascal, St. Paul Garbage and Refuse Collection Vehicles A W Disposal PO Box 115, Norwood Browning Ferris Industries 8661 Rendova Street NE, Circle Pines • Darling & Company PO Box 12785, New Brighton The Mengelkoch Company 199 NE 14th Street, New Brighton Waste Management - Blaine 10050 Naples Street NE, Blaine Mechanical Systems Minnegasco 700 Linden Avenue West, Minneapolis Quality Air, Inc. 10830 Magnolia Street NW, Coon Rapids Sharp Heating & Air Conditioning 4854 Central Avenue NE, Columbia Heights Rental Dwellings Initial: Payne Dimich, Jr. /Sharon Peter 6900 Unity Avenue North Renewal: Todd Grabow 7202 Girard Avenue North Sign Hanger Crosstown Sign 10166 Central Avenue, Minneapolis • 6/9/97 -3- DRAFT OPEN FORUM Robert McGowan, 6407 Marlin Drive, noted several improvements necessary in Marlin Park. I PUBLIC HEARINGS AN ORDINANCE AMENDING CHAPTER 35 OF THE CITY ORDINANCES REGARDING TELECOMMUNICATIONS TOWERS AND TELECOMMUNICATIONS FACILITIES City Manager McCauley stated that this ordinance amendment was first read on May 12, 1997, published in the official newspaper, and is offered for a second reading and public hearing. The proposed ordinance defines telecommunications towers and telecommunications facilities and regulates the placement, construction, and modification of such towers and facilities in order to protect the health, safety, and welfare of the public, yet not interfere with the development of competitive wireless telecommunications within the city. he ordinance would allow telecommunications towers to be located in C -lA, C -2, I -1, and I -2 zoning districts as permitted uses. The ordinance encourages the shared use of such towers and support structures and allows telecommunications facilities to be attached to an antenna support structure which is at least 75 feet tall regardless of the zoning district in which such antenna support structure is located. The proposed ordinance also establishes a provision requiring the removal of a telecommunications tower or telecommunications facility which has not been used as such for one year. • A motion by Councilmember Carmody and seconded by Councilmember Lasman to open the public hearing passed unanimously. No public input was offered. A motion by Councilmember Carmody and seconded by Councilmember Lasman to close the public hearing passed unanimously. ORDINANCE NO. 97 -07 Member Carmody introduced the following ordinance and moved its adoption: AN ORDINANCE AMENDING CHAPTER 35 OF THE CITY ORDINANCES REGARDING TELECOMMUNICATIONS TOWERS AND TELECOMMUNICATIONS FACILITIES The motion for the foregoing ordinance was duly seconded by member Lasman and passed unanimously. 6/9/97 - • 4- DRAFT • AN ORDINANCE AMENDING CHAPTER 4 OF THE CITY ORDINANCES RELATING TO THE COLLECTION OF WATER AND SEWER CHARGES City Manager McCauley stated that this ordinance amendment was first read on May 12, 1997, published in the official newspaper, and is offered for a second reading and public hearing. The ordinance amendment would allow the facilitation of collecting delinquent utility accounts by relying upon special assessments to property taxes as the primary means of collecting delinquent accounts. A policy has been prepared for carrying out this procedure. A motion by Councilmember Carmody and seconded by Councilmember Hilstrom to open the public hearing passed unanimously. No public input was offered. A motion by Councilmember Carmody and seconded by Councilmember Hilstrom to close the public hearing passed unanimously. ORDINANCE NO. 97 -08 Member Carmody introduced the following ordinance and moved its adoption: • AN ORDINANCE AMENDING CHAPTER 4 OF THE CITY ORDINANCES RELATING TO THE COLLECTION OF WATER AND SEWER CHARGES The motion for the foregoing ordinance was duly seconded by member Hilstrom and passed unanimously. AN ORDINANCE GRANTING TO NORTHERN STATES POWER COMPANY A MINNESOTA CORPORATION ITS SUCCESSORS AND ASSIGNS PERMISSION TO CONSTRUCT OPERATE REPAIR AND MAINTAIN IN THE CITY OF BROOKLYN CENTER MINNESOTA AN ELECTRIC DISTRIBUTION SYSTEM AND TRANSMISSION LINES INCLUDING NECESSARY POLES LINES FIXTURES AND APPURTENANCES, FOR THE FURNISHING OF ELECTRIC ENERGY TO THE CITY, ITS INHABITANTS AND OTHERS AND TO USE THE PUBLIC WAYS AND PUBLIC GROUNDS OF THE CITY FOR SUCH PURPOSES City Manager McCauley stated that this ordinance was first read on May 12, 1997, published in the official newspaper, and is offered for a second reading and public hearing. This ordinance renews NSP's franchise to operate an electric distribution system and transmission lines in Brooklyn Center. This franchise was last reviewed and renewed 20 years ago. • 6/9/97 -5- w DRAFT A motion by Councilmember Carmody and seconded by Councilmember Lasman to open the • public hearing passed unanimously. No public input was offered. A motion by Councilmember Carmody and seconded by Councilmember Peppe to close the public hearing. passed unanimously. ORDINANCE NO. 97 -09 Member Lasman introduced the following ordinance and moved its adoption: AN ORDINANCE GRANTING TO NORTHERN STATES POWER COMPANY, A MINNESOTA CORPORATION, ITS SUCCESSORS AND ASSIGNS, PERMISSION TO CONSTRUCT, OPERATE, REPAIR AND MAINTAIN IN THE CITY OF BROOKLYN CENTER, MINNESOTA, AN ELECTRIC DISTRIBUTION SYSTEM AND TRANSMISSION LINES, INCLUDING NECESSARY POLES, LINES, FIXTURES AND APPURTENANCES, FOR THE FURNISHING OF ELECTRIC ENERGY TO THE CITY, ITS INHABITANTS, AND OTHERS, AND TO USE THE PUBLIC WAYS AND PUBLIC GROUNDS OF THE CITY FOR SUCH PURPOSES The motion for the foregoing ordinance was duly seconded by member Carmody and passed unanimously. • PLANNING COMMISSION ITEM PLANNING COMMISSION APPLICATION NO 97006 SUBMITTED BY SPIRITUAL LIFE CHURCH Planning and Zoning Specialist Ron Warren explained that this request was for site and building plan approval to construct a 900 -seat church on the vacant 4.4 acre parcel of land located at the southwest quadrant of Shingle Creek Parkway and Xerxes Avenue North. The Planning Commission recommended approval of this application at its May 29, 1997, meeting. Pastor Judy Fornara spoke on behalf of Spiritual Life Church. A motion was made by Councilmember Carmody to approve Planning Commission Application No. 97006 submitted by Spiritual Life Church, subject to the following conditions: 1. The building plans are subject to review and approval by the Building Official with respect to applicable codes prior to the issuance of permits. 6/9/97 -6- r DRAFT 2. Grading, drainage, and utility plans are subject to review and approval by the City • Engineer prior to the issuance of permits. 3. A site performance agreement and supporting financial guarantee in an amount to be determined based on cost estimates shall be submitted prior to the issuance of permits to assure the completion of approved site improvements. 4. Any outside trash disposal facilities and roof -top or on- ground mechanical equipment shall be appropriately screened from view. 5. The building is to be equipped with an automatic fire extinguishing system to meet NFPA standards and shall be connected to a central monitoring device in accordance with Chapter 5 of the City Ordinances. 6. An underground irrigation system shall be installed in all landscaped areas to facilitate site maintenance. 7. Plan approval is exclusive of all signage which is subject to Chapter 34 of the City Ordinances. 8. B -612 curb and gutter shall be provided around all parking and driving areas. • 9. The applicant shall enter into an easement and agreement for maintenance and inspection of utility and storm drainage systems prior to the issuance of permits. 10. The applicant shall provide appropriate erosion and sediment control devices on the site during construction as approved by the City Engineering Department. 11. All work performed and materials used for construction of utilities, driveways, and parking areas shall conform to the City of Brooklyn Center's current standard specifications and details. 12. The grading plan shall be modified prior to the issuance of building permits to indicate the berming area used to screen the parking lot from the townhomes on the opposite side of Freeway Boulevard on the west side of the site property. 13. The Certification of Exemption to the Wetland Conservation Act recommended in the applicant's wetland report, prepared by McCombs Frank Roos Associates, Inc., is subject to the approval of the Shingle Creek Watershed Management Commission and shall be issued prior to the issuance of building permits for this project. 14. Ponding areas shall be protected by appropriate easements as approved by the City Engineer. • 6/9/97 -7- Y DRAFT The motion was seconded by Councilmember Lasman and passed unanimously. • COUNCIL CONSIDERATION ITEMS PROCLAMATION DECLARING AUGUST 17 1997 TO BE HONOR - OUR- POLICE SUNDAY Mayor Kragness noted the efforts of men and women who serve in Law Enforcement in our local communities. Woodcrest Baptist Church has expressed a desire to offer spiritual support and to honor the outstanding performance of all local Law Enforcement personnel throughout the north metro area by honoring them on Blue and White Sunday, August 17, 1997. A motion was made by Councilmember Carmody to declare August 17, 1997, to be Honor- Our- Police Sunday. The motion was seconded by Councilmember Hilstrom and passed unanimously. SET DATES FOR CITY COUNCIL WORK SESSIONS A motion was made by Councilmember Carmody to set Monday, June 16, 1997, 4:30 p.m. as a work session to meet with Commissioner Opat; and June 25, 1997, 7 p.m., as a general work session. The motion was seconded by Councilmember Hilstrom and passed unanimously. MOBILE COMPUTING DEVICE (MCD) - STATE OF MINNESOTA CONNECTION • UPDATE City Manager McCauley introduced Dave Schroeder and Patty Hartwig of the Police Department who gave a demonstration on the MCD system. Mike Garris, LOGIS Director, responded to several Council concerns and questions relating to the status of the project. LOGIS will expend its own funds for the programming needed due to the changes in standards for interface at the Bureau of Criminal Apprehension. Early September was LOGIS' target for completion. There will be no additional cost to the City. REPORT ON REHABILITATION LOAN PROGRAM: CDBG City Manager McCauley asked that this item be reported at a future Council meeting due to staff needing additional time to prepare a report. I MAYORAL APPOINTMENTS Mayor Kragness requested the following appointments to two commissions: Housing Commission -- Donald Arm, 2340 Brookview Drive Planning Commission-- Stephen Erdmann, 4919 61 st Avenue North 6/9/97 -g- • Y DRAFT A motion was made by Councilmember Carmody to ratify the nomination of Donald Arm to • the Housing Commission. The motion was seconded by Councilmember Lasman and passed unanimously. A motion was made by Councilmember Lasman to ratify the nomination of Stephen Erdmann to the Planning Commission. The motion was seconded by Councilmember Carmody and passed unanimously. DISCUSSION OF BUILDING OPTIONS City Manager McCauley gave an overview of the process used in reviewing space needs and the development of concepts. There have been two City newsletter articles and four open houses and a town meeting on May 28, 1997, regarding the space need deficiencies. City Manager McCauley explained that a plan/concept for dealing with fire department needs has been fairly well identified. The City Council wanted to have an understanding of the issues and possible solutions for the police department space needs prior to going out for a bond referendum. A process was established to review space needs for the civic center complex that involved a review of needs, resources, and an opportunity for public input. The goal of this process has been to try to solve the space needs problem in the police department within the context of the needs for overall City operations. • Mr. McCauley explained several concepts have been presented for consideration and public comment. These concepts have explored three different approaches: Option A - a police station at a location away from the current complex; Option B - remodeling all of the current police /city hall into police space, with an office connector between the existing building and the community center; and Option C - building a new police /city hall building in front of the civic center. Mr. McCauley outlined the advantages and disadvantages of each of the three options and reviewed the rough estimated costs. He also estimated the impact on the property taxes on a $75,000 home would increase approximately $4.88 per month or $58.50 per year if the City issued $7 million in bonds. The Council took a break at 8:55 p.m. The Council table reconvened at 9:03 p.m. There was a lengthy discussion among Councilmembers regarding the three options. Council consensus was that Option B, remodeling all of the current police /city hall into police space, with an office connector between the existing building and the community center, be dropped from consideration. Councilmembers suggested off -site location options, which included northern portion of Northbrook Mall, Humboldt Avenue (Humboldt Liquor area), Brooklyn Boulevard and 63rd Avenue, Firehouse Park, Freeway Boulevard at Xerxes Avenue. Councilmember Carmody expressed concern with the high operating costs estimated with Option A, a freestanding police station. • 6/9/97 -9- DRAFT Councilmember Peppe expressed his desire that the City acquire land to have both the city hall . and police station together in the future. Councilmember Hilstrom believed it is critical to have both the fire station question and police station question on one ballot this fall. A motion was made by Councilmember Hilstrom to direct staff to pursue Option A - building a new police department at a new location. The motion was seconded by Councilmember Peppe and passed unanimously. ADJOURNMENT A motion by Councilmember Hilstrom and seconded by Councilmember Peppe to adjourn the meeting at 9:21 p.m. passed unanimously. City Clerk Mayor Recorded and transcribed by: • LeAnn Larson 6/9/97 _ • 10 _ Y �b MEMORANDUM TO: Michael J. McCauley, City Manager FROM: Charlie Hansen, Finance Director G H DATE: June 13, 1997 SUBJECT: Brooklyn Center Fire Department Relief Association Financial Statements for the Calendar Year Ended December 31, 1996 Attached are the Annual Financial Statements of the Fire Department Relief Association for the Year 1996. This report has been audited by Larson Allen Weishair & Co, certified public accountants. Contained in the report are statements on the balances and activities of the Special Fund (pension), and the General Fund of the Association. In January 1994, the City Council approved changes to the Association's bylaws which provided benefit increases to be effective on January 1 of 1994, 1995, and 1996. These • benefit increases raised the liability of the Association. In spite of the benefit increase, the plan has again reached the state of being fully funded. In other words, the net assets available for benefits are greater than the pension benefit obligation. This is an achievement duplicated by few other relief associations in Minnesota and can be viewed with pride by the Association, its board of directors, and the entire City. I BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION FINANCIAL STATEMENTS For the Calendar Year Ended DECEMBER 31, 1996 CITY OF BROOKLYN CENTER BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION ANNUAL FINANCIAL REPORT For the Year Ended December 31, 1996 TABLE OF CONTENTS PAGE INTRODUCTORY SECTION Board Members 1 Treasurer's Letter 2 -3 FINANCIAL SECTION Independent Auditors' Report 4 I Special Fund: Statements of Net Assets Available for Benefits .............. Exhibit A 5 Statements of Changes in Net Assets Available for Benefits ....... Exhibit B 6 General Fund: Balance Sheets ................. Exhibit C 7 Statements of Revenues, Expenditures and Changes in Fund Balance . Exhibit D 8 Notes to Financial Statements 9 -16 Required Supplementary Information: PERS Analysis of Funding Progress ... Schedule I 17 PERS Revenue By Source and Expenses By Type ................ Schedule II 18 Other Supplementary Information: Schedule of Pensions and Benefits.... Schedule III 19 Special Fund - Investment Detail ...... Schedule IV 20 -22 BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION LISTING Of-BOARD MEMBERS AT JANUARY 1 1997 ELECTED MEMBER OFFICE CRAIG SWANBERG PRESIDENT ROGER REIFFENBERGER VICE PRESIDENT MARK SKJOLSVIK TREASURER TROY THOMPSON SECRETARY TODD BERG TRUSTEE DOUG PETER TRUSTEE EX- OFFICIO MEMBERS OFFIC MYRNA KRAGNESS MAYOR CHARLIE HANSEN CITY TREASURER RON BOMAN FIRE CHIEF 1 y`N CE 1 99 YN cc .... \ M i BROOKLYN CENTER D EQ� FIRE DEPARTMENT 6301 Shingle Creek Parkway Emergency Fire 911 Brooklyn Center, Minnesota 55430 Telephone - 569 -3360 FAX - 561 -0717 TO: Board of Directors, Fire Department Relief Association Members of the City Council City Manager SUBJECT: Fire Department Relief Association Financial Report DATE: June 4, 1997 The Annual Audited Financial Report of the Fire Department Relief Association, General and Special "Pension" Funds as of and for the year ended December 31, 1996 is submitted herewith. During 1993, the Wyatt Company, an actuarial firm, was directed to prepare an alternate benefit level analysis for the fund. Based on the analysis, the City Council approved amendments to the Bylaws of the Brooklyn Center Fire Department Relief Association which granted increased benefits within statutory limitations. The increased benefits are effective January 1, 1994, January 1, 1995, and January 1, 1996. For active members, monthly retirement benefits increased, lump sum benefits increased, and provision was made for members who become full -time employees of the City and members of PERA. Other benefits for active members remained the same. Deferred pensioners, retired pensioners, and survivors were given a 10% pension increase effective January 1, 1994. The normal cost of providing benefits was projected to be $68,698 annually and the annual deposit required to retire the unfunded liability by the year 2000 was projected to be $26,241. Note 6 to the financial statements describes the current plan benefits. The plan had reached the point of being fully funded as of December 31, 1995 and continued to be fully funded as of December 31, 1996. 2 The last actuarial study was based on data for January 1, 1993. The Association is required to have a new study done every four years, so a new report is being prepared on data for January 1, 1997. Wyatt Co., our previous actuary, has chosen to leave the fire relief field. The Association has retained Van Iwaarden & Associates to conduct the new study. They have completed a valuation of the pension benefit obligation for the existing plan benefits which shows a lower obligation than the last annual update from Wyatt Co. This may be because Wyatt may not have factored in all lump sum payments or deaths of monthly pensioners which have occurred since 1993. More information regarding the actuarial valuation is in Note 7 and Schedule I. Real estate taxes in the amount of $39,292 were levied in 1995, to be collected in 1996, to finance the City's share of pension costs. The levy was computed as follows: Required pension contribution $ 94,939 Other costs, (salaries etc.) 11,153 Less State support (estimated) A Required property tax levy $ 39,292 During 1996, there were no additions to those volunteer fire fighters who were drawing a pension from the Fire Department Relief Association, and one member died, so the total was reduced to twenty three. These pensions ranged from $136 to $453 per month and totaled $66,726 for the year 1996. There was one addition to the surviving spouses, and two died, so the total decreased to eight monthly spouse's pensions being paid. These pensions ranged from $139 to $453 per month and totaled $24,990 for the year 1996. One funeral benefit was paid. Three lump sum distributions were made to retiring fire fighters. These payments were $70,722, $100,377 and $78,122. Schedule III of this report is a listing of pensions and benefits paid in 1996. Respectfully submitted, Charlie Hansen City Treasurer 3 m LARSON ho ALLEN ') I I' WEISMR & CO.,LLP C ER - nRED Pusuc ACCOUNTANTS INDEPENDENT AUDITOR'S REPORT Board of Trustees City of Brooklyn Center Fire Department Relief Association Brooklyn Center, Minnesota We have audited the accompanying statements of net assets available for benefits of the Special Fund and the balance sheets of the General Fund of the City of Brooklyn Center Fire Department Relief Association (the Association) as of and for the years ended December 31, 1996 and 1995, and the related statements of changes in net assets available for benefits of the Special Fund and of revenues, expenditures, and changes in fund balance of the General Fund for the years then ended. These financial statements are the responsibility of the Association's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with generally accepted auditing standards and Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made b management, as well as evaluating the overall financial P � Y g statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of the Special Fund and General Fund of the City of Brooklyn Center Fire Department Relief Association as of December 31, 1996 and 1995, and the results of its operations for the years then ended, in conformity with generally accepted accounting principles. Our audits were conducted for the purpose of forming an opinion on the basic financial statements taken as a whole. The accompanying schedules of required supplementary information are presented for the purpose of additional analysis and are not a required part of the basic financial statements. These schedules are also the responsibility of the Association's management. Such schedules have been subjected to the auditing procedures applied in our audit of the basic financial statements and, in our opinion, are fairly presented in all material respects in relation to the basic financial statements taken as a whole. In accordance with Government Auditing Standards, we have also issued a report dated April 22, 1997 on our consideration of the Organization's internal control structure and a report dated April 22, 1997 on its compliance with laws and regulations. LARSON, ALLEN, WEISHAIR & LLP Minneapolis, Minnesota April 22, 1997 sfasset Exhibit A BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION SPECIAL FUND STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS DECEMBER 31, 1996 and 1995 1220 1995 ' ASSETS Investments (Note 4): Time Deposits in Commercial Banks $104,463 $32,107 Money Market & Mutual Funds 1,049,451 925,339 United States Government Obligations 612,491 719,603 Corporate Bonds and Debentures 884,892 1,040,783 $2,651,297 $2,717,832 Receivables: Interest Receivable 12,390 13,929 Accounts Receivable 477 857 ---------- - - - - -- ---------------- $12,867 $14,786 ---------- - - - - -- ---------------- Cash $4,337 $2,954 ---------- - - - - -- ---------------- Total Assets $2,668,501 $2,735,572 LIABILITIES Accounts Payable $500 $500 Accrued Wages Payable 0 g Y 375 --------- - - - - -- --------- - - - - -- Total Liabilitie $500 $875 NET ASSETS AVAIL AB E FOR BENEFITS $2,668,001 $2,734,697 See Notes to the Financial Statements 5 sfchange Exhibit B BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION SPECIAL FUND STATEMENTS OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS FOR THE YEARS ENDED DECEMBER 31, 1996 and 1995 1996 124 ADDITIONS Ad Valorem Taxes $39,292 $42,092 State of Minnesota: Fire Insurance Premium Tax 88,272 69,299 Investment Earnings: Interest and Dividends 188,476 209,132 Net Loss on Sale of Investments (26,744) (90,089) Provision for Market Valuation of Investments 109,712 TOTAL ADDITION $289,296 $340,146 ------- - - - - -- - -- - - - - - -- DEDUCTIONS Membership Benefits: Service Pensions $66,940 $68,445 Lump Sum Distributions . 249,221 180,987 Spouses' and Children's Benefits 24,711 26,199 Funeral Benefit 2,500 2,500 $343,372 $278,131 - ----- - - - - -- ------- - - - - -- Administrative Expenses: Officers' Salaries $4,500 $4,000 Dues 250 285 Audit and Financial 5,160 6,609 Investment Management Fees 2,500 2,000 Office Supplies 210 161 $12,620 $13,055 TOTAL DEDUCTIONS $355,992 $291,186 NET INCREASE MECREAS F) ($66,696) $48,960 NET ASSETS AVAILABLE FOR BENEFITS• Beginning of year $2,734,697 $2,685,737 End of Year $2,668,001 $2,734,697 See Notes to the Financial Statements 6 gthalsht Exhibit C BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION GENERAL FUND BALANCE SHEETS DECEMBER 31, 1996 and 1995 12.26 1995 A SSETS Investments (Note 4): Money Market Funds $12,390 $11,715 $12,390 $11,715 Cash $19,438 $20,244 Total Assets $31,828 $31,959 LIABILITIES AND FUND BALANCE Fund Balance $31,828 $31,959 Total Fund Balance $31,828 $31,959 Total LiabilitiPS & Fund Balance $31,828 $31,959 See Notes to the Financial Statements 7 gfchange Exhibit D BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE FOR THE YEARS ENDED DECEMBER 31, 1996 and 1995 199-6 REVENUES: Dance $7,023 $8,542 Softball Tournament 13,500 11,237 Interest and Dividends 776 955 Donations 714 518 TOTAL REVEN 22,013 21,252 EXPENDITURES: Purchase of Equipment 2,386 4,069 Banquets 7,893 7,886 Supplies 5,057 3,467 Donations and Memorials 4,261 1,563 Repairs and Maintenance 45 315 Service Recognition Awards 0 6,508 Miscellaneous 2,502 1,666 TOTAL EXPENDITURES 22,144 25,474 EXCESS OR (DEFICIENCY) OF REVENUES OVER EXPENDITURES (131) (4,222) FUND BALANCE - JANUARY 1 31,959 36,181 FUND BALANCE DECEMBER 31 $31,828 $31,959 See Notes to the Financial Statements 8 BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 1996 1. Summary of Significant Accounting Policies A. Fund Account The resources of the Brooklyn Center Fire Department Relief Association (the Association) are accounted for in the following funds: Special Fund: Accounts for the accumulation of resources to be used for retirement, dependency and disability annuity payments. Resources include property taxes, the two percent insurance premium tax from the State of Minnesota, and earnings from investments. General Fund: Accounts for the resources other than those in the Special p Fund, consisting of membership dues to be used for the good and benefit of the Association as determined by Association bylaws. B. Basis of Accounting The accounting policies of the Association conform to generally accepted accounting principles. The accrual basis of accounting is used for the Special Fund; the modified accrual basis of accounting is used for the General Fund. C. Investments Securities of the federal government and its agencies and corporate.bonds and debentures are carried at amortized cost. Other investments are carried at the lower of cost or market value. Dividends are recognized when received." Interest is recognized when earned. 2. Form of Organization The Association was incorporated on December 5, 1949. It operates under the provisions of Minnesota Statutes 69 and 424. It is governed by a board of nine members. Six of the board members are elected by the members of the Association for two year terms. The Mayor, Finance Director and Fire Chief are ex- officio voting members of the board of trustees. 9 3. Financial Reporting Entity The Association has implemented the Governmental Accounting Standards Board pronouncements relating to financial reporting for the entity. For financial reporting purposes the Association's financial statements include all funds, departments, agencies, boards, commissions, and other organizations over which the Association's officials exercise oversight responsibility. 4. Deposits and Investments A. Deposits Minnesota Statutes 118.005 authorizes the Association to deposit cash and to invest in certificates of deposit in financial institutions designated by the governing body. At December 31, 1996, the Association had cash deposits totaling $137,660. Minnesota statutes require that all Association deposits be covered by deposit insurance, surety bond, or pledged collateral. Following is a summary of the combined deposits of the General & Special Funds covered by insurance or collateral at December 31, 1996. Bank Carrying Balances Amount Covered Deposits Insured, or collateralized with securities held by the Association or its agent in the Association's name. $137,660 Collateralized with securities held by the pledging financial institution's trust department or agent in the Association's name. ---- - - - - -- Total covered deposits $137,660 Uncollateralized Total $137,660 $128,238 10 4. Deposits and Investments (continued) B. Investment Minnesota Statutes 69.775 and 11A.24 authorize and define the types of securities available to the Association for investment. The Association's investments are categorized below to give an indication of the level of risk assumed at year end. (A) securities that are insured or registered, or for which the securities are held by the Association or its agent in the Association's name; (B) securities that are uninsured and unregistered and are held by the counter party's trust department or agent in the Association's name; (C) securities that are uninsured and unregistered and are held by the counter party, or by its trust department or agent but not in the Association's name. Following is a summary of the carrying values of the Association's investments, categorized into the aforementioned levels of risk, along with the market values of the securities, at December 31, 1996. CATEGORY TOTAL -------------- - - - - -- CARRYING MARKET A B C VALUE VALUE Investments Govt.. Obligations $612,491 $612,491 $593,698 Corporate Bonds 884,892 884,892 857,560 $1,497,383 None None $1,497,383 $1,451,258, Money Market & Mutual Funds (lower of cost or market) 1,052,419 Cash & Time Deposits (Note 4 -A) 137,660 ------- - - - - -- Total Cash, Deposits & Investments $2,687,462 The Association's policy is to hold U.S. Government and U.S. Government guaranteed obligations to maturity. The Association held two investments (other than U.S. Government and U.S. Government guaranteed obligations) throughout the year and at December 31 which represent 5 % or more of the net assets available for benefits. These are the Seilgman High Income Fund and the GATOR Series I corporate bonds, which are included in the investment detail in Schedule IV. 11 i 5. Plan Description The Association is the administrator of a single employer public employee retirement system (PERS) established and administered under Minnesota statutes to provide pension benefits for volunteer fire fighters of the City of Brooklyn Center. At December 31, 1996 PERS membership consisted of: Retirees and beneficiaries currently receiving benefits. 31 Terminated employees entitled to benefits but not yet receiving them. 6 Active plan participation: Vested 17 Nonvested 14 Total 68 6. Retirement Benefit An actuarial study was completed during 1993 which developed a schedule of benefit increases which will take effect on January 1, 1994, January 1, 1995, and January 1, 1996. Benefits are less for those members retired prior to that date or for their spouses and children receiving benefits. A. Basic Service Pension for Retired Members Upon approval of an application therefor, a monthly service pension based on Table 1 below per month for each year of active service with the Fire Department shall be paid to each retired member during the remainder of his or her natural life; provided, however, that for purposes of computing such service pension, no retired member shall be given credit for more than 30 years of active service with the. Fire Department. Table 1 PER YEAR OF SERVICE Effective Monthly Benefit Lump Sum Date of Retirement Level Level 1/1/94 - 12/31/94 $24.50 $3,500 1/1/95- 12/31/95 $25.50 $3,750 1/1/96- 12/31/96 $26.50 $4,000 B. Basic Service Pension for Previously Retired Member Effective January 1, 1994, the service pension for a previously retired member, 4and any benefits to a surviving spouse of a member who retired before January 1, 1994, were increased by ten percent (10 %). 12 6. Retirement Benefit (continued) C. Basic Service Pension for Deferred Pensioner A member who is otherwise qualified for a service pension but who has not reached the age of 50 years may retire from the Fire Department without forfeiting the member's right to such pension: Upon approval of an application therefor, the deferred pensioner shall receive a pension based on Table 1 above multiplied by such person's years of active service with the Fire Department and further multiplied by the decimal equivalent of the applicable percentage determined from the following table: Table 2 Years of Applicable Service Percentage 10 60 11 64 12 68 13 72 14 76 15 80 16 84 17 88 18 92 19 96 20 and beyond 100 D. Permissible Forms of Benefit: Any retired member, deferred pensioner or early retired member may elect to receive any pension benefits provided in the following forms: 1. Straight Life Annuity 2. Lump Sum Distribution 3. Joint and 100% Survivor 4. Joint and 50% Survivor 13 • 6. Retirement Benefit (continued) E. Survivor's Benefit: Upon the death of a participant, an amount equal to the greater of (a) the basic monthly service pension which had accrued or (b) the amount shown in table 3 below, shall be paid to the surviving spouse. In lieu of such payments, a lump sum distribution is also available. Table 3 Effective Dates Survivors Monthly Benefit 1/1/94- 12/31/94 $490 1/1/95- 12/31/95 $510 1/1/96- 12/31/96 $530 Children's Benefit: Upon the death of a participant who is survived by a spouse and children, an additional benefit equal to 25% of the surviving spouse's monthly benefit shall be paid for each surviving child under the age of 18, not to exceed 100% of the surviving spouse's benefit. No additional benefits shall be paid if a lump sum distribution is elected. F. Funeral Benefit: A funeral expense benefit of $2,500 will be paid upon the death of a participant, except in instances where benefits are in the form of a lump sum distribution. G. Disability Benefit: None, now covered through Fire Department Disability Insurance. 14 7. Funding Status and Progress . The amount shown below as "pension benefit obligation" is a standardized disclosure measure of the present value of pension benefits, adjusted for the effects of projected benefit increases, estimated to be payable in the future as a result of employee service to date. The measure is the actuarial present value of credited projected benefits and is intended to help users assess PERS funding status on a going concern basis, assess progress made in accumulating sufficient assets to pay benefits when due, and make comparisons among PERS. The measure is independent of the actuarial funding method used to determine contributions to the PERS, discussed in note 8. below. An actuarial update of the pension benefit obligation from a base year valuation study is performed annually. The pension benefit obligation was updated as of January 1, 1997 from an actuarial valuation as of January 1, 1993. Significant actuarial assumptions used include (a) a rate of return on the investment of present and future assets of 5 percent per year compounded annually, and (b) no post retirement benefit increases. At January 1, 1997, the unfunded pension benefit obligation was as follows: Pension benefit obligation: • Retirees and beneficiaries currently receiving benefits and terminated employees not yet receiving benefits $1,211,267 I Current Employees: Employer- financed vested 999,561 Employer - financed nonvested 158,217 Total pension benefit obligation 2,369,045 Net assets available for benefits 2,668,001 (at carrying value, equals market) ------------- Assets in excess of pension benefit obligation $ 298,956 The pension benefit obligation increased due to the additional year of service credited to plan members. There was an offsetting reduction in the pension benefit obligation because of the payment of lump sum distributions and the death of three beneficiaries. The pension benefit obligation had a net reduction of $346,165. 15 8. Contributions Required and Contributions Made PERS funding policy provides for periodic City and State contributions at actuarially determined rates that are sufficient to accumulate sufficient assets to pay benefits when due. City and state contribution rates are determined using the entry age normal cost actuarial funding method. PERS also uses this method to amortize the unfunded liability by 1999. City and State contributions totaling $127,564 were made in accordance with actuarially determined contribution requirements determined through an actuarial valuation performed at January 1, 1993. These contributions are required to fund (a) $68,698 normal cost, (b) $26,241 amortization of the unfunded actuarial accrued liability, and $11,153 administration cost. The State contribution was $21,472 more than budgeted and administrative expenses were $1,467 more than budgeted. Significant actuarial assumptions used to compute contribution requirements are the same as those used to compute the standardized measure of the pension obligation discussed in note 7. above. The computation of the pension contribution requirements for 1996 was based on the same actuarial assumptions, benefit provisions, actuarial funding method, and other significant factors used to determine pension contribution requirements in previous years. 9. Related PaM Investments During 1996 and as of December 31, 1996, the Association held no securities issued by the City or other related parties. 10. Ten -Year Historical Trend Information Ten year historical trend information designed to provide information about PERS' progress made in accumulating sufficient assets to pay benefits when due is presented in Schedules I and H. s 16 schedl SCHEDULE I BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION REQUIRED SUPPLEMENTARY INFORMATION PERS ANALYSIS OF FUNDING PROGRESS YEARS 1987 THROUGH 1996 (B) - (A) (A) (B) UNFUNDED NET ASSETS (1) PENSION (A) / (B) PENSION FISCAL AVAILABLE BENEFIT PERCENTAGE BENEFIT YEAR FOR BENEFITS OBLIGATION FUNDED OBLIGATION 1987 $1,946,629 $1,955,685 99.5% $9,056 1988 2,086,031 2,385,246 87.5% 299,215 1989 2,300,599 2,469,110 93.2% 168,511 1990 2,409,110 2,554,707 94.3% 145,597 1991 2,538,897 2,568,341 98.9% 29,444 1992 2,679,535 2,662,919 100.6% (16,616) 1993 2,848,075 2,894,711 98.4% 46,636 1994 2,685,737 2,793,015 96.2% 107,278 1995 2,734,697 2,715,210 100.7% (19,487) 1996 $2,668,001 $2,369,045 112.6% ($298,956) (1) All amounts for 1988, 1991, and 1993 are based on an actuarial valuation. Amounts for 1987, 1989, 1990, 1992, 1994, 1995, and 1996 are based on an actuarial update of the most recent valuation. Analysis of the dollar amounts of net assets available for benefits, pension benefit obligation, and unfunded pension benefit obligation in isolation can be misleading. Expressing the net assets available for benefits as a percentage of the pension benefit obligation provides one indication of the PERS's funding status on a going concern basis. Analysis of this percentages over time indicates whether the system is becoming g financially stronger or weaker. Generally, the greater this percentage, the stronger the PERS. 17 • sched2 SCHEDULE II BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION REQUIRED SUPPLEMENTARY INFORMATION PERS REVENUES BY SOURCE AND EXPENSES BY TYPE YEARS 1987 THROUGH 1996 REVENUES BY SOURCE FISCAL CITY (1) STATE (1) INVESTMENT YEA CONTRIBUTIONS CONTRIBUTIONS EARNINGS TOTAL 1987 $41,743 $78,913 $114,483 $235,139 1988 .26,743 83,988 139,797 250,528 1989 23,621 85,015 207,540 316,176 1990 24;621 85,647 160,952 271,220 1991 27,421 70,248 205,350 303,019 1992 20,790 72,110 171,851 264,751 1993 27,790 64,039 180,055 271,884 1994 36,092 66,803 42,857 145,752 1995 42,092 69,299 228,755 340,146 1996 $39,292 $88,272 $161,732 $289,296 EXPENSES BY TYPE FISCAL YEA 2I BENEFITS ADMINISTRATIVE TOTAL 1987 $86,018 $20,538 $106,556 1988 91,380 19,746 111,126 1989 95,712 5,896 101,608 1990 154,550 8,159 162,709 1991 158,939 14,293 173,232 1992 111,337 12,776 124,113 1993 87,770 15,574 103,344 1994 295,830 12,260 308,090 1995 278,131 13,055 291,186 1996 $343,372 $12,620 $355,992 (1) Contributions were made in accordance with actuarially determined contribution requirements. s 18 schea3 Schedule III BROOKLYN CENTER FIRE DEPARTMENT RELIEF ASSOCIATION SCHEDULE OF MEMBERSHIP BENEFITS DURING THE YEAR ENDED DECEMBER 31, 1996 Spouses' & Per Service Children's Total MONTH Y P N ION Mon Pensions Benefice Benefits Brunsell, Francis $244 $1,952 $1,952 Cahlandar, Robert 453 $4,530 4,530 Cahlander, Betty 453 906 906 Canfield, Clarence 232 2,784 2,784 Cashman, Robert 230 2,760 2,760 Cichoski, Jerome 136 1,632 1,632 Claypatch, Jack W. 151 1,812 1,812 Considine, C. C. 213 2,556 2,556 Cornwell, Ralph R. 173 2,076 2,076 Davis, Henry 244 2,928 2,928 Draisey, Darwin 136 1,632 1,632 Edling, Charles 163 1,956 1,956 Fox, Robert 192 2,304 2,304 Hannay, William 293 3,516 3,516 Jacobsen, Mrs. Helen 139 1,668 1,668 Jennrich, Richard 277 3,324 3,324 Johnson, Mary P. 232 2,784 2,784 Knight, Richard 190 2,280 2,280 Kolstad, Robert 201 2,412 2,412 Larson, Louis 201 2,412 2,412 Lindman, Allen S. 280 3,360 3,360 . Linner, Lucille 271 3,252 3,252 McKinley, Marion 263 3,156 3,156 Manderfeld, Joan 266 3,192 3,192 Mason, Ruth J. 326 3,912 3,912 Miller, Irwin 255 3,060 3,060 Nerburne, George 272 3,264 3,264 Owens, Stanley 310 3,720 3,720 Paulson, Dorothy 266 3,192 3,192 Sandgren, Lial 228 2,736 2,736 Sienko, Wanda 244 976 976 Swing, Carl 256 3,072 3,072 Vaughn, James R. 267 3,204 3,204 Vaughn, William $283 3,396 3,396 Total Monthly Pensions $66,726 $24,990 $91,716 T UMP SUM DISTRIBUTIONS Pedlar, Gerald 70,722 70,722 Peter, Ronald 100,377 100,377 Selander, Milton 78,122 78,122 Total Lump Sums $249,221 $0 $249,221 OTHER BENEFITS Funeral Benefit, Robert Cahlandar 2,500 2,500 Total Other Benefits $2,500 $0 $2,500 Totals (To Exhibit B) $318,447 $24,990 $343,437 Adjustment due to change in accrual $214 ($279) ($65) Totals (To Exhibit B) $318,661 $24,711 $343,372 19 investmt BROOKLYN CENTER SCHEDULE IV FIRE DEPARTMENT RELIEF ASSOCIATION Continued next page SPECIAL FUND - INVESTMENT DETAIL DECEMBER 31, 1996 Pool Premium or Book Market Original Cost Basis Distribution Discount Value Value Coupon Maturity Premium or at of Amortized December December Description Rate Date Face Value - Discount Acquisition Principal to Income 31, 1996 31, 1996 TIME DEPOSITS IN COMMERCIAL BANKS Marquette Bank Brockdale 5.00% Demand 26,371.76 26,371.76 26,371.76 26,371.76 La Salle NW Bank CD 7.00°s 3/11/11 13,000.00 6.35 13,006.35 -6.35 13,000.00 13,000.00 Manufacturers & Traders Trust CD 6.001 12/11/02 35,000.00 93.85 35,093.85 -2.56 35,091.29 35,000.00 Provident Bank Cincinnati CD 7.00% 9/1/05 30,000.00 30,000.00 30,000.00 30,000.00 Total Time Deposits 104,371.76 100.20 104,471.96 -8.91 104,463.05 104,371.76 MONEY MARKET & MUTUAL FUNDS AIM Capital Development Fund Varies Demand 75,008.90 75,008.90 75,008.90 74,403.68 AIM Equity Blue Chip Class A Varies Demand 25,000.00 25,000.00 25,000.00 23,815.48 AIM Growth Fund Varies Demand 59,587.43 59,587.43 59,587.43 73,348.31 AIM High Yield Fund Varies Demand 85,898.60 85,898.60 85,898.60 89,155.51 AIM Value Fund Varies Demand 46,034.96 46,034.96 46,034.96 59,581.62 Alliance Premier Growth Fund Varies Demand 26,586.24 26,586.24 26,586.24 26,115.55 N American New Economy Fund Varies Demand 23,390.13 23,390.13 23,390.13 24,733.34 O BEA Income Fund Varies Demand 47,367.40 47,367.40 47,367.40 45,750.00 Kemper High Yield Varies Demand 92,811.43 92,811.43 92,811.43 88,167.62 Princor Emerging Growth Fund Varies Demand 15,017.52 15,017.52 15,017.52 14,362.88 Princor Utilities Fund Varies Demand 68,555.70 68,555.70 68,555.70 63,849.35 Realty Income Corp Varies Demand 18,567.55 18,567.55 18,567.55 19,100.00 RJR Nabisco Cum Pfd Varies Demand 12,500.00 12,500.00 12,500.00 12,562.50 Seilgman Com Stk Fd Varies Demand 60,414.49 60,414.49 60,414.49 64,621.32 Seilgman High Inc Fd Varies Demand 161,983.45 161,983.45 161,983.45 158,593.31 Seilgman Inc Fd Varies Demand 26,848.75 26,848.75 26,848.75 26,166.15 Simon Debartolo Group Inc Varies Demand 20,287.10 20,287.10 20,287.10 24,800.00 TCW Convertible Securities. Varies Demand 27,217.50 27,217.50 27,217.50 28,125.00 Travelers Corp Cum PF PFD Varies Demand 25,000.00 25,000.00 25,000.00 25,625.00 Walden Residential Properties Varies Demand 17,454.90 17,454.90 17,454.90 19,900.00 Princor Fund Varies Demand 5,206.69 5,206.69 5,206.69 5,206.69 Principal Financial Securities Varies Demand 313.72 313.72 313.72 313.72 First Montauk Sec Inc Money Fd Varies Demand 102,743.24 102,743.24 102,743.24 102,743.24 First Montauk Sec Inc Cash Fd Varies Demand 5,655.78 5,655.78 5,655.78 5,655.78 Total Money Market & Mutual Funds 1,049,451.48 1,049,451.48 1,049,451.48 1,076,696.05 BROOKLYN CENTER SCHEDULE IV FIRE DEPARTMENT RELIEF ASSOCIATION Continued next page SPECIAL FUND - INVESTMENT DETAIL DECEMBER 31, 1996 Pool Premium or Book Market Original Cost Basis Distribution Discount Value Value Coupon Maturity Premium or at of Amortized December December Description Rate Date Face Value - Discount Acquisition Principal to Income 31, 1996 31, 1996 UNITED STATES GOVERNMENT OBLIGATIONS OR AGENCIES FHLMC MLTCL Series 1334 7.00$ 10/15/06 10,000.00 -50.00 9,950.00 9.72 9,959.72 10,121.80 FHLMC MLTCL Series 1560 -C 5.75% 5/15/23 50,000.00 - 1,000.00 49,000.00 112.57 49,112.57 45,640.50 FHLMC MLTCL Series 1625 6.00W 12/15/08 60,000.00 - 300.00 59,700.00 - 4,596.66 80.95 55,184.29 50,451.72 FHLMC MLTCL Series 1702 5.00% 10/15/16 50,000.00 - 687.50 49,312.50 - 19,294.82 265.31 30,282.99 30,215.62 Fed Natl Mort Assoc Medium Term 8.01 4/1/05 30,000.00 600.00 30,600.00 - 110.64 30,489.36 30,813.90 N Fed Natl Mort Remic 1993 -16 CL 7.501 10/25/19 40,000.00 -50.00 39,950.00 4.49 39,954.49 40,650.00 F - Fed Natl Mort Remic 1993 -44 CL 6.50 11/25/22 60,000.00 60,000.00 60,000.00 59,025.00 Fed Natl Mort Remic 1993 -69 CL 5.501 5/25/23 51,000.00 - 360.48 50,639.52 - 25,153.49 218.28 25,704.31 24,441.90 Fed Natl Mort Remic 1993 -118 6.501 10/25/07 40,000.00 200.00 40,200.00 - 35,276.36 - 182.06 4,741.58 4,471.09 Fed Natl Mort Remic 1993 -210 5.001 1/25/23 70,000.00 70,000.00 - 32,852.81 37,147.19 35,660.72 Fed Natl Mort GTD 1994 -79 7.001 6/25/21 30,000.00 6.35 30,006.35 -6.35 30,000.00 29,437.50 G.N.M.A. Remic 94 -3 7.50W 3/16/07 100,000.00 500.00 100,500.00 -95.94 100,404.06 102,250.00 Strip TINT 0.00% 5/15/15 392,000.00 - 301,883.12 90,116.88 3,877.40 93,994.28 95,796.96 Govt. Natl. Mort. Assoc. 2974 8.001 12/15/03 25,000.00 156.25 25,156.25 - 21,985.77 - 118.68 3,051.80 3,260.48 Govt. Natl. Mort. Assoc. 3481 8.00% 4/15/04 25,000.00 - 1,000.00 24,000.00 - 23,228.96 753.30 1,524.34 1,745.27 Govt. Natl. Mort. Assoc. 6473 8.00% 8/15/05 100,000.00 - 2,145.36 97,854.64 - 85,524.36 1,616.80 13,947.08 14,765.21 Govt. Natl. Mort. Assoc. 90174 9.501 6/15/09 30,095.00 - 677.14 29,417.86 - 26,247.02 393.37 3,564.21 3,920.94 Govt. Natl. Mort. Assoc. 49975 11.00% 6/15/11 50,000.00 701.97 50,701.97 - 43,583.57 - 324.00 6,794.40 7,164.59 Govt Natl. Mort. Assoc. 219884 9.501 8/15/17 24,942.25 872.98 25,815.23 - 24,524.04 - 261.55 1,029.64 458.53 Govt. Natl. Mort. Assoc. 219912 9.50t 8/15/17 49,933.15 499.33 50,432.48 - 42,683.15 - 152.86 7,596.47 7,911.58 Federal Home Loan Mortgage Bonds 8.001 3/21/07 97,505.55 - 1,462.56 96,042.99 - 88,994.01 959.40 8,008.38 8 Total U.S. Government Obligations & Agencies 1,385,475.95 - 306,079.28 1,079,396.67 - 473,945.02 7,039.51 612,491.16 607,150.84 i BROOKLYN CENTER SCHEDULE IV FIRE DEPARTMENT RELIEF ASSOCIATION Continued from prior page SPECIAL FUND - INVESTMENT DETAIL DECEMBER 31, 1996 Pool Premium or Book Market Original Cost Basis Distribution Discount Value Value Coupon Maturity Premium or at of Amortized December December Description Rate Date Face Value - Discount Acquisition Principal to Income 31, 1996 31, 1996 CORPORATE BONDS OR DEBENTURES Bankers Trust 7.50% 1/15/02 30,000.00 906.35 30,906.35 - 203.71 30,702.64 30,849.41 Bear Stearns Co Nts 6.88% 10 /1 /05 50,000.00 1,631.35 51,631.35, - 182.74 51,448.61 49,088.00 Cabco for Texaco 6.88% 10/1/05 59,000.00 - 36,573.65 22,426.35 153.96 22,580.31 21,524.88 Chiquita Brands Intl 9.13% 3/1/04 25,000.00 375.00 25,375.00 -57.75 25,317.25 25,187.50 CM Intl Income Euro 13530 0.00% 9/11/00 25,000.00 - 9,997.20 15,002.80 4,983.89 19,986.69 19,531.25 CM Intl Income Euro 13530 0.00% 9/11/00 35,000.00 - 22,206.08 12,793.92 14,144.92 26,938.84 27,343.75 Countrywide Funding Ser 1993 -5 7.13% 12/25/23 75,000.00 - 3,490.85 71,509.15 165.80 71,674.95 72,914.25 Ford Motor Credit Corp 8.38% 1/15/00 30,000.00 639.60 30,639.60 - 248.09 30,391.51 31,549.50 GATOR Series I 0.00% 11/15/03 212,000.00 - 80,371.33 131,628.67 11,983.53 143,612.20 136,555.56 N General Mills Step Up 8.00% 10/31/06 30,000.00 30,000.00 30,000.00 30,470.70 N General Motors Acceptance Corp 7.00% 3/1/00 30,000.00 - 1,176.00 28,824.00 444.85 29,268.85 30,375.00 Golden West Fin Corp Sub Notes 6.00$ 10/1/03 35,000.00 - 2,030.65 32,969.35 340.64 33,309.99 33,278.70 Green Tree Accep Sub Note 10.25% 6/1/02 30,000.00 3,902.80 33,902.80 - 1,578.52 32,324.28 33,750.00 Lehman Bros Holding 10.38% 6/15/02 5,000.00 - 1,093.65 3,906.35. 36.91 3,943.26 3,772.10 MCA 1992 -1 Multi Family 10.25% 2/20/01 50,000.00 50,000.00 50,000.00 50,000.00 Mcdonnell Douglas Gen Term Notes 7.50% 7/15/00 50,000.00 50,000.00 50,000.00 51,537.00 Moore McCormack Bonds 8.88% 7/15/01 22,000.00 22,000.00 22,000,00 22,000.00 New England Life Euro Bond 0.00% 2/1/99 35,000.00 - 14,141.40 20,858.60 9,646.23 30,504.83 30,537.50 Paine Webber Notes 9.13% 4/15/03 35,000.00 - 444.80 34,555.20 5.44 34,560.64 32,950.05 Pepsico Med Term Notes 7.00 10/2/07 55,000.00 672.70 55,672.70 -68.71 55,603.99 54,019.35 Salomon Inc Notes 7.00% 6/15/03 25,000.00 - 726.25 24,273.75 118.33 24,392.08 24,636.00 Salomon Ser G Notes 6.35% 2/15/04 25,000.00 2.80 25,002.80 -2.80 25,000.00 23,625.75 Salomon Retail Mt 7.40% 4/24/02 50,000.00 - 8,743.65 41,256.35 75.02 41,331.37 41,250.00 Total Corporate Bonds &Debentures 1,018,000.00 - 172,864.91 845,135.09 0.00 39,757.20 884,892.29 876 TOTAL INVESTMENTS (TO EXHIBIT A) 3,078,455.20 - 473,945.02 46,787.80 2,651,297.98 2,664,964.90 I • MEMORANDUM DATE: June 16, 1997 TO: Michael McCauley, City Manager FROM: Diane Spector, Director of Public Services `- SUBJECT: Resolution Amending the 1997 General Fund Street Maintenance Budget to Accept Snow Removal Reimbursement Aid, Accepting Quote and Authorizing Purchase of a Wing Snow Plow Brooklyn Center has received $20,079.15 in reimbursement for extraordinary snow removal costs from the Division of Emergency Management. This reimbursement is the result of special legislation providing partial compensation for costs incurred in 1996 which were above and beyond the average of snow removal costs for the previous three years. I recommend that this reimbursement be appropriated as follows: • Replace the wing plow on truck #11, a tandem dump truck. This plow was badly damaged during the winter, and is no longer usable. This essential piece of equipment will need to be replaced prior to this winter. We have received a quote from MacQueen Equipment in the amount of $7,726.58 to furnish and install the wing with an identical model, and a quote from J -Craft in the amount of $7,958.07.. . • Given the amount of salt/sand we purchased in early 1997 and what we would typically purchase in the fall for use in the early part of the winter, we will likely exceed our salt/sand budget by $8,000. If the early part of winter is worse than average, we will need to purchase even more salt/sand. I recommend that at least $8,000 of the reimbursement be allocated to street maintenance materials in the Snow & Ice Control Division. • It has always been difficult to predict overtime expenses for Snow & Ice Control. Supervisors can often arrange starting hours of work such that most of the snow removal or ice control is performed on straight time. However, there are always night time call outs to salt intersections which ice up overnight, and almost inevitably snowplowing or ice control on holidays or weekends. I recommend that the balance of the reimbursement be used to increase the budget for overtime in the Snow & Ice Control Division budget. • Member introduced the following resolution and moved its adoption: RESOLUTION NO. RESOLUTION AMENDING THE 1997 GENERAL FUND STREET MAINTENANCE BUDGET TO ACCEPT SNOW REMOVAL REIMBURSEMENT AID, ACCEPTING QUOTE AND AUTHORIZING PURCHASE OF A WING SNOW PLOW WHEREAS, legislation authorized in the 1997 legislative session provided financing to partially reimburse public agencies for extraordinary costs incurred in 1996 for snow removal and ice control; and WHEREAS, the Division of Emergency Management of the Department of Public Safety has allocated to Brooklyn Center $20,079.15 in reimbursement funds based on snow removal and ice control expenses in 1996; and WHEREAS, a wing snow plow was damaged beyond salvage during those snow removal operations and should be replaced prior to the 1997 snow removal season; and • WHEREAS, the following quotes have been obtained for labor and materials to replace said plow; and Vendor Quote MacQueen Equipment $7,226.58 J -Craft $7,958.07 WHEREAS, the lowest responsible quote has been submitted by MacQueen Equipment. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Brooklyn Center, Minnesota that: 1. The 1997 General Fund Budget is amended as follows: A. Intergovernmental Revenues is increased $20,079. B. Street Maintenance Materials, Snow and Ice Control Division, is increased $8,000. C. Mobile Equipment, Snow and Ice Control Division, is increased $7,227. • D. Overtime, Regular Employees, and associated fringe benefits are increased $4,852 in total. Resolution No. • 2. The purchase of a wing snow plow from MacQueen Equipment in the amount of $7,226.58 is hereby approved. Date Mayor ATTEST: Ci ty Clerk The motion for the adoption of the foregoing resolution was duly seconded by member and upon vote being taken thereon, the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. • �d MEMORANDUM • DATE: June 18, 1997 TO: Michael McCauley, City Manager FROM: Scott Brink, City Engineer 7 SUBJECT: Resolution Accepting Bid and Awarding a Contract, Improvement Project No. 1997- 09, Contract 1997 -C, Sealcoating Summary Explanation Bids for Contract 1997 -C were received on June 11, 1997. This contract is for the annual sealcoat program, which is budgeted at $100,000 annually in the Street Maintenance Divison. The bidding results are tabulated as follows: Bidder Bid Amount Allied Blacktop Co. $67,737.73 Bituminous Roadways, Inc. $75,112.78 ASTECH Co rp. 83 308.18 Of the three bids received, the lowest bid of $67,737.73 was submitted by Allied Blacktop Co. of Maple Grove, Minnesota. This is less than the original Engineer's Estimate of $68,000.00 Allied Blacktop Co. has experience in performing all of the requirements included in this contract, and has performed many similar projects for the City of Brooklyn Center. Accordingly, staff recommends acceptance of the low bid and award of the contract to Allied Blacktop Co. Recommended City Council Action Approve the attached resolution accepting the low bid and awarding a contract to Allied Blacktop Co. of Maple Grove, Minnesota. • Member introduced the following resolution and moved • its adoption: RESOLUTION NO. RESOLUTION ACCEPTING BID AND A AWARDING CONTRACT, IMPROVEMENT PROJECT NO. 1997 -09, CONTRACT 1997C, 1997 SEALCOATING WHEREAS, pursuant to an advertisement for bids for Improvement Project No. 1997 -09, bids were received opened, and tabulated by the City Engineer, on the 11th day of June, 1997. Said bids were as follows: Bidder Allied Blacktop $ 67,737.73 Bituminous Roadways $ 75,112.78 Astech Corp. $ 83,308.18 WHEREAS, it appears that Allied Blacktop Co., of Maple Grove, Minnesota is the lowest responsible bidder. • NOW THEREFORE BE IT RESOLVED b the City Council of the City of y ty ry Brooklyn Center, Minnesota that: 1. The Mayor and City Manager are hereby authorized and directed to enter into a contract in the amount of $67,737.73, with Allied Blacktop Co., of Maple Grove, Minnesota in the name of the City of Brooklyn Center, for Improvement Project No. 1997 -09 according to the plans and specifications approved by the City Council and on file in the office of the City ° Clerk. 2. The City Clerk is hereby authorized and directed to return forthwith to all the bidders and deposits made with their bids, except that the deposit of the successful bidder and the next lowest bidder shall be retained until a contract has been signed. 3. All costs shall be charged to the Street Maintenance Division, Street and Alley Repair. • RESOLUTION NO. Date Mayor ATTEST: City Clerk The motion for the adoption of the foregoing resolution was duly seconded by member and upon vote being taken thereon, the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. • • • MEMORANDUM DATE: June 18, 1997 TO: Michael McCauley, City Manager FROM: Scott Brink, City Engineer 09 SUBJECT: Resolution Accepting Bid and Awarding a Contract, Improvement Project No. 1997 - 11, Contract 1997 -J, Elevated Storage Tank Repair, Tower No. 2 Summary Explanation Bids for Contract 1997 -J were received on June 18, 1997. This contract consists of miscellaneous structural and coating repairs to Tower No. 2 (69th Avenue at Dupont). The bidding results are tabulated as follows: Bidder Bid Amount TMI Coatings, Inc. $189,500 Odland P. C., Inc. $226,500 Abhe & Svoboda $281,110 Of the three bids received, the lowest bid of $189,500 was submitted by TMI Coatings, Inc. This amount is less than the engineer's estimate of $205,000. An amount of $250,000 has been budgeted in the 1997 water utility budget to cover the cost of these repairs. All costs would be funded from the City's water utility fund. TMI Coatings, Inc. has experience in performing the various items of work included in this repair contract, and have performed many similar projects for municipalities throughout Minnesota. Accordingly, staff recommends acceptance of the low bid and award of the contract to TMI Coatings, Inc. of St. Paul, Minnesota. Recommended City Council Action Approve the attached resolution accepting the low bid and awarding a contract to TMI Coatings, Inc. • Member introduced the following resolution and moved its • adoption: RESOLUTION NO. _ RESOLUTION ACCEPTING BID AND AWARDING A CONTRACT, IMPROVEMENT PROJECT NO. 1997 -11, CONTRACT 1997 -J, ELEVATED STORAGE TANK REPAIR, TOWER NO. 2 WHEREAS, pursuant to an advertisement for bids for Improvement Project No. 1997 -11, bids were received, opened, and tabulated by the City Clerk and Engineer, on the 18th day of June, 1997. Said bids were as follows: Bidder Bid Amount TMI Coatings, Inc. $189,500 Odland P. C., Inc. $226,500 Abhe & Svoboda $281,110 WHEREAS, it appears that TMI Coatings, Inc. is the lowest responsible bidder. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Brooklyn Center, Minnesota that: • 1. The Mayor and City Manager are hereby authorized and directed to enter into a contract with TMI Coatings, Inc. of St. Paul, Minnesota in the name of the City of Brooklyn Center, for Improvement Project No. 1997 -11, according to the plans and specifications therefor approved by the City Council and on file in the office of the City Engineer. 2. The City Clerk is hereby authorized and directed to return forthwith to all bidders the deposits made with their bids, except that the deposit of the successful bidder and the next lowest bidder shall be retained until a contract is signed. 3. The estimated project costs and revenues are as follows: ESTIMATED COSTS Contract $189,500 Contingency(10 %) 18,950 Subtotal Construction Cost 208,450 Engineering 30,000 Administration 6.000 • Total Estimated Proj. Cost $244,450 RESOLUTION NO. • REVENUES Water Utility $244,450 Total Estimated Revenue $244,450 Date Mayor ATTEST: City Clerk The motion for the adoption of the foregoing resolution was duly seconded by member and upon vote being taken thereon, the following voted in favor thereof: • and the followin g g voted against the same: whereupon said resolution was declared duly passed and adopted. • MEMORANDUM DATE: June 18, 1997 TO: Michael McCauley, City Manager FROM: Scott Brink, City EngineeryO SUBJECT: Resolution Accepting Work Performed and Authorizing Final Payment, Improvement Project No. 1997 -07, Contract 1997 -A, Replacement of Underground Storage Tanks and Fuel System, Central Garage On February 10, 1997, per Resolution No. 97 -31, the City Council accepted a bid, and awarded a contract in the amount of $152,236 to Zahl Equipment Company of Minneapolis, Minnesota for the replacement of underground storage tanks and fuel system at the Central Garage. Zahl Equipment Company has satisfactorily completed the work. The amount certified for payment ($147,426.95) is $4,809.05 less than the original contract amount. This was due primarily to certain anticipated work items that were not required, such as dewatering and excavation of contaminated materials. • A resolution accepting the work performed and approving final payment to Zahl Equipment Company is attached for consideration. • Member introduced the following resolution and moved its adoption: RESOLUTION NO. RESOLUTION ACCEPTING WORK PERFORMED AND AUTHORIZING FINAL PAYMENT, IMPROVEMENT PROJECT NO. 1997 -07, CONTRACT 1997 -A, REPLACEMENT OF UNDERGROUND STORAGE TANKS AND FUEL SYSTEM, CENTRAL GARAGE WHEREAS, pursuant to a written contract signed with the City of Brooklyn Center, Minnesota, Zahl Equipment Company has satisfactorily completed the following improvement in accordance with said contract: Improvement Project No. 1997 -07, Contract 1997 -A, Replacement of Underground Storage Tanks and Fuel System, Central Garage. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Brooklyn Center, Minnesota that: 1. The work completed under said contract is accepted and approved according to the following schedule, and the project is hereby declared final. co As Established As Fi nal • Contract $152,236.00 $147,426.95 Contingency (10 %) 12,634.00 0.00 Consulting Engineering 9,000.00 10,851.20 Staff /Administration 2,000.00 5,083.36 Site Restoration 0.00 3.472.37 TOTAL $175,870.00 $166,833.88 Revenues Capital Impr. Fund $125,000.00 $125,000.00 Sanitary Sewer 25,435.00 20,916.94 Water 25,435.00 20,916.94 2. The actual value of the work performed is $4,809.05, less than the original contract. 3. It is hereby directed that final payment be made on said contract, taking the Contractor's receipt in full. The total amount to be paid for said improvement under said contract shall be $147,426.95. • RESOLUTION NO. Date Mayor ATTEST: City Clerk The motion for the adoption of the foregoing resolution was duly seconded by member and upon vote being taken thereon, the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. • • 6 • MEMORANDUM DATE: June 18, 1997 TO: Michael McCauley, City Manager FROM: Joyce Gulseth, Administrative Aide' i SUBJECT: Resolution Declaring a Public Nuisance and Ordering the Removal of Diseased Trees The attached resolution represents the official Council action required to expedite removal of the trees most recently marked by the City tree inspector, in accordance with approved procedures. It is anticipated that this resolution will be submitted for council consideration each meeting during the summer and fall as new trees are marked. I • Member introduced the following resolution and moved its adoption: • RESOLUTION NO. RESOLUTION DECLARING A PUBLIC NUISANCE AND ORDERING THE REMOVAL OF DISEASED TREES (ORDER NO. DST 06/23/97 ) WHEREAS, a Notice to Abate Nuisance and Diseased Tree Removal Agreement has been issued to the owners of certain properties in the City of Brooklyn Center giving the owners twenty (20) days to remove diseased trees on the owners' property; and WHEREAS, the City can expedite the removal 4f these diseased trees by declaring them a public nuisance: NOW, THEREFOR, BE IT RESOLVED BY THE CITY COUNCIL of the City of Brooklyn Center, Minnesota that: 1. The diseased trees at the following addresses are hereby declared to be a public nuisance: TREE PROPERTY OWNER PROPERTY ADDRESS NUMBER ---------------------- - - - - -- ----------------------- - - - - -- -- - - - - -- • SUSAN KARPEN 6736 TOLEDO AVE N 31 SUSAN KARPEN 6736 TOLEDO AVE N 32 E. HAWAZ & M. TADESSE 4201 WOODBINE LA 33 E. HAWAZ & M. TADESSE 4201 WOODBINE LA 33 MARY DAHL 5418 BRYANT AVE N 34 LOGAN NORTH PROPERTIES 5830 LOGAN AVE N 35 LOGAN NORTH PROPERTIES 5830 LOGAN AVE N 36 LOGAN NORTH PROPERTIES 5830 LOGAN AVE N 37 GEORGE & PAMELA SCHUG, JR. 6731 BEARD AVE N 38 LOPAO VANG & BLIA LEE 5117 XERXES AVE N 39 RICHARD DAWSON 3955 69th AVE N 40 RICHARD DAWSON 3955 69TH AVE N 41 BOULEVARD PROPERTIES 5837 BROOKLYN BLVD 42 THEO. ELLIOT /LINDA ERDAHL 720 69TH AVE N 43 THEO. ELLIOT /LINDA ERDAHL 720 69TH AVE N 44 THEO. ELLIOT /LINDA ERDAHL 720 69TH AVE N 45 GARY BUMMER 504 69TH AVE N 46 DAVID EVANSON WEST OF 507 69TH AVE N 47 LEONARD & KAY LASMAN 4407 WOODBINE LA 48 PHILIP & SUSAN FERBUYT 5925 EWING AVE N 49 • RESOLUTION NO. • 2. After twenty (20) days from the date of the notice, the property owner(s) will receive a second written notice providing five (5) business days in which to contest the determination of the City Council by requesting, in writing, a hearing. Said request shall be filed with the City Clerk. 3. After five (5) days, if the property owner fails to request a hearing, the tree(s) shall be removed by the City. All removal costs, including legal, financing, and administrative charges, shall be specially assessed against the property. Date Mayor ATTEST: City Clerk The motion for the adoption of the foregoing resolution was duly seconded by member , and upon vote being taken thereon, the following voted in favor thereof: • and the following voted against the same: whereupon said resolution was declared duly passed and adopted. • �h • MEMORANDUM TO: Michael J. McCauley, City Manager FROM: Sharon Knutson, City Clerk DATE: June 18, 1997 SUBJECT: Licenses for Council Approval The following companies /persons have applied for City licenses as noted. Each company /person has fulfilled the requirements of the City Ordinance governing respective licenses and submitted appropriate applications and paid proper fees. Licenses to be approved by the City Council on June 23, 1997: • GARBAGE AND REFUSE COLLECTION VEHICLES Randy's Sanitation, Inc. P. O. Box 169, Delano UWS /Gallagher's 95 West Ivy Avenue, St. Paul Walter's Recycling and Refuse P. O. Box 67, Circle Pines Walz Bros. Sanitation, Inc. P. O. Box 627, Maple Grove MECHANICAL SYSTEMS Cool Air Mechanical, Inc. 1441 Rice Street, St. Paul D. A. Distribution 8282 Arthur Street NE, Spring Lake Park Diversified Mechanical Services 1525 East 88th Street, Bloomington Doody Mechanical, Inc. dba United Sheet Metal 520 Front Avenue, St. Paul Master Mechanical, Inc. 901 East 79th Street, Bloomington Minnesota Heating & Air Cond. 10701 93rd Avenue North, #B, Maple Grove RENTAL DWELLINGS Morning Sun Investments 1519 Humboldt Place North Morning Sun Investments 1525 Humboldt Place North Morning Sun Investments 1531 Humboldt Place North • Memorandum To: Michael J. McCauley, City Manager From: Tom Bublitz, Community Development Specialist Date: June 18, 1997 Subject: Public Hearing Regarding Amendment of Year 1995 Statement of Projected Use of Funds for the Urban Hennepin County Community Development Block Grant Program and Resolution Amending the Urban Hennepin County Statement of Projected Use of Funds for the Year 1995 by Reallocating $58,920.06 from the Scattered Site Redevelopment Project to the 53rd Avenue Development and Linkage Project City Council Resolution No. 97 -92 authorized a public hearing to consider an amendment to the City's 1995 Community Development Block Grant (CDBG) Projected Use of Funds. The proposed amendment would reallocate approximately $58,920.06 from the Scattered Site Redevelopment Project account to the 53rd Avenue Development and Linkage Project. In the 1995 CDBG program, the City Council allocated $181,657.75 to the Scattered Site Redevelopment Program. Of this 1995 amount, $122,755.65 was expended, leaving a balance of $58,920.06. This $58,920.06 represents the approximate cost of the acquisition and clearance of one scattered site property. With the establishment of the 53rd Avenue Development and Linkage Project, the City focused its redevelopment efforts on the 53rd Avenue Development and Linkage Project and away from scattered site redevelopment. The City can reallocate the 1995 unexpended balance to the 53rd Avenue Development and Linkage Project. To accomplish this reallocation, the City Council must hold a public hearing. A public hearing has been scheduled for the June 23, 1997, City Council meeting to consider this reallocation. A copy of the published public hearing notice is included with this memorandum. The following is a summary of the current and proposed allocation of CDBG dollars for the 53rd Avenue Development and Linkage Project. 1996 Allocation: $193,971.00 1997 Allocation: $180,856.00 1995 Proposed Reallocation: $58,920.06 Total: $433,747.06 • A Resolution Amending the Urban Hennepin County Statement of Projected Use of Funds for the Year 1995 by Reallocating $58,920.06 From the Scattered Site Redevelopment Project to the 53rd Avenue Development and Linkage Project is included with this memorandum. The City Council should take action on this resolution after holding the public hearing. City of Brooklyn (Official Publication) full ^-! - Notice of Public Hearing -. Amendment of Year 1996 Statement of Projected Use of-Funds for the Urban Hennepin County Community Development Block Grant PlBLKJ1T10P5 NOTICE IS HEREBY GIVEN that Hennepin Count &'"c nor sm"e" avrs~ ail the City of Brooklyn Center will hold a public hearnm • ou June 2'3,1997, to consider a proposed amendment to th. AFFIDAVIT OF PUBLICATION Year 1995• Statement of Projected- Use of Funds for th, Urban Hennepin County Community Development Bloc i Grant Program, funded under Title I of the Housing an: STATE OF MINNESOTA) Community Development Act of 1974, as amended. The proposed amendment is the reprogramming c $58,920.06 from the Scattered Site R_ eevelopment Projec ss. toahe 53rd Avenue Development and Linkage Project Copies of the proposed funding request are available a COUNTY OF HENNEPIN) City Hall for review priorto0a.hearing. The Urban Hen tiepin County Citizen Participation Plan is available at th Denis L . M ] n d a k County offices at 10709 Wayzata Blvd., Suite 260, Mir. being duly sworn on an oath says that he/she is netonka, Minnesota , ', The hearing is to be held on June 23, 1997, at 7:00 RI NI the publisher or authorized agent and employee of the publisher of the newspaper known as Hall i«�t� t 6301 Shingle. Creek Par kw a y, s,�k Center; Minnesota.. Sun—Post _ _ and has full knowledge of the facts ; The public hearing is being held pursuant to a joint cc operation agreement between Hennepin County and th. which are Stated below. City of Brooklyn Center - pursuant to Minnesota Statute., Section 471.59.. Dated: May 27, 1997.. (A) The newspaper has complied with all of the requirements constituting qualification as a $ (June 4,1 997) PVCty Brk Ctr Block Gnnt qualified newspaper, as provided by Minnesota Statue 331A.02, 331A.07, and other applicable laws, as amended. (B) The printed Notice of Public Heari which is attached was cut from the columns of said newspaper, and was printed and published once each week, for one successive weeks; it was first published on Wednesday the `} day of June 19 and was thereafter printed and published on every to and including the - day of . 19 : and printed below is a copy of the lower case alphabet from A to Z, both inclusive, which is hereby acknowledged as being the size and kind of type used in the composition and publication of the notice: abcdefgNk)mnopgrstuvwxyz BY: TITLE: P u b l i s h e r Acknowledged before me on this 4 day of J n e . 19 97 No kry Public _ NOTAri7 PUBU MINNESOTA HE INE°IN COUNTY R `�,1F�� . ►.'`? Ccrcrtissien �Ypir2s Jan.3i, 2000 a RATE INFORMATION (1) Lowest classified rate paid by commercial users $ 2.55 per line for comparable space �) Maximum rate allowed by law for the above matter $ 6.20 per line (3) Rate actually charged for the above matter $ 1.20 per line Member introduced the following resolution and • moved its adoption: RESOLUTION NO. RESOLUTION AMENDING THE URBAN HENNEPIN COUNTY STATEMENT OF PROJECTED USE OF FUNDS FOR THE YEAR 1995 BY REALLOCATING $58,920.06 FROM THE SCATTERED SITE REDEVELOPMENT PROJECT TO THE 53RD AVENUE DEVELOPMENT AND LINKAGE PROJECT WHEREAS, the City of Brooklyn Center, through a Joint Cooperation Agreement with Hennepin County, is a participant in the Urban Hennepin County Community Development Block Grant program; and WHEREAS, the City of Brooklyn Center and Hennepin County have executed a Subrecipient Agreement wherein the City agrees to assume certain responsibilities for the implementation of approved community development activities in the Urban Hennepin County Community Development Block Grant program; and WHEREAS, the City of Brooklyn Center held a public hearing on June 23, 1997, to consider public comments on a proposed amendment to the Year 1995 Urban Hennepin County • Statement of Projected Use of Funds. NOW, THEREFORE, BE IT RESOLVED by the City Council of the' City of Brooklyn Center, Minnesota, that the City of Brooklyn Center amends the Urban Hennepin County Statement of Projected Use of Funds for the Year 1995 by reallocating $58,920.06 from the Scattered Site Redevelopment Project to the 53rd Avenue Development and Linkage Project. BE IT FURTHER RESOLVED that the City Council of the City of Brooklyn Center authorizes the Mayor and City Manager to execute the required agreements with Hennepin County to implement the subject amendment to the Year 1995 Urban Hennepin County Statement of Projected Use of Funds. Date Mayor ATTEST: City Clerk The motion for the adoption of the foregoing resolution was duly seconded by member • and upon vote being taken thereon, the °following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. �Q. 3 City of Brooklyn Center A great place to start. A great place to stay. • MEMORANDUM TO: Mayor Kragness, Councilmembers Carmody, Hilstrom, Lasman, and Peppe FROM: Michael J. McCauley, City Manager DATE: June 19, 1997 SUBJECT: Resolution Authorizing the City to Enter into a Grant Agreement with the State of Minnesota for Funding the Shingle Creek Regional Pond, Improvement Project No. 1997 -17 The Minnesota Department of Trade and Economic Development has requested a resolution authorizing the City to enter into a grant agreement with the State of Minnesota for funding for the Shingle Creek Regional Pond and the designation of a person authorized to execute the agreement on behalf of the City. The Department of Trade and Economic Development is moving forward with the authorization received in the recent legislative session through the • efforts of Speaker Carruthers, Senator Scheid, and Representative Carlson to provide $2 million to assist in the development of the regional and for the redevelopment of Brookdale. This P g P would be the first step in that process with the Department of Trade and Economic Development. 6301 Shingle Creek Pkwy, Brooklyn Center, MN 55430 -2199 • City Hall & TDD Number (612) 569 -3300 Recreation and Community Center Phone & TDD Number (612) 569 -3400 • FAX (612) 569 -3494 An Affirmative Action /Equal Opportunities Employer • its adoption: Member introduced the following resolution and moved RESOLUTION NO. RESOLUTION AUTHORIZING THE CITY TO ENTER INTO A GRANT AGREEMENT WITH THE STATE OF MINNESOTA FOR FUNDING THE SHINGLE CREEK REGIONAL POND, IMPROVEMENT PROJECT NO. 1997- 17 WHEREAS, the 1997 Legislature appropriated $2,000,000 for a one -time grant to the City of Brooklyn Center to facilitate redevelopment of the Brookdale regional center and provide opportunities for economic development at or near the center by construction of a regional storm water treatment pond; and WHEREAS, to request this money, the City must enter into a grant agreement with the Minnesota Department of Trade and Economic Development. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Brooklyn Center that the City of Brooklyn Center is authorized to enter into a grant agreement with the State of Minnesota for $2,000,000 for funding the Shingle Creek Regional Pond, • Improvement Project No. 1997 -17. City Manager Michael J. McCauley is hereby authorized to execute and sign the grant agreement on behalf of the City of Brooklyn Center. Date Mayor ATTEST: City Clerk The motion for the adoption of the foregoing resolution was duly seconded by member and upon vote being taken thereon, the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. �U • MEMORANDUM DATE: June 17, 1997 TO: Michael McCauley, City Manager FROM: Diane Spector, Director of Public Servicesr SUBJECT: Discussion of Amending the Special Assessment Policy, Revising the Senior Deferral Policy The Council has on several occasions recently discussed the City's Assessment Stabilization Program (ASP) and the senior deferral program of the special assessment policy. Specifically, 1) no adequate permanent funding has ever been identified for the (ASP), which is currently funded from Local State Aid, which is a fund used to finance street, enhancement, signal, trail, and sidewalk projects; and 2) the senior deferral program is in need of refinement. Senior Deferral Brooklyn Center first adopted an assessment deferral program for seniors in 1978. The income limit • for participation in the senior deferral program is established as the HUD two- person low income limit, regardless of household size. In 1997 that limit is $34,800. Ass discussed in January, I would recommend changing that cap to the very low income limit, by household size. For 1997, this would reduce the income caps to the following: Table 1 Proposed Revised Income Cap Senior Deferral Program Hotrsefiaid Current3ncome Revised Income _ _ _ Size Cap Cap I person $34,800 $20,050 2 34,800 22,900 3 34,800 25,800 4 34,800 28,650 Over the past three years of the Assessment Stabilization Program, 128 senior households received grants. If instead they had been participating in the senior deferral program, under this revised • policy about 74 of those households would have been eligible to defer some of their special assessment. • The Council earlier this year had also discussed the possibility of capping the amount of interest which accrues, and decided at that time not to create such a cap. Several items are attached for Council review: the statutes enabling the senior deferral program; the City's current policy; and the assessment policy as it would be amended should the Council approve the suggested change. Assessment Stabilization Options In previous discussions, the Council has understood the limited amount of funding available to continue the ASP, but expressed a desire to continue to provide some type of financial relief to property owners of limited means to assist in paying for street improvements. The existing senior deferral program (which also applies to persons who are retired due to disability), would provide financial relief for seniors, who received the bulk of the ASP grants. If the Council discontinues the Assessment Stabilization Program, I can find no corresponding program which would provide relief for the non - senior homeowners. If the Council desires to provide financial relief for non - senior households, then the most fair would be the creation of a deferral program for non - senior homeowners Parallel to the senior deferral program. State statutes do not provide cities with the blanket authority to do so. However, as the attached memorandum from City Attorney Charlie LeFevere points out, if the City Charter were to be amended to provide this authority, then the council could create such a program. • If such a program were in place in the Orchard Lane East project area, for example, and it paralleled the senior deferral program, then about 19 non - senior property owners would have been eligible to defer a part of their special assessment, compared to 38 who received a grant. The Council should remember that a deferral program is not free. Every deferral means some assessments are not available to pay for current costs. For every assessment dollar which is deferred to some future date when a home is sold, the City has to come up with a current replacement dollar, whether through an increased level of special assessment bonds or a cash source such as the Local State Aid Fund to "pay" for the deferred assessments. A deferral program moves the financing burden from the homeowner to the City. If the Council desires to pursue this option, then it should refer the matter to the Charter Commission for review and recommendation. Draft Resolution A draft resolution which would a) provide for the amendments to the senior deferral program of assessment policy and b) amend the assessment policy to discontinue the Assessment Stabilization Program is provided for Council discussion. • ATTACHMENT 1 r 53" ?UBUC 07HIR ?sLY'WDf�GS �35._J= - 43:.193 SENIOR CITIZENS OR RETIRED .--`+D DISABLED PER—SONS Hw0D- SHIP SPECL-kL ASSESSMENT DEFER.R.�L.. Notvithstanding the provisions of anv taw•to tae c0r1E7arJ', anv count statucory or acme rule charter ca /, or :owe,, mating a scecial assessment umav, at its discretion, aecer the payment of that as sessiiienc for any no mestead p ros e ^f Owned bv a person 0i ' ears oI age Orolder oC tOCal dlSabllit7 IOC whom I s would be a hardship to mak<- the caytne nts..-.nv count., stacutcry or 'come ^ufe char- ter city, or town electing to defer special assessu snail adopt an ordinance or resolu- don establishing standards and guidelines for dete^lin.i.rg the existence of a hardship and for determining the existence of a disabLlier, but nothing herein shall be construed to prohibit the determination of hardship on the basis of exceptional and unusual cir- cunstances not covered by the standards had guidelines where the deter ninaLion is made in a nondiscriminatory manner and does not give the applicant an unreasonable preference or advantage over other applicants. History: 1974 c 206 s 7: 1976 c 19: s 3: 1981 c 30 s 1 13 - PROCEDURE TO OBT.-UN DEFERRED .ASSESSME`+T. The homeowner shaii :hake a?ciicatice for deier-ed pa rment of special assess- meats on for s Dress ^pod v : e CeunrY auditor o , he :ouIIty i s wCitcn :he aCtT.eStea : is located. ��'core :ae Bete -e: assessrneac ;s ;~anted, zhe auditor shall r ecord; .ucice t e'zoi with w:ie col:Il- re�OCde: Oi 3, � -.^.0 : '' Shad Set forth the 3I:i0u.1C 01 th assessment. T ie : auction^ Mai _et °. :ru t by arC1na -^.c. o resolution t,`.e a:,,IounC • Of !r:ereSt, iI arv. On the de:err. assessment and this mLe shall be retarded by t audl- mr along %4i h and n .n the sa e manner as :he amount of :he assessr ieat. History: 197 c Z06 s 3: 1� "6 . !3! s _. 19'6 !9- s . 1 - 435.195 TER_NM ATION OF RIGHT TO DEFER.RED PAYNLE - N+T. I -.e option to defer the pavt_,e of speciai assessments snail :e^ rate and all amounts accumulated plus ac disable interest. shall become due upon - he Occcu oI =v of the Iollowing ev (a) :he death oI th owner, provided t the Scouse is othe^.vise not eligible for the b n h ereu z der: (b) the sale, transfer or s of the property or any par thereof: (c) if -fie prope ^r should for any -vason lose its aome- sLead staCus: or (d) U IOC an reason t:. :acing au hcC:LV d'Lz ^.:ng the owr shall de 'hat there would Ce n0 a. '11p :O :ef�llL u:I,T :edi3Ce or 7ar::3l '.Ja' enL. History- 1971 c 206 s 9 ATTACHMENT 2 CITY OF BROOKLYN CENTER JUNE, 1990 SPECIAL ASSESSNIZNT DEFERMENT POLICY • WHEREAS, Minnesota Statutes 435.193 through 435.195 provide for the deferment of special assessments and specify the conditions under which municipalities are authorized, on a voluntary basis, to defer such assessments; and WHEREAS, the City Council of the City of Brooklyn Center found and determined that deferral of special assessments for certain persons is in the public interest and passed City of Brooklyn Center Resolution No. 78 -87 providing for deferment of special assessments for persons 65 years of age or older and Resolution No. 85 -143 extending that provision to persons retired due to permanent and total disability. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL of the City of Brooklyn Center, Minnesota, that the special assessment deferral policy is hereby amended to provide for deferral of special assessments certified after the adoption of this resolution [June 11, 19901 under the following, conditions: 1. The property upon which the assessment is deferred must be homesteaded; 2. The property is owned by a person at least 65 years of age on January 1st of the year in which payment of the first installment of the subject assessment levy is due: or is owned by a person who is retired due to permanent and total disability. • 3• The applicant must have a "financial hardship" defined as: a. An annual income at or below a level to be established annually [521,60 in 1990]; and b. The aggregate total of special assessment installments from previously - existing special assessment levies plus the first year of the current levy will exceed percent of the applicant's annual income. 4. The portion of the current levy which will be deferred will be that portion of the levy against the applicant's property which requires a first year installment payment which, when added to the applicant's annual payment from previously existing special assessment levies, would result in an aggregate total of special assessment installments totaling more than percent of the applicant's annual income. The portion of the current levy which can be paid without aggregating total installments above 1 -I/ percent of the applicant's annual income shall not be deferred. 5. Special assessments levied due to the applicant's failure -to -pay charges for City services or failure to comply to City codes (i.e. delinquent utility assessments, assessments for weed removals, assessments for nuisance abatement, etc.) shall not be deferred, and installment payments for existing levies for such services shall not be included in calculating the maximum 1 -' percent aggregate payment defined in paragraph 4 above. BE 71 FURTHER RESOLVED that interest at the rate for that particular assessment levy shall be added to the deferred assessment and shall be payable in accordance with the terms and provisions of Minnesota Stan!tes 1 and • BE IF - .� FL;RTHER RESOLVED that the nigh, :o defer assessments in hereby , =mated when the subject propem owner no longer meets the criteria established in this resolution except that a surviving spouse of a qualified applicant need not meet the age requirement. ATTACHMENT 3 City of Brooklyn Center Special Assessment Policy • SECTION IV. ASSESSMENT DEFERRAL PROGRAM There shall exist a program to defer a portion of the special assessments of qualifying persons under the provisions of Minnesota Statutes 435.193 through 435.195. Said program shall defer the payment of a portion of certified special assessments by property owners who are at least 65 years of age or older or who are retired due to permanent and total disability whose households meet certain financial characteristics. A. Eligibility 1. The property upon which the assessment is deferred must be homesteaded; 2. The property is owned by a person at least 65 years of age on January 1st of the year in which payment of the first installment of the subject assessment levy is due; or is owned by a person who is retired due to permanent and total disability. 3. The applicant must have a "financial hardship" defined as: a. annual Income for the applicant's household size which is at or below the "Very Low • Income" limit established annually by HUD for the Minneapolis and St.Paul Metropolitan Area. b. The aggregatetotal of special assessment installments from previously - existing special assessment levies plus the first year of the current levy will exceed 1 - percent of the applicant's annual income. B. Calculation 1. The portion of the current levy which will be deferred will be that portion of the levy against the applicant's property which requires a first year installment payment which, when added to the applicant's annual payments from previously existing special assessment levies, would result in an aggregate total of special assessment installments totaling more than 1 -'h percent of the applicant's annual income. The portion of the current levy which can be paid without aggregating total installments above 1 - percent of the applicant's annual income shall not be deferred. 2. Special assessments levied due to the applicant's failure -to -pay charges for City services or failure to comply to City codes (i.e. delinquent utility assessments, assessments for weed removals, assessments for nuisance abatement, etc.) shall not be deferred, and installment payments for existing levies for such services shall not be included in calculating the maximum 1 - percent aggregate payment defined in • paragraph B.1. above. June, 1997 Page 8 City of Brooklyn Center Special Assessment Policy • C. Interest Simple interest at the rate of that particular assessment levy shall be added to the deferred assessment calculated from the date interest started to accrue on the original levy (usually the October 1 immediately following the certification date) to the date of payment of the deferred portion of the assessment D. Termination The option to defer the payment of special assessments shall terminate and all amount accumulated plus applicable interest, shall become due upon the occurrance of one of the following events: 1. The death of the owner, provided that the spouse is otherwise not eligible for the benefits. 2. The sale, transfer, or subdivision of the property or any part thereof. 3. If the property should for any reason lose its homestead status. 4. The City Council determines that a hardship no longer exists. • • June, 1997 Page 9 470 Pillsbury Center ATTACHMENT 4 200 South Sixth Street Minneapolis MN 55402 (612) 337 -9300 telephone a G raven ( 337 -9310 fax CHARTERED e -mail: atrys@kennedy- graven.com CHARLES L. LEFEVERE Attorney at Law Direct Dial (612) 337 -9215 March 24, 1997 Ms. Diane Spector Director of Public Works City of Brooklyn Center 6301 Shingle Creek Parkway Brooklyn Center MN 55430 RE: Assessment Stabilization Program Dear Diane: You have asked for my comments about how the City might provide for the deferral of special • assessments based on need in addition to the deferral of special assessments for senior citizens. Cities are authorized to adopt an ordinance providing for deferral of assessments for : persons who are 65 years of age or older or retired by virtue of a permanent and total disability for whom it would be a hardship to make payments, by Minnesota Statutes Secs. 435.193 to 435.195. There is no corresponding authority for the deferral of special assessments for others based on hardship or need. However, I see no reason why such authority could not be conferred on the City Council by charter amendment: If the Council wishes to consider this option, I would recommend that a new section be added to Chapter 8 of the charter as Section 8.05 which might provide something along the following lines: Section 8.05. DEFERRAL OF ASSESSMENTS The City Council, at its discretion, may defer the payments of special assessments for any homestead property owned by a person for whom it would be a financial hardship to make the payments. If the Council elects to defer special assessments it shall adopt an P � P ordinance or resolution o ution establishing standards and guidelines for determining the existence of a hardship, and may also make a determination of hardship on the basis of exceptional and unusual circumstances not covered by the standards and guidelines where the determination is made in a non - discriminatory manner and does not give the applicant an unreasonable preference or advantage over other • applicants. The option to defer the payment of special assessments shall terminate and all amounts zccumulated plus applicable interest, shall become due upon the occurrence of any of the following events: CL1119853 ER291 -1(J Ms. Diane Spector • March 24, 1997 Page 2 (a) The death of the owner, provided that the spouse is otherwise not eligible for the benefits of such deferral; (b) The sale, transfer or subdivision of the property or any part thereof; (c) If the property should for any reason lose its homestead status; or (d) If for any reason the Council deferring the payments shall determine that there would be no hardship to require immediate or partial payment. Please let me know if you have any questions or comments about this idea or if you would like to have me prepare a charter amendment ordinance for consideration by the Council and Charter Commission. Very truly yours, • Charles L. LeFevere CLL:lh • CLL119853 SP291 -10 DRAFT. Member introduced the following resolution and moved • its adoption: RESOLUTION NO. RESOLUTION AMENDING THE CITY OF BROOKLYN CENTER'S SPECIAL ASSESSMENT POLICY WHEREAS, the City Council by Resolution No. 93-49 established an Assessment Stabilization Program; and WHEREAS, the City Council finds that sufficient funds are not available to continue financing said Assessment Stabilization Program; and WHEREAS, the City Council by Resolution No. 78 -87 established a policy providing for the deferral of special assessments under the provisions of Minnesota Statutes 435.193 through 435.195. Said policy was subsequently amended by Resolutions 85 -143 and- 90- 137; and • WHEREAS, the City Council desires to update the City's Deferment of Special Assessments Policy; and WHEREAS, the City Council by Resolution No. 94 -274 adopted a Special Assessment Policy which incorporated numerous policies related to special assessments for improvement projects into a single document. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Brooklyn Center, Minnesota that the City of Brooklyn Center's Special Assessment Policy is hereby amended as follows: 1. The Assessment Stabilization Program is hereby discontinued. 2. The Deferment of Special Assessments Policy is hereby amended as follows: "Financial hardship is defined as having an annual income for the household's size which is at or below the "Very Low Income" limit established annually by HUD for the Minneapolis and St. Paul • Metropolitan Area. DRAFT • Resolution No. 3, The City of Brooklyn Center's Special Assessment Policy is hereby amended to delete references to the Assessment Stabilization Program and to insert the Deferment of Special Assessments Policy as amended by this resolution. Date Mayor ATTEST: • City Clerk The motion for the adoption of the foregoing resolution was duly seconded by member and upon vote being taken thereon, the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. MEMORANDUM TO: Michael J. McCauley, City Manager FROM: Charlie Hansen, Finance Director DATE: June 18, 1997 SUBJECT: Comprehensive Annual Financial Report for the Year Ended December 31, 1996 Representatives of the City's auditors, Deloitte & Touche LLP, will be at the June 23, 1997 City Council meeting to present the fmancial reports and the results of the annual audit. Included in the agenda packet are the followin g reports: Comprehensive Annual Financial Report Resolution Accepting the Comprehensive Annual Financial Report and Ratifying Interfund Loans Schedule of Federal Financial Assistance Auditor's Letter to the City Council Auditor's Management Letter Responses to the Auditor's Management Letter MEMORANDUM • TO: Michael J. McCauley, City Manager FROM: Tim Johnson, Asst. Finance Directof -- . DATE: June 18, 1997 RE: RESPONSES TO THE AUDITOR'S MANAGEMENT LETTER At the June 23, 1997 City ouncil meeting, Hoffman of Delo' tY g, itte & Touche will make a presentation on the p audit of city operations for the year 1996. He will review several reports, including a Management Letter which makes five recommendations regarding administrative and operating issues. This memo provides the Management Responses to the Auditor's Management Letter. SINGLE AUDIT ACT CHANGES ACCOUNTING AND REPORTING FOR INVESTMENTS - GASB 31 • FINANCIAL REPORTING MODEL - PROPOSED GASB STATEMENT As with all new accounting pronouncements and regulations, the Finance Department will review and implement the applicable standards as recommended by Deloitte and Touche, LLP. CELL PHONE USAGE AND POLICY A more comprehensive policy concerning City and personal use of cellular telephones is currently being written by staff. In the interim, the City has a cellular telephone policy which requires department heads or supervisors to review the cellular telephone charges for compliance to the existing policy. The existing policy is attached. DEPARTMENT OF HIGHWAYS - 5 % RETAINAGE ON HIGHWAY PROJECTS See attached memo from Diane Spector, Public Services Director. • City of Brooklyn Center Memorandum To: City Staff Assigned Cellular Phones e,L FROM: Nancy Gohman, Assistant City Manager DATE: November 2, 1995 SUBJECT: Use of Cellular Phones There are a number of employees who have daily access and are assigned use of a cellular phone. The phones are a convenience and an efficient way for inspectors, officers, etc. to keep in touch with the office and also allows them to contact other individuals when in the field or traveling. The difference between the phone on your desk and your cellular phone is that the City is billed for air time for any calls made on the cellular phone. The receiving and placing of local telephone calls for personal reasons when using a cellular phone should be kept to a minimum. In our contract, the City is allowed $25 per month in cellular phone use. If each of us uses good judgment, we will be able to maintain the cellular phone use within the monthly billing rates or as essentially needed to perform our job functions. • I expect employees to reimburse the City or excessive use of the cellular hones above and Y P beyond the regular, normal work - related calls. Department heads and supervisors are responsible for reviewing phone bills. I expect the bills to be spot checked on a regular basis to ensure the cellular phones are being used to conduct normal City. business. Please call me at extension 3303 if you have questions regarding this. • • Public Services Department MEMORANDUM Govt Buildings TO: Tim Johnson Engineering FROM: Diane Spector Streets SUBJ: Management Response to Audit Comment DATE: June 18, 1997 Parks Public I have the following comments regarding the audit observation entitled Utilities "Department of Highways" and associated recommendation. As you know, the State holds on account for us funding for Municipal State Aid projects. These projects can include state aid roadway repairs, signal projects, Recreation landscaping on state aid routes, etc. This fund includes reserves from previous s years plus an annual apportionment. • Central When the contract of an approved state aid project is let, the City prepares a Garage substantial set of paperwork and forwards it to Mn/DOT's Office of Municipal State Aid. After review, the State releases funding equal to 95 percent of the contract, plus the total amount of preliminary engineering cost reimbursement. Upon completion of the project and finalization of the contract, an additional set of paperwork is prepared and submitted. Again, after review, the difference between the final contract cost and the amount which had earlier been released is released to the City, along with reimbursement for construction engineering, right of way costs, etc. Because once the City submits a final request for payment the state effectively closes its books on the project, it is important that all reimbursable costs, including engineering time, be known or expended prior to the final request. There is very often a gap of several months or even years between when a project is substantially completed and when every detail is final. Therefore, a considerable amount of time often passes before that final request is submitted. Unless very considerable change orders have occurred on a project, the final request is usually small compared to the original request. Since we get most of the contract cost up front, before expenditures take place, we earn interest on the 95 percent released, which offsets much of the concern about waiting several months or longer to receive the final 5 percent. There is also sufficient funding in the Local State Aid account to provide for the necessary cash flow. • At the end of 1996, there were 8 projects encumbered with State Aid; in other words, 8 projects had been reported to them and we had received the 95 percent of contract amounts. Of those eight, two final cost reimbursement requests were "in the pipeline;" in other words, we had prepared the requests and submitted them, but they were in the middle of the Mn/DOT review process and hadn't yet been fmalled by them and been released. Of the remaining six, two were new projects in 1996 and were nowhere near being ready to final. Of the remaining four, three were parts of the same one project that had distinct State Aid project numbers assigned. (State Aid roads are assigned segment numbers. If an improvement project crosses over those segment lines, then multiple State Aid project numbers are assigned. One large City project may have two, three, or more State Aid project numbers.) That project, plus one additional, had not yet (and have still not yet) been prepared for final request. • Member introduced the following resolution and moved its adoption: • RESOLUTION NO. RESOLUTION ACCEPTING THE COMPREHENSIVE ANNUAL FINANCIAL REPORT OF THE CITY OF BROOKLYN CENTER FOR THE CALENDAR YEAR ENDED DECEMBER 31, 1996 AND RATIFYING INTERFUND LOANS ----------------------------------------------------------------------------------- ------------------------------------ WHEREAS, the City f Brooklyn Center is required b state law and City ty Y q Y Y Charter to annually produce audited financial statements by June 30; and WHEREAS, the attached financial statements have been audited by Deloitte & Touche LLP as required; and WHEREAS, the City Charter gives the City Council the power to make interfund loans as may be deemed necessary and appropriate. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Brooklyn Center, Minnesota as follows: 1. that the Comprehensive Annual Financial Report of the City of Brooklyn • Center for the Calendar Year ended December 31, 1996 is accepted. 2. that the interfund loan balances as displayed in Note 8 on Page 39 of the financial report are hereby approved and ratified by the City Council. Date Mayor ATTEST: City Clerk The motion for the adoption of the foregoing resolution was duly seconded by member and upon vote being taken thereon, the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. Deloifte & • Touche LL 400 One Financial Plaza Telephone: (612) 397 -4000 120 South Sixth Street Facsimile: (612) 397 -4450 Minneapolis, Minnesota 55402 -1844 April 30, 1997 Honorable Mayor and Members of the City Council City of Brooklyn Center, Minnesota We have audited the general purpose financial statements of the City of Brooklyn Center (the City) for the year ended December 31, 1996 and have issued our report thereon dated April 30, 1997. Our professional standards require that we communicate with you concerning certain matters that may be of interest to you in fulfilling your obligation to oversee the financial reporting and disclosure process for which management of the City is responsible. We have prepared the following comments to assist the Mayor and City Council in fulfilling that obligation. Our Responsibility under Generally Accepted Auditing Standards: Our responsibility under generally accepted auditing standards and Government Auditing Standards, issued by the Comptroller General of the United States, has been described to you in our engagement letter dated December 6, 1996. As described in that letter, those standards require that we plan and perform the audit to obtain reasonable, rather than absolute, assurance about whether the general purpose financial statements are free of material misstatement. Those standards also require that we obtain an understanding of the City's internal control structure sufficient to enable us to properly plan our audit. We have previously issued a separate report to you, also dated April 30, 1997, containing our comments on the internal control structure. Significant Accounting Policies: The City's significant accounting policies are disclosed in the notes to the general purpose financial statements. There were no changes in these policies during 1996. Management Judgments and Accounting Estimates: Accounting estimates are an integral part of the financial statements prepared by management and are based upon management's current judgments. Those judgments are normally based on knowledge and experience about past and current events and assumptions about future events. All of the significant management judgments and accounting estimates in the 1996 general purpose financial statements were normal and recurring and were determined on bases consistent with those used in prior years. • Deloittebuche Tohmatsu International • Honorable Mayor and Members of the City Council City of Brooklyn Center, Minnesota April 30, 1997 Page 2 Other Information in the Annual Report: When audited financial statements are included in documents containing other information, such as the City's Comprehensive Annual Financial Report, generally accepted auditing standards require that we read such other information and consider whether it, or the manner of its presentation, is materially inconsistent with the information, or the manner of its presentation, in the general purpose financial statements audited by us. We have read the other information in the City's Comprehensive Annual Financial Report and have inquired as to the methods of measurement and presentation of such information. If we had noted a material inconsistency, or if we had obtained any knowledge of a material misstatement of fact in the other information, we would have discussed this matter with management and, if appropriate, with the Mayor and City Council. Difficulties Encountered in Performing the Audit: We experienced no difficulties in dealing with management relating to the performance of our audit. We received the full cooperation of management and staff. Our audit scope was essentially the same as reviewed with you in our December 6, 1996 engagement letter. We believe that we have direct and unrestricted access to the City's senior management and to the Mayor and City Council. This report is intended solely for the use of the Mayor and City Council and should not be used for any other purpose. This restriction is not intended to limit the distribution of this report, which, upon acceptance by the City, is a matter of public record. We will be pleased to further discuss this report with you at your convenience. Yours truly, Deloitte & Touche LL 400 One Financial Plaza Telephone: (612) 397 -4000 Ow 120 South Sixth Street Facsimile: (612) 397 -4450 Minneapolis, Minnesota 55402 -1844 April 30, 1997 Honorable Mayor and Members of the City Council City of Brooklyn Center, Minnesota In planning and performing our audit of the general purpose financial statements of the City of Brooklyn Center (the City) for the year ended December 31, 1996 (on which we have issued our report dated April 30, 1997), we considered its internal control structure in order to determine our auditing procedures for the purpose of expressing an opinion on the general purpose financial statements, and not to provide assurance on the internal control structure. In connection therewith, we submit this Commentary Report containing our comments, observations, and recommendations concerning administrative and operating matters which resulted from our audit of the City's 1996 general purpose financial statements. Our observations and recommendations are resented under the following main captions: P g P I. Administrative and Operating Matters II. Status of Prior -Year Recommendations This report is intended solely for the information and use of the Mayor and City Council, management, and others within the organization. We will be pleased to discuss these recommendations with you and, if desired, to assist you in implementing any of them. Yours truly, Deloittebuche Tohmatsu International EXHIBIT I ADMINISTRATIVE AND OPERATING MATTERS Single Audit Act Changes: Observation: There are major Bud OMB changes affecting future single audits. Office of Management and et g g g g g( ) Circular A -133, Audits of Institutions of Higher Education and Other Nonprofit Institutions, has been revised and will be effective for fiscal 1997. The new circular replaces both previous OMB P Circulars A -133 and A -128, which were generally applicable to audits of federal financial assistance received by nonprofit organizations and state and local governments, respectively. Some of the changes included in the revised A -133 Circular that will affect the City include the following: There are additional reporting requirements for the auditee. First, a summary of prior -year audit findings must be completed and submitted by the auditee. In addition, a "Certification of Audit" form and required additional information must be completed by the auditee and submitted with the single audit reports. Single audit reports and the additional information must now be sent to a national clearinghouse location where they will be distributed to other federal departments. A risk -based method of determining major programs for testing is now in effect. This means that the federal programs previously not audited may be subject to testing on future audits. The due date for submission of single audit reports has been shortened to nine months after the end of the period subject to audit from the previous 13 -month requirement. This shortened due date will be effective beginning in fiscal 1999. With the dollar limit on single audits being increased from $100,000 to $300,000 for federal funds expended, it appears that the City will be best served from a cost perspective with "program" audits. Recommendation: None. This comment is provided to inform you of changes occurring at the federal level. Accounting and Reporting for Investments Observation: During March 1997, the Governmental Accounting Standards Board (GASB) issued Statement No. 31, Accounting and Financial Reporting for Certain Investments and for External Investment Pools. This statement establishes accounting and financial reporting standards for all investments held by governmental external investment pools. For governmental entities other than external investment pools, defined benefit pension plans, and Internal Revenue Code Section 457 deferred compensation plans, it also establishes accounting and financial reporting standards for investments in interest - earning investment contracts, external investment pools, open -end mutual funds, debt securities, equity securities (including unit investment funds and closed -end mutual funds), option contracts, stock warrants, and is stock rights that have readily determinable fair values. 2 a The accounting and financial reporting standards established by GASB Statement No. 31 call for the City to report investments at fair value in the balance sheet (or other statement of financial position). Fair value is the amount at which an investment could be exchanged in a current transaction between willing parties, other than in a forced or liquidation sale (i.e., market value). The City may report at amortized cost money market investments and participating interest - earning investment contracts that have a remaining maturity at time of purchase of one year or less, provided that the fair value of those investments is not significantly affected by the impairment of the credit standing of the issuer or by other factors. All investment income, including changes in the fair value of investments, should be recognized as revenue in the operating statement (or other statement of activities). When identified separately as an element of investment income, the change in the fair value of investments should be captioned net increase (decrease) in fair value of investments. Realized gains and losses should not be displayed separately from the net increase (decrease) in the fair value of investments in the financial statements, except that realized gains and losses may be separately displayed in the separate reports of governmental external investment pools. The provisions of GASB Statement No. 31 are effective for financial statements of periods beginning after June 15, 1997. Earlier application is encouraged. Accounting changes adopted to conform to the provisions of this statement should be applied retroactively, if practical, by restating financial statements of all prior periods presented. If restatement of financial statements for prior periods presented is not practical, the cumulative effect of applying this statement, if any, should be reported as a restatement of beginning fund balance or retained earnings, as appropriate, for the earliest period restated. Recommendation: We would be pleased to assist the City with reviewing the provisions of GASB Statement No. 31 and determining the appropriate future accounting and reporting implications. Financial Reporting Model: Observation: During January 1997, the Governmental Accounting Standards Board issued a proposed statement, Basic Financial Statements -and Management's Discussion and Analysis for State and Local Governments, in an exposure draft format. This proposed statement establishes accounting and financial reporting standards for general purpose external financial reporting by state and local governments, including the basic financial statements and management's discussion and analysis (MD &A). It establishes the general outline and minimum content of the comprehensive annual financial report (CAFR). The new components of a CAFR are established as: I. Introductory section II. Financial section A. Management's discussion and analysis B. Basic financial statements (including an entity -wide perspective and a fund perspective) C. Required supplementary information D. Combining and individual fund statements and schedules III. Statistical section 3 The major changes in the current reporting model represent the MD &A section and basic financial statements, which include statements prepared from both an entity-wide perspective and a fund perspective. The requirements of the exposure draft are effective for financial statements of periods beginning after June 15, 2000. Recommendation: We would be pleased to assist the City in reviewing the provisions of the exposure draft on state and local governments' basic financial statements and determining the appropriate changes that will need to be made to the City's current financial reporting model when adopted. Cell Phone Usage: Observation: In the past year, cell phone usage at the state level has come under intense scrutiny by the media. Several issues related to cell phone usage have resulted from this attention including personal usage, tracking of cell phone expenses, and the overall practicality of their distribution to various individuals within government. The City of Brooklyn Center has had a written policy regarding cell phone usage since 1995. Currently the City has 42 cell phones of which 21 are in public safety. The annual cost for cell phones was approximately $14,000 in 1996 or an average of $1,167 per month. Recommendation: In order to ensure that there is no inappropriate usage of city issued cell phones, all usage should be tracked by individual by department each month. The data should be summarized and submitted to finance and the City Manager for review periodically of individual usage which is much higher than their peers. Department of Highways: Observation: The state holds back 5% of total project funding costs for all highway projects. When projects are completed, the city submits the necessary paperwork in order for the state to release the held funds. D &T noted that no prior -year amounts have been collected ($54,503) and that two additional projects (which totaled $78,475) have been added to the balance. Recommendation: The city should ensure that all requests for Department of Highway funds are submitted on a timely basis in order to prevent possible delays and administrative issues related to the withheld funds. 4 STATUS OF PRIOR -YEAR COMMENTS Calculation of Liability for Postretirement Health Benefits: During 1995, we recommended that the City obtain an actuarial valuation to provide a more accurate estimate of future postretirement health obligations. The City has reviewed the recommendation and has concluded that the cost to perform such a valuation outweighs the potential benefit of having a more accurate estimate. The current method of estimating the liability is considered adequate for funding purposes. Disbursements - Check Requests: During 1995, we recommended that the City develop a separate request form for manual checks as a way to prevent duplicate payments from being made. The City has greatly reduced the number manual checks by performing weekly check runs; thus, a separate manual check request form is no longer necessary. Accounting for Earle Brown Heritage Center Catering Operations: During 1995, we recommended that the City assume all accounting functions for the catering operations at the Heritage Center in order to obtain more timely information. Currently, the City plans to assume responsibility for the Accounts Receivable and Cash receipts functions. The City is reviewing whether to assume additional accounting functions in the future. Fire Department Relief Association Investment Portfolio Management: • During 1995, we recommended that the City and Fire Department Relief Association (FDRA) consider allowing the Public Employees Retirement Association (PERA) to manage the FDRA's assets. Based on comparison, the PERA had realized a higher rate of return over the preceding three years. The City and FDRA are considering a change in the investment parameters for the funds to allow for a higher percentage of equity -type investments. i 5 1 1 1 1 1 CITY OF BROOKLYN CENTER Schedule of Community Development Block Grant for the Year Ended December 31, 1996 and Independent Auditors' Reports 1 i 1 1 1 1 1 1 1 ' CITY OF BROOKLYN CENTER, MINNESOTA ' TABLE OF CONTENTS Page ' INDEPENDENT AUDITORS' REPORT ON THE SCHEDULE OF COMMUNITY DEVELOPMENT BLOCK GRANT EXPENDITURES 1 SCHEDULE OF COMMUNITY DEVELOPMENT BLOCK GRANT EXPENDITURES 2 ' NOTES TO SCHEDULE OF COMMUNITY DEVELOPMENT BLOCK GRANT EXPENDITURES 3 ' INDEPENDENT AUDITORS' REPORT ON COMPLIANCE BASED ON AN AUDIT OF THE GENERAL PURPOSE FINANCIAL STATEMENTS 4 INDEPENDENT AUDITORS' REPORT ON THE INTERNAL CONTROL STRUCTURE BASED ON THE AUDIT OF THE FINANCIAL STATEMENTS 5 SCHEDULE OF FINDINGS AND QUESTIONED COSTS 7 Deloifte & TouchO LL 400 One Financial Plaza Telephone: (612) 397 -4000 /\ 120 South Sixth Street Facsimile: (612) 397 -4450 Minneapolis, Minnesota 55402 -1844 INDEPENDENT AUDITORS' REPORT ON THE SCHEDULE OF COMMUNITY DEVELOPMENT BLOCK GRANT EXPENDITURES Honorable Mayor and Members of the City Council City of Brooklyn Center, Minnesota We have audited the Schedule of Community Development Block Grant Expenditures for the year ended December 31, 1996. This schedule is the responsibility of the management of the City of Brooklyn Center, Minnesota (the City). Our responsibility is to express an opinion on this schedule based on our audit. We conducted our audit in accordance with generally accepted auditing standards and Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the schedule is free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the schedule. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall schedule presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the Schedule of Community Development Block Grant Expenditures presents fairly, in all material respects, the expenditures of such project during the year ended December 31, 1996, in conformity with generally accepted accounting principles. This report is intended for the information of the Mayor and City Council members, management, others within the City of Brooklyn Center, Minnesota, and the applicable federal and Hennepin County agencies. However, this report is a matter of public record and its distribution is not limited. a April 30, 1997 ' DeloitteTouche Tohmatsu International CITY OF BROOKLYN CENTER, MINNESOTA SCHEDULE OF COMMUNITY DEVELOPMENT BLOCK GRANT EXPENDITURES YEAR ENDED DECEMBER 31, 1996 Expenditures: Private property rehabilitation projects $46,062 Scattered site redevelopment 34 53rd Avenue Project (relocation expenses) 9.602 $55.698 See notes to the schedule. L� 2 CITY OF BROOKLYN CENTER, MINNESOTA NOTES TO SCHEDULE OF COMMUNITY DEVELOPMENT BLOCK GRANT EXPENDITURES YEAR ENDED DECEMBER 31, 1996 I. SIGNIFICANT ACCOUNTING POLICIES The Schedule of Community Development Block Grant (the Program) Expenditures is prepared on the modified accrual basis of accounting. Expenditures are recognized when they become a demand on current financial reserves. Encumbrances are used during the year for budgetary control purposes and lapse at fiscal year -end. The grant is managed by the City of Brooklyn Center. 2. PROGRAM FUNDING Expenditures incurred under the Program are reimbursable from federal funds under the U.S. Department of Housing and Urban Development (CFDA #14.218) as passed through via the Hennepin County Community Development Block Grant to the City of Brooklyn Center. 3 Deloifte & buche LL 400 One Financial Plaza Telephone: (612) 397 -4000 120 South Sixth Street Facsimile: (612) 397 -4450 Minneapolis, Minnesota 55402 -1844 1 INDEPENDENT AUDITORS' REPORT ON COMPLIANCE BASED ON AN AUDIT OF THE GENERAL PURPOSE FINANCIAL STATEMENTS Honorable Mayor and Members of the City Council City of Brooklyn Center, Minnesota We have audited the general purpose financial statements of the City of Brooklyn Center, Minnesota (the City) as of December 31, 1996 and for the year then ended and have issued our report thereon dated April 30, 1997. We conducted our audit in accordance with generally accepted auditing standards; Government Auditing Standards, issued by the Comptroller General of the United States; and the provisions of the Minnesota Legal Compliance Audit Guide for Local Government, promulgated by the Legal Compliance Task Force pursuant to Minnesota Statute 6.65. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. Compliance with laws, regulations, contracts, and grants applicable to the City is the responsibility of the management of the City. As part of obtaining reasonable assurance about whether the general purpose financial statements are free of material misstatement, we performed tests of the City's compliance with certain provisions of laws, regulations, contracts, and grants. However, the objective of our audit of the general purpose financial statements was not to provide an opinion on overall compliance with such provisions. Accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported herein under Government Auditing Standards. The Minnesota Legal Compliance Audit Guide for Local Government covers five main categories of compliance to be tested for the City: contracting and bidding, deposits and investments, conflicts of interest, public indebtedness, and claims and disbursements. Our tests included all of the listed categories. The results of our tests disclosed no instances of noncompliance that are required to be reported. j This report is intended for the information of the Mayor and City Council members, management, others within the City of Brooklyn Center, Minnesota, and applicable federal and Hennepin County agencies. However, this report is a matter of public record and its distribution is not limited. &Zzw.; " /- T ezl° April 30, 1997 DeloitteTouche Tohmatsu 4 International 1 Deloifte & Touche 400 One Financial Plaza Telephone: (612) 397 -4000 �\ 120 South Sixth Street Facsimile: (612) 397 -4450 Minneapolis, Minnesota 55402 -1844 1 INDEPENDENT AUDITORS' REPORT ON THE INTERNAL CONTROL STRUCTURE BASED ON THE AUDIT OF THE FINANCIAL STATEMENTS Honorable Mayor and Members of the City Council City of Brooklyn Center, Minnesota We have audited the general purpose financial statements of the City of Brooklyn Center, Minnesota (the City) as of and for the year ended December 31, 1996 and have issued our report thereon dated April 30, 1997. We conducted our audit in accordance with generally accepted auditing standards and Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. The management of the City is responsible for establishing and maintaining the internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. The objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit the preparation of general purpose financial statements in accordance with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may nevertheless occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that procedures may become inadequate because of changes in conditions or that the effectiveness of the design and operation of policies and procedures may deteriorate. ' In planning and performing our audit of the general purpose financial statements of the City for the year ended December 31, 1996, we obtained an understanding of the internal control structure. With respect to the internal control structure, we obtained an understanding of the design of relevant policies and procedures and whether they have been placed in operation, and we assessed control risk in order to determine our auditing procedures for the purpose of expressing our opinion on the general purpose financial statements, and not to provide an opinion on the internal control structure. Accordingly, we do not express such an opinion. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation in the general purpose Deloittebuche Tohmatsu 5 International financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control structure and its operation that we consider to be material weaknesses as defined above. This report is intended for the information of the Mayor and City Council members, management, others within the City of Brooklyn Center, Minnesota, and applicable federal and Hennepin County agencies. However, this report is a matter of public record and its distribution is not limited. April 30, 1997 6 CITY OF BROOKLYN CENTER, MINNESOTA SCHEDULE OF FINDINGS AND QUESTIONED COSTS YEAR ENDED DECEMBER 31, 1996 CURRENT -YEAR FINDINGS Federal Financial Assistance Program Findings: None. State of Minnesota Legal Compliance Findings: None. PRIOR -YEAR FINDINGS Federal Financial Assistance Program Findings: None. State of Minnesota Legal Compliance Findings: None. 7 ■ COMPREHENSIVE ANNUAL FINANCIAL REPORT of the CITY OF BROOKLYN CENTER, MINNESOTA For The Year Ended December 31, 1996 MICHAEL J. MCCAULEY, CITY MANAGER Prepared by THE DEPARTMENT OF FINANCE Charles Hansen, Director ' Tim Johnson, Asst. Director (Member of Government Finance Officers Association of the United States and Canada) City of Brooklyn Center COMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended December 31, 1996 TABLE OF CONTENTS Exhibit Page Number Number Title Page I. INTRODUCTORY SECTION Table of Contents i - v City Officials 1 Organization Chart 2 City Manager's Letter 3 Finance Director's Letter 4 - 12 Certificate of Achievement 13 II. FINANCIAL SECTION Independent Auditors' Report 14 A. General Purpose Financial Statements (Combined Statements - Overview): Combined Balance Sheet - All Fund Types and Account Groups 1 16 & 17 Combined Statement of Revenues, Expenditures and Changes in Fund Balances - All Governmental Fund Types 2 18 Combined Statement of Revenues, Expenditures and Changes in Fund Balances - Budget And Actual - General, Special Revenue and Annually Budgeted Capital Projects Funds 3 19 Combined Statement of Revenues, Expenses and Changes in Retained Earnings - Proprietary Fund Types 4 20 Combined Statement of Cash Flows Proprietary Fund Types 5 21 Notes to Financial Statements 22 - 50 i City of Brooklyn Center COMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended December 31, 1996 TABLE OF CONTENTS Statement/ Schedule Page Number Number B. Combining, Individual Fund and Account Group Financial Statements and Schedules: General Fund: Comparative Balance Sheet A -1 52 Comparative Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual A -2 53 Schedule of Revenues & Other Financing Sources - Budget and Actual S -1 54 - 55 Schedule of Expenditures - Budget and Actual S -2 56 - 60 Special Revenue Funds: Combining Balance Sheet B -1 62 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual B -2 63 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Housing and Redevelopment Authority Fund B -3 64 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Economic Development Authority Fund B -4 65 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual E. Brown Tax Increment Financing Dist. Fund B -5 66 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Tax Increment District No. 3 B -6 67 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Diseased Tree Removal Fund B -7 68 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Community Development Block Grant Fund B -8 69 Debt Service Funds: Combining Balance Sheet C -1 71 ii City of Brooklyn Center COMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended December 31, 1996 TABLE OF CONTENTS Statement/ Schedule Page Number Number Combining Statement of Revenues, Expenditures and Changes in Fund Balances C -2 72 Capital Projects Funds: Combining Balance Sheet D -1 74 Combining Statement of Revenues, Expenditures and Changes in Fund Balances D -2 75 Project- Length Schedule of Construction Projects - Capital Improvements Fund S -3 76 Project- Length Schedule of Construction Projects - Municipal State Aid Construction Fund S -4 77 Project- Length Schedule of Construction Projects Special Assessment Construction Fund S -5 78 Enterprise Funds: Combining Balance Sheet E -1 80 - 81 Combining Statement of Revenues, Expenses and Changes in Retained Earnings E -2 82 - 83 Combining Statement of Cash Flows E -3 84 - 85 Comparative Statement of Revenues, Expenses and Changes in Retained Earnings - Municipal Liquor Fund E -4 86 Comparative Statement of Revenues, Expenses and Changes in Retained Earnings - Golf Course Fund E -5 87 Comparative Statement of Revenues, Expenses and Changes in Retained Earnings - Earle Brown Heritage Center Fund E -6 88 Comparative Statement of Revenues, Expenses p R v Hues, E xp and Changes in Retained Earnings - Recycling and Refuse Fund E -7 89 Comparative Statement of Revenues, Expenses and Changes in Retained Earnings - Water Utility Fund E -8 90 iii City of Brooklyn Center COMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended December 31, 1996 TABLE OF CONTENTS Statement/ Schedule Page Number Number Comparative Statement of Revenues, Expenses and Changes in Retained Earnings - Sanitary Sewer Fund E -9 91 Comparative Statement of Revenues, Expenses and Changes in Retained Earnings - Storm Drainage Fund E -10 92 Internal Service Funds: Combining Balance Sheet F -1 94 Combining Statement of Revenues, Expenses and Changes in Retained Earnings F -2 95 Combining Statement of Cash Flows F -3 96 Agency Funds: Statement of Changes in Assets and Liabilities Employee Deferred Compensation Fund G 98 General Fixed Asset Account Group: Schedule of Changes in General Fixed Assets by Source S -6 100 Schedule of General Fixed Assets By Function and Activity S -7 101 Schedule of Changes in General Fixed Assets By Function and Activity S -8 102 General Long -Term Debt Account Group: Comparative Statement of General Long -Term Debt H 104 Summary of Debt Service Requirements to Maturity I 105 III. STATISTICAL SECTION Table Page Number Number General Governmental Expenditures by Function 1 107 General Governmental Revenues and Other Financing Sources by Source 2 108 Tax Levies and Tax Collections 3 109 iv City of Brooklyn Center COMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended December 31, 1996 TABLE OF CONTENTS Table Page Number Number Assessed Value and Estimated Market Value of All Taxable Property 4 110 Direct and Overlapping Tax Rate pp g s and Tax Levies 5 111 Special Assessment Billings and Collections 6 112 Ratio of Net Bonded Debt to Assessed Value and Net Bonded Debt Per Capita 7 113 Computation of Legal Debt Margin 8 114 Computation of Direct and Overlapping Debt 9 115 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Fund Expenditures 10 116 Schedule of Revenue Bond Coverage 11 117 Property Value, Construction and Bank Deposits 12 118 Principal Taxpayers 13 119 Schedule of Insurance Coverage 14 120 -121 Demographic Statistics 15 122 Miscellaneous Statistical Facts 16 123 -124 V City of Brooklyn Center CITY OFFICIALS For the Year Ended December 31, 1996 ELECTED OFFICIALS Term of Office Term Expires Mayor Myrna Kragness Four Years 12/31/1998 Councilmember Kristen Mann Four Years 12/31/1996 Councilmember Charles Nichols Four Years 12/31/1996 Councilmember Kathleen Carmody Four Years 12/31/1998 Councilmember Debra Hilstrom Four Years 12/31/1998 Councilmember Elect Kay Lasman Four Years 12/31/2000 Councilmember Elect Robert Peppe Four Years 12/31/2000 APPOINTED OFFICIALS City Manager Michael J. McCauley City Clerk Sharon Knutson City Treasurer Charles Hansen City Attorney Kennedy & Graven City Prosecutor Carson & Clelland Department Heads: Community Development Brad Hoffman Financial Services Charles Hansen Fire /Emergency Preparedness Ronald Boman Police Scott Kline Public Works Diane Spector Assessing Stephen Baker Asst. City Manager /H.R. Director Jane Chambers City Engineer Scott Brink Civil Defense Coordinator Ronald Boman Fire Marshall Ronald Boman Health Officer Duane Orn, M.D. Liquor Stores Gerald Olson Public Works Superintendent Dave Peterson Recreation James Glasoe -1- ■ City of Brooklyn Center Organization ELECTORATE City Council Advisory Commissions Administration Purchasing I Human Resources City Attorney - - - - - City Manager Elections N Licenses I City Clerk Communications Mgmt. Info. Systems PUBLIC SERVICES FIRE DEPARTMENT POLICE DEPARTMENT COMMUNITY - Engineering FINANCIAL SERVICES DEVELOPMENT - Investigation - Accounting Fire Prevention - Patrol - Street Mntce -Fire Supression - Assessing Emergency Pre aredness -Crime Prevention -Audit Sanita Sewer p Inspections ry - Community Programs - Utility Billing - Central Garage Support Services flisk Management - EDA/HRA -Gov't Sew er - Dispatch - Liquor Stores - Zoning -Storm Sew -EBHC -Water Dept - Planning -Park Mntce - Recreation Programs - Community Center Golf Course City of Brooklyn Center A great place to start. A great place to stay. June 23, 1997 HONORABLE MAYOR.AND MEMBERS OF CITY COUNCIL CITY OF BROOKLYN CENTER I hereby transmit the Comprehensive Annual Financial Report of the City of Brooklyn Center for the fiscal year ended December 31, 1996. Minnesota Statutes and City Charter, Section 7.12, require that the financial statements of the City of Brooklyn Center be audited b the State Auditor or a certified public accountant Y P selected by the City Council. This requirement has been complied with by the engagement of the firm of Deloitte and Touche LLP and their report is included in the financial section of this report. This report has been prepared following the guidelines recommended by the Government Finance Officers Association of the United States and Canada. The Government Finance Officers Association awards Certificates of Achievement for Excellence in Financial Reporting to those governments whose Comprehensive Annual Financial Reports are judged to conform substantially with high standards of public financial reporting, including generally accepted accounting principles promulgated by the Governmental Accounting Standards Board. Our financial reports for the past thirteen years have received this award. It is my belief that the accompanying report meets program standards, and it will be submitted to the Government Finance Officers Association for review. Respec fully - submitted, G - Michael J. Ca ley City Manager 6301 Shingle Creek Pkwy, Brooklyn Center, MN 55430 -2199 • City Hall & TDD Number (612) 569 -3300 Recreation and Community Center Phone & TDD Number (612) 569 -3400 • FAX (612) 569 -3494 An Affirmative Action /Equal Opportunities Employer i in substance, part of the primary government's operations and are included as part of the primary government. Accordingly, the Economic Development Authority and the Housing and Redevelopment Authority are reported as special revenue funds of the City of Brooklyn Center. The City provides a full range of municipal services including j public safety (police and fire), streets, sanitation, social services, culture- recreation, public improvements, planning and zoning, and general administrative services. The City also operates three off -sale liquor stores, a public water and sewer utility, a golf course, and a convention center known as the Earle Brown Heritage Center. ECONOMIC CONDITION AND OUTLOOK } The City of Brooklyn Center is a northern suburb of the Minneapolis /St. Paul metropolitan area, lying adjacent to the City of Minneapolis. The City is wholly within Hennepin County and encompasses an area of approximately 8.5 square miles. The Mississippi River forms the City's eastern boundary. The City experienced its most rapid growth from 1950 to 1970 when the City's population grew from 4,300 to its peak of 35,173. The 1990 Census count for the City is 28,887, a 7.50 decline from the 1980 Census. The 1995 population, as estimated by the Metropolitan Council, is 28,463. In contrast to the decline in population (which is due almost entirely to fewer persons per household), the number of housing units has generally continued to increase from 10,493 in 1970 to 11,035 in 1980 and 11,704 in 1990. The numbers dropped slightly in 1995 to 11,186 housing units. This was due to the removal of some units by the City in accordance with a j preplanned redevelopment effort. Major transportation routes in and through the City, including Interstate 94 and 694, and State Highways 100 and 252, have i provided a continued impetus for development of a strong commercial tax base in the City. Commercial and industrial property comprises 55.1% of the City's I taxable net tax capacity. There are five major shopping centers located in the City in addition to a large number of retail establishments including K -Mart, Kohl's Department Store, Toys R Us, Jerry's New Market. The largest commercial property in the City is Brookdale Mall, a 1,000,000 square -foot regional shopping center anchored by Daytons, Sears, Penny's and Mervyn's of California. Brookdale Square, a 125,000 square -foot strip center plus an 8- screen theater is occupied. by Circuit City, Drug Emporium and Office Depot. The remaining three major retail shopping centers include Shingle Creek Center, a 157,000 square -foot three building center anchored by Target; Westbrook Mall, an 88,000 square -foot center anchored by Dayton's Home Store; and Brookview Plaza, a 70,000 square -foot center anchored by Best Buy. 1 -5- i' New construction in 1996 included an 84 -room Country Suites Hotel with two attached restaurants. One restaurant is TGI Fridays and the other will be determined in the future. A free standing Denny's restaurant seating 146 people was also constructed in 1996. The building activity in 1995 included the construction of a 60- unit Comfort Inn Hotel (28,000 square - feet) and a Fuddruckers Restaurant (10,000 square- feet). In Brookdale Mall, Mervyn's renovated the former Carson Pirie Scott store. MAJOR EVENTS OF 1996 Brooklyn Center is a mature, developed suburb which is working to revitalize itself. With its affordable housing, excellent schools, beautiful parks, and convenient access, it has the potential to continue to be a vibrant community for many years to come. The revitalization of Brooklyn Center is proceeding on three tracks; replacement and renewal of the commercial areas of the City; replacement and enhancement of its aged infrastructure, that is the streets, utilities, and parks; and the reinvigoration of neighborhoods. During 1996, the City continued its redevelopment effort in the Willow Lane neighborhood with the purchase of the Brookdale Motel. The demolition of the motel has provided additional land for future commercial development. Rainbow Foods is in the process of redeveloping the Builders Square site into a new grocery store (75,000 square -feet) and other leasable space. Tenants for the new site include Walgreens,Pharmacy (10,000 square - feet). As part of the planned replacement of the City's infrastructure, the City is in process of completing several major street and utility improvements for the City. These improvements were funded by general obligation bonds sold during 1996 and include the capital projects funds and utility enterprise funds. The City purchased new playground equipment at six neighborhood parks. Funding for the new playground equipment was from the Capital Improvements Fund. The Police and Community Development Departments selected neighborhoods for concentrated clean -up and neighborhood improvements. Staff surveyed each residential property in the selected neighborhood and left an advisory notice of code violations observed. Later in the year, staff conducted another inspection and issued clean -up orders to property owners who still violate the City's codes. These visible results appear to be accomplishing the City's objectives for strong residential neighborhoods. In a effort to revitalize the southeast corner of Brooklyn Center, the City created the 53rd Avenue Development and Linkage Project. The Project would start to create a new image and focus for the southeast neighborhood by creating new homes, green space, and a link to the Mississippi River. The project as conceptualized would - 6 - require the removal of 28 housing units along 53rd to create opportunities for a green way and a new low- traffic roadway. New owner occupied housing would be developed on the land not needed for t he reen way. The project is accounted Y• P ] for the Economic Development Authority Fund. P Y FINANCIAL INFORMATION The 1997 Minnesota legislature passed levy limits on cities. The commissioner of revenue will determine a levy limit base for each city consisting of the 1997 property tax levy and state aids and adjust it using 1997 inflation and population increases. The new base, minus 1998 state aids, will be the limit for 1998 property taxes. Cities will be able to establish special levies in addition to the levy limit base for a limited number of specified purposes, including bonded indebtedness. Management of the City is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the City are protected from loss, theft or misuse and to ensure that adequate accounting data are compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments by management. In addition, the City maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual budget appropriation approved by the City's governing body. Activities of the general fund and special revenue funds are included in the annual appropriated budget. Project - length financial plans are adopted for the capital projects funds. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established by department for the General Fund and at the aggregate fund level for all other governmental funds that adopt annual budgets. Appropriations lapse at year -end and generally are not reappropriated in the following year's budget. As demonstrated by the statements and schedules included in the financial section of this report, the City continues to meet its P Y responsibility for sound financial management. GENERAL FUND The following schedule presents a summary of general fund budgeted revenues for 1997, and actual revenues for the fiscal year ended December 31, 1996, compared to 1995. -7- General Fund Revenues & Other Financing Sources 1996 Increase 1997 1996 1995 - Decrease BUDGET ACTUAL ACTUAL From 1995 - - - - -- ---- - - - - -- ---- - - - - -- --- - - - - -- Taxes $6,676,878 $6,120,877 $5,946,363 $ 174,514 License & permits 300,160 402,000 318,202 83,798 Intergovernmental revenue 3,671,405 3,618,075 3,543,009 75,066 Charges for services 903,544 839,583 822,530 17,053 Court fines 192,000 186,761 178,263 8,498 Misc. revenues 282,000 328,750 271,509 57,241 Other financing sources 100,000 100,000 100,000 - ----- - - - - -- ----- - - - - -- ----------- --------- TOTAL $12,125,987 $11,596,046 $11,179,876 $ 416,170 Revenues and other financing sources for the General Fund totaled $11,596,046 in 1996, an increase of $416,170 from the previous year. From the table above, it is apparent that the major sources of revenue available for funding of general governmental functions are taxes and intergovernmental revenue, which when combined, provide 84% of the total revenues. The principal sources of intergovernmental aid to the City are homestead and agricultural credit aid of $1,272,972 and local government aid of $1,865,664. The following schedule presents a summary of general fund budgeted expenditures for 1997, and actual expenditures for the fiscal year ended December 31, 1996, compared to 1995. General Fund Expenditures 1996 Increase 1997 1996 1995 - Decrease BUDGET ACTUAL ACTUAL From 1995 --- - - - - -- --- - - - - -- --- - - - - -- --- - - - - -- General Govt $2,053,620 $1,736,334 $1,831,045 $ - 94,711 Public Safety 5,224,169 5,022,324 4,598,618 423,706 Public Works 1,969,690 1,270,438 1,363,244 - 92,806 Community Sery 80,000 78,442 41,146 37,296 Parks & Recr 2,296,742 2,282,054 2,226,121 55,933 Economic Development 206,570 201,600 209,576 -7,976 Non - departmental 369,700 317,148 289,747 27,401 Admin Sery Reimb - 699,141 - - - Other Financing Uses 624,637 - - - - - - - -- ----- - - - - -• ----- - - - - -- -- - - - - -- TOTAL $12,125,987 $10,908,340 $10,559,497 $348,843 - 8 - Expenditures for the General Fund totaled $10,908,340 in 1996, an overall increase of 3.3% when compared to 1995. The increase is reflective of the 3.0% wage increase granted to all employees except for Supervisor union personnel who received 3.2% in 1996. General government expenditures decreased primarily due to lower recruiting and personnel costs. Increased expenditures in the public safety area were due primarily to the costs associated with the planned replacement of a fire truck. Public works expenditures decreased due to lower personnel costs being charged to the General Fund. Public work's personnel costs associated with capital improvement projects were charged to the appropriate capital project fund. The 1997 budget reclassifies the administrative reimbursement into one budget category. In the past, the g administrative reimbursement was allocated to the respective departments within the budget. The 1997 budget also reclassifies debt service property tax revenues to the General Fund. The General Fund budget plans for transfers to the debt service and capital project funds during 1997. GENERAL FUND BALANCE The fund balance increased by $687,706 or 11.8% in 1996. The ending fund balance of $6,522,498 is the equivalent of six months of expenditures for the 1997 budget. Property taxes and inter- governmental revenue represent 84% of the budgeted general fund revenue for 1996. The State of Minnesota has structured city finances so most of these revenues are received in the second half of the fiscal year. Minnesota cities typically receive as little as 10% of their total revenues in the first six months of the year. In recognition of this fact, a portion of the fund balance is being designated for working capital. ENTERPRISE OPERATIONS The City's enterprise operations are comprised of seven separate and distinctive activities: Liquor stores, Golf Course, Earle Brown Heritage Center, Recycling, Water utility, Sanitary Sewer utility, and Storm Drainage utility. The liquor operation is composed of three retail stores. Two stores are owned and one is leased. Centerbrook Golf Course is a nine hole, par three golf course owned and operated by the City. Green fees have been increasing each year to keep pace with inflation. The Earle Brown Heritage Center is a pioneer farmstead which has been historically 1 reserved and restored as a modern multipurpose P P P facility. Its convention center can host conferences, trade shows, and concerts seating 1,000 people in either banquet or theater style. The Inn on the Farm is a bed and breakfast with ten rooms available. Earle's, a unique special occasion restaurant, is also - 9 - located at the Inn on the Farm. Several of the barns have been restored as unique office settings which have found a niche in the market. The City's policy for this enterprise is to set fees and user charges at a level which allows the operations to break -even excluding depreciation on contributed assets. The dwindling supply of landfill space for the disposal of garbage has become a major concern in Minnesota. State and county mandated goals for the diversion of garbage to recycling programs took effect in 1989. In response, the City opened a Recycling and Refuse Fund as an enterprise fund. So far it is operating a recycling program. Expansion into garbage collection will take place when there is clear advantage to be achieved by it. Goals for the recycling program are being met. The Water and Sanitary Sewer utilities are largely developed and already reach all parts of the City. Rates for both water and sanitary sewer are reviewed annually and increased as needed to cover inflation and the need for new capital outlays. Three - fourths of the sewer operating expenses are fees paid to the Metropolitan Council Environmental Services for sewage treatment. Planned rate increases should be sufficient to keep them both profitable. During the 1980s, the State of Minnesota passed legislation that requires cities to take greater responsibility for controlling storm water runoff. In response to this, the City created a Storm Drainage Utility Fund. Its fee structure is based upon the amount of water discharged into the storm sewer system. INTERNAL SERVICE FUNDS The Central Garage Fund was established to own and maintain all operating equipment of the City. At present, the fund maintains some 155 pieces of rolling and non - rolling stock equipment with a net book value of $2,431,018. Equipment maintenance, repair, fuel, and replacement costs are provided from rental rates which the Central Garage Fund charges City operating departments for the use of the equipment. The Public Employees Retirement Fund was established to provide certain health care benefits for City employees who retire before age 65. The fund had cash and investments of $1,125,624 at the 1996 year -end. AGENCY FUND The Deferred Compensation Agency Fund accounts for the I.C.M.A. Retirement Corporation plan with a market share value totaling $3,593,460 for City lan members at year end. Y P er Y 10 - DEBT ADMINISTRATION At December 31, 1996, the City had nine debt issues outstanding. These issues include $2,295,000 of general obligation state aid street bonds, $3,030,000 of special assessment debt with government commitment, $1,720,000 of general obligation revenue bonds and $13,205,000 of general obligation tax increment bonds. The City maintained its A -1 rating from Moody's Investors Service. The City issued $1,440,000 of special assessment bonds in 1996 to provide construction proceeds for various improvement projects in the City. During 1996, the City used investments held in escrow from the 1992 Tax Increment Refunding Bond issue to pay off the remaining principal of the Tax Increment Bonds of 1985. The refunding resulted in cumulative savings to the City of $430,748 with a net present value savings of $295,046. CASH MANAGEMENT The Finance Department keeps abreast of current trends and procedures for cash management and forecasting so as to ensure efficient and profitable use of the City's cash resources. Cash is invested only in investments authorized by Minnesota Statutes Chapter 475. The yield on investments ranged from a high of 7.8 percent to a low of 4.7 percent. Interest earned during 1996 amounted to $2,161,057 compared to $2,071,364 during 1995. The City adopted a written investment policy in 1990 and adopted an updated policy in 1997. The policy's objectives are to minimize credit and market risk, provide needed liquidity, and maintain a competitive yield on the portfolio. All deposits were either insured by federal depository insurance or collateralized. Investment securities are held in a custody arrangement with a bank trust department. All investments are listed in the lowest credit risk category, Category 1. Cash balances for all funds of the City are maintained on a combined basis and invested, to the extent possible, in short -term securities. Earnings from securities are allocated to the various funds in proportion to their relative cash book balances. In the recent past, the City has not needed to use any short -term debt and does not anticipate such a need in the future. The City has not purchased any collateralized mortgage obligations, derivatives, or interest only strip investments. Our practice is to hold investments to maturity. The only reason to sell prior to maturity is an unforeseen cash flow need. In the past four years, there has been only one occasion where an investment was sold prior to maturity. Of the City's portfolio as of December 31, 1996, 25% matures within 1 year, another 37% in the second year, 9% in the third year, 15% in the fourth year, and the last 14% in the fifth through the tenth years. - 11 - RISK MANAGEMENT The City insures all significant risk. A schedule of such insurance is included in the Statistical Section. INDEPENDENT AUDIT The City Charter and State Statutes require the Council to provide for an audit of the financial transactions of the City. Deloitte & Touche LLP has been retained for that purpose and their unqualified opinion has been included in this report. CERTIFICATE OF ACHIEVEMENT The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Brooklyn Center for its comprehensive annual financial report for the fiscal year ended December 31, 1995. In order to be awarded a Certificate of Achievement for Excellence in Financial Reporting, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose p , e contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report continues to conform to Certificate of Achievement Program requirements, and we are submitting it to GFOA to determine its eligibility for another certificate. ACKNOWLEDGMENTS We want to express our appreciation to the Finance Department staff for the assistance provided during the audit. We also wish to express our appreciation to the City Manager and the Mayor and members of the City Council for their continued interest and support in planning and conducting the financial operations of the City in a responsible and progressive manner. Respectfully submitted, Charles Hansen Director of Finance Zt hnson Assistant Director of Finance - 12 - C ertificate o Achi evement f or E in Fi nancial Rep Presented to City of Broo Center, Minnesota For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31, 1995 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. <c� • OF THE UNITED STATES 9 � n+i AND . N ' � N .11 Preside CI(ICASA Z 4po Executive Director Deloifte & Touche LL /O400 One Financial Plaza Telephone: (612) 397 -4000 120 South Sixth Street Facsimile: (612) 397 -4450 Minneapolis, Minnesota 55402 -1844 INDEPENDENT AUDITORS' REPORT The Honorable Mayor and Members of the City Council of the City of Brooklyn Center, Minnesota We have audited the accompanying general purpose financial statements of the City of Brooklyn Center, Minnesota (the City) as of December 31, 1996 and for the year then ended, listed in Section IIA of the foregoing Table of Contents. These general purpose financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards and Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, such general purpose financial statements present fairly, in all material respects, the financial position of the City of Brooklyn Center, Minnesota at December 31, 1996 and the results of its operations and cash flows of its proprietary fund types for the year then ended in conformity with generally accepted accounting principles. Our audit was conducted for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The accompanying combining and individual fund and account group financial statements and schedules listed in the foregoing Table of Contents, which are also the ' responsibility of the City's management, are presented for purposes of additional analysis and are not a required part of the general purpose financial statements of the City. Such financial statements and schedules have been subjected to the auditing procedures applied in our audit of the general purpose financial statements and, in our opinion, are fairly stated in all material respects when considered in relation to the general purpose financial statements taken as a whole. In accordance with Government Auditing Standards, we have also issued a report dated April 30, 1997 on our consideration of the City of Brooklyn Center's internal control structure and a report dated April 30, 1997 on its compliance with laws and regulations. April 30, 1997 Deloittebuche Tohmatsu International City of Brooklyn Center, Minnesota GENERAL PURPOSE FINANCIAL STATEMENTS The general purpose financial statements are intended to provide a financial overview of municipal operations. These reports are at a summary level and include that data needed to control and analyze current operations to determine compliance with legal and budgetary limitations and to assist in the financial planning process. 15 - City of Brooklyn Center EXHIBIT All Fund Types and Account Groups COMBINED BALANCE SHEET (Continued next page) December 31, 1996 Fiduciary Totals Governmental Fund Types Proprietary Fund Types Fund Types Account Groups (Memorandum Only) General General Special Debt Capital Internal Fixed Long -Term December 31, General Revenue Service Projects Enterprise Service Agency Assets Debt 1996 1995 ASSETS AND OTHER DEBITS Cash and cash equivalents (Note 2) $3,589,889 $2,518,656 $1,225,165 $3,974,917 $3,407,830 $2,418,803 $17,135,260 $8,503,266 Investments (Note 2) 5,484,065 3,767,031 1,268,333 5,945,090 4,763,372 3,617,686 24,845,577 34,713,369 Receivables: Accounts 163,658 30,867 1,312,892 5,603 1,513,020 1,253,006 Delinquent taxes (Note 1J) 197,245 9,532 2,085 208,862 288,717 Special assessments: Deferred 1,230 774,989 928,756 325,550 2,030,525 1,521,792 r Delinquent 5,957 6,556 78,412 4,376 95,301 69,874 r Due from other funds (Note 8) 873,932 776,058 203,619 812,091 2,665,700 2,991,215 ON Due from other governments 37,818 212,261 132,977 234,367 617,423 2,331,440 t Inventories and supplies (Note 1G) 379,059 13,160 392,219 366,634 Prepaid expenses 159,568 159,568 143,211 Advances to other funds (Note 8) 105,074 1,854,339 1,959,413 1,995,815 Restricted Investments (Note 1L) 4,180,920 Investments for deferred compensation plan - at market (Note 11) $3,593,460 3,593,460 3,174,761 Property, plant and equipment (Note 3) 43,365,090 4,696,440 $14,538,095 62,599,625 57,356,548 Less accumulated depreciation (9,487,340) (2,265,422) (11,752,762) (11,067,051) Amount available in Debt Service Funds $2,260,484 2,260,484 6,451,107 Amount to be provided for General Long - Term Debt 16,269,516 16,269,516 15,763,893 Total Assets and Other Debits $10,458,868 $7,283,538 $3,480,747 $ 13,757,449 $44,464,764 $8,486,270 $3,593,460 $14,538,095 $18,530,000 $124,593,191 $130,038,517 (See notes to financial statements) City of Brooklyn Center Exhibit 1 All Fund Types and Account Groups COMBINED BALANCE SHEET (Continued from prior page) December 31, 1996 Fiduciary Totals Governmental Fund Types Proprietary Fund Types Fund Types Account Groups Memorandum Only General General Special Debt Capital Internal Fixed Long -Term December 31, LIABILITIES, EQUITY AND OTHER CREDITS General Revenue Service Projects Enterprise Service Agency Assets Debt 1996 1995 L iabilities Accounts payable $387,303 $11,865 $389 $62,851 $305,382 $96,564 $864,354 $661,743 Contracts payable 724,560 140,062 864,622 1,299,696 Securities lending agreement 1,841,455 1,295,676 436,244 2,044,822 1,638,369 1,244,309 8,50,875 8,424,500 Due to other governments 17,785 Due to other funds (Note 8) 350,886 1,552,809 762,005 2,665,700 2,991,215 Accrued salaries and wages 195,508 3,979 1,987 55,630 6,070 263,174 180,392 Accrued vacation & sick pay (Note 1H) 594,728 21,420 59,659 26,535 702,342 661,325 Accrued health insurance 1,047,920 1,047,920 987,081 Accrued interest payable 35,835 35,835 37,760 Advances from other funds (Note 8) 698,143 1,261,270 1,959,413 1,995,815 Deferred revenue 917,376 9,532 783,630 1,140,145 2,850,683 3,709,963 State aid street bonds payable (Note 6) $2,295,000 2,295,000 2,455,000 Special assessment debt with government commitment (Note 6) 3,030,000 3,030,000 1,705,000 Tax increment bonds payable (Note 6) 13,205,000 13,205,000 18,055,000 Revenue bonds payable (Note 6) 1,720,000 1,720,000 1,830,000 Deferred compensation funds held for t participants (Note 11) $3,593,460 3,593,460 3,174,761 r-r V Total Liabilities 3,936,370 2,391,501 1,220,263 5,527,174 5,978,212 2,421,398 3,593,460 18,530,000 43,598,378 48,187,036 1 Eguity and Other Credits Contributed capital (Note 4) 21,042,114 3,645,126 24,687,240 24,856,207 Investment in general fixed assets $14,538,095 14,538,095 14,085,155 Retained earnings: Reserved: Debt Service 237,595 237,595 198,315 Special assessments 329,926 329,926 134,570 Unreserved 16,876,917 2,419,746 19,296,663 17,110,855 Fund Balances (Deficits): Reserved: Debt service 2,260,484 2,260,484 6,451,107 Bond proceeds 2,896,472 2,896,472 3,477,619 Housing projects 20,918 20,918 Advances to other funds 105,074 1,854,339 1,959,413 1,995,815 Unreserved: Designated: Working capital 5,620,352 5,620,352 5,276,757 Unexpended appropriations 44,718 44,718 109,750 Undesignated 752,354 1,974,647 6,375,936 9,102,937 8,155,331 Total Equity and Other Credits 6,522,498 4,892,037 2,260,484 8,230,275 38,486,552 6,064,872 14,538,095 80,994,813 81,851,481 Total Liabilities, Equity& Other Credits $10,458,868 $7,283,538 $3,480,747 $ 13,757,449 $44,464,764 $8,486,270 $3,593,460 $14,538,095 $18,530,000 $124,593,191 $130,038,517 (See notes to financial statements) i City of Brooklyn Center EXHIBIT k All Governmental Fund Types COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES (DEFICITS) For the Year Ended December 31, 1996 Totals Special Debt Capital Memorandum Only Revenues General Revenue Service Projects 1996 1995 Taxes and special assessments $6,120,877 $2,619,170 $366,948 $607,887 $9,714,882 $8,718,252 Licenses and permits 402,000 402,000 318,202 Intergovernmental 3,618,075 73,043 308,273 1,970,028 5,969,419 5,150,047 Charges for services 839,583 3,742 $43,325 828,794 Court fines 186,761 186,761 178,263 Investment earnings 312,831 344,234 181,250 545,741 1,384,056 1,215,231 Miscellaneous 15,919 30,681 46,600 32,025 Total Revenues 11,496,046 3,070,870 856,471 3,123,656 18,547,043 16,440,814 Expenditures Current: General government 1,736,334 1,736,334 1,831,045 Public safety 5,022,324 5,022,324 4,598,618 Public works 1,270,438 1,270,438 1,363,244 Community services 78,442 78,442 41,146 Parks and recreation 2,282,054 6,813 2,288,867 2,240,507 Economic development 201,600 498,922 700,522 776,532 Non - departmental 317,148 317,148 289,747 Capital outlay 608,875 5,205,248 5,814,123 3,493,127 Debt service: Principal retirement 5,125,000 5,125,000 825,000 Interest and fiscal charges 34,914 1,109,860 140,642 1,285,416 1,248,825 Total Expenditures 10,908,340 1,149,524 6,234,860 5,345,890 23,638,614 16,707,791 Excess or Deficiency( -) of Revenues Over Expenditures 587,706 1,921,346 (5,378,389) (2,222,234) (5,091,571) (266,97 Other Financing Sources or Uses( -) Proceeds from sale of bonds 7,766 1,422,720 1,430,486 5,284,753 Operating transfers in 100,000 193,524 5,360,000 5,653,524 1,793,736 Operating transfers out (1,373,524) (4,180,000) (5,553,524) (1,693,736) Total Other Financing Sources or Uses( -) 100,000 (1,180,000) 1,187,766 1,422,720 1,530,486 5,384,753 Excess or Deficiency( -) of Revenues and Other Sources Over Expenditures and Other Uses 687,706 741,346 (4,190,623) (799,514) (3,561,086) 5,117,776 Fund Balances (Deficits) January 1 5,834,792 4,214,374 6,451,107 8,966,106 25,466,379 20,348,603 Equity Transfers Out (63,683) 63,683 Fund Balances (Deficits) December 31 $6,522,498 $4,892,037 $2,260,484 $8,230,275 $21,905,294 $25,466,379 (See notes to financial statements) - 18 - EXHIBIT 3 City of Brooklyn Center General and Special Revenue Funds COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For the Year Ended December 31, 1996 General Fund Special Revenue Funds Actual Over Actual Over Under( -) Under( -) Budget Actual Budget Budget Actual Budget Revenues Taxes and special assessments $6,355,958 $6,120,877 ($235,081) $1,643,539 $2,619,170 $975,631 Licenses and permits 348,850 402,000 53,150 Intergovernmental 3,540,018 3,618,075 78,057 287,428 73,043 (214,385) Charges for services 886,068 839,583 (46,485) 12,000 3,742 (8,258) Court fines 144,000 186,761 42,761 Investment earnings 250,000 312,831 62,831 106,000 344,234 238,234 Miscellaneous 13,833 15,919 2,086 30,681 30,681 Total Revenues 11,538,727 11,496,046 (42,681) 2,048,967 3,070,870 1,021,903 Expenditures General government 1,873,246 1,736,334 (136,912) Public safety 5,162,530 5,022,324 (140,206) Public works 1,545,021 1,270,438 (274,583) Community services 79,047 78,442 (605) Parks and recreation 2,502,915 2,282,054 (220,861) 30,000 6,813 (23,187) Economic development 228,000 201,600 (26,400) 1,827,442 1,107,797 (719,645) Non- departmental 337,371 317,148 (20,223) Interest and fiscal charges 90,000 34,914 (55,086) Total Expenditures 11,728,130 10,908,340 (819,790) 1,947,442 1,149,524 (797,918) Excess or Deficiency( -) of Revenues Over Expenditures (189,403) 587,706 777,109 101,525 1,921,346 1,819,821 Other Financing Sources or Uses( -) Operating transfers in 100,000 100,000 407,064 193,524 (213,540) Operating transfers out (1,587,064) (1,373,524) 213,540 Total Other Financing Sources or Uses( -) 100,000 100,000 0 (1,180,000) (1,180,000) 0 Excess or Deficiency( -) of Revenues and Other Sources Over Expenditures and Other Uses (89,403) 687,706 777,109 (1,078,475) 741,346 1,819,821 Fund Balances January 1 5,834,792 5,834,792 4,214,374 4,214,374 Equity Transfer Out (63,683) (63,683) Fund Balances December 31 $5,745,389 $6,522,498 $777,109 $3,135,899 $4,892,037 $1,756,138 (See notes to financial statements) - 19 - City of Brooklyn Center EXHIBIT 4 Proprietary Fund Types COMBINED STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN RETAINED EARNINGS For the Year Ended December 31, 1996 Internal Totals Enterprise Service (Memorandum Only) Operating Revenues Funds Funds 1996 1995 Sales and user fees $10,204,568 $1,416,469 $11,621,037 $10,901,501 Cost of sales 2,565,231 2,565,231 2,421,192 Net Operating Revenues 7,639,337 1,416,469 9,055,806 8,480,309 Operating Expenses Personal services 2,387,977 309,825 2,697,802 3,413,925 Supplies 288,153 239,093 527,246 489,833 Other services 2,709,862 64,868 2,774,730 2,678,408 Insurance 67,989 34,691 102,680 106,430 Utilities 331,150 331,150 344,069 Rent 92,774 92,774 86,718 Depreciation 771,259 388,345 1,159,604 1,097,807 Total Operating Expenses 6,649,164 1,036,822 7,685,986 8,217,190 Operating Income (Loss) 990,173 379,647 1,369,820 263,119 Nonoperating Revenues or Expenses ( -) Investment earnings 503,586 273,415 777,001 856,133 Special assessments (for service hookups and delinquencies) (6,248) (6,248) 14,194 Other revenue 14,886 14,886 7,584 Gain (Loss) on disposal of fixed assets (772) 33,047 32,275 9,680 Interest and fiscal agent fees (190,342) (190,342) (192,851) Total Net Nonoperating 321,110 306,462 627,572 694,740 Income (Loss) Before Operating Transfers 1,311,283 686,109 1,997,392 957,859 Operating Transfers In Operating Transfers Out (100,000) (100,000) (100,000) Net Income (Loss) 1,211,283 686,109 1,897,392 857,859 Depreciation on contributed assets that reduces contributed capital 309,772 213,280 523,052 592,771 Retained Earnings January 1 15,923,383 1,520,357 17,443,740 15,993,110 Retained Earnings December 31 $17,444,438 $2,419,746 $19,864,184 $17,443,740 (See notes to financial statements) - 20 - City of Brooklyn Center EXHIBIT 5 Proprietary Fund Types COMBINED STATEMENT OF CASH FLOWS For the Year Ended December 31, 1996 Internal Totals Enterprise Service (Memorandum Only) Cash flows from operating activities: Funds Funds 1996 1995 Operating income (loss) $990,173 $379,647 $1,369,820 $263,119 Adjustments to reconcile operating income (loss) to net cash provided by operating actvities: Depreciation 771,259 388,345 1,159,604 1,097,807 Changes in assets and liabilities: Receivables 35,113 7,966 43,079 526,809 Inventories (22,470) (3,115) (25,585) (20,185) Prepaid expenses (16,357) (16,357) (54) Payables (784,648) (6,798) (791,446) 879,366 Securities lending agreement (693,345) 109,824 (583,521) 3,194,235 Accrued expenses 25,067 5,043 30,110 12,400 Accrued interest payable (1,925) (1,925) Accrued health insurance liability 60,839 60,839 781,205 Other nonoperating income 8,638 8,638 21,778 Net cash provided by operating activities 311,505 941,751 1,253,256 6,756,480 Cash flows from noncapital financing activities: Proceeds from borrowings on advance from other funds 11,500 Proceeds from borrowings on due to other funds 177,005 177,005 206,550 Principal payments on advance from other funds (36,402) (36,402) (22,813) Principal payments on due from other funds (10,755) (10,755) Interest paid on advance from other funds (67,673) (67,673) (70,273) Interest paid on due to other funds (35,979) (35,979) (31,653) Operating transfers out (100,000) (100,000) (100,000) Net cash provided by (used for) noncapital financing activities (73,804) (73,804) (6,689) Cash flows from capital and related financing activities: Capital contributions 354,085 354,085 146,963 Acquisition and construction of capital assets (4,430,187) (885,116) (5,315,303) (3,395,851) Proceeds from sale of fixed assets 83,548 83,548 24,685 Principal paid on revenue bonds (110,000) (110,000) Interest paid on revenue bonds (86,690) (86,690) (90,925) Net cash provided by (used for) capital and related financing activities (4,272,792) (801,568) (5,074,360) (3,315,128) Cash flows from investing activities: Investments purchased (1,094,967) (831,612) (1,926,579) (10,037,425) Investments sold or matured 5,655,776 1,750,564 7,406,340 8,024,259 Interest on investments 503,586 273,415 777,001 856,133 Net cash provided by (used for) investing activities 5,064,395 1,192,367 6,256,762 (1,157,033) Net increase in cash and cash equivalents 1,029,304 1,332,550 2,361,854 2,277,630 Cash and cash equivalents at beginning of year 2,378,526 1,086,253 3,464,779 1,187,149 Cash and cash equivalents at end of year $3,407,830 $2,418,803 $5,826,633 $3,464,779 NONCASH FINANCING, CAPITAL, AND INVESTING ACTIVITIES Gain loss on disposal of fixed assets $772 $33,047 $32,275 $9,680 (See notes to financial statements) - 21 - City of Brooklyn Center NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 1996 Note 1: Summary of Significant Accounting Policies The City of Brooklyn Center, Minnesota (City) was formed and operated pursuant to applicable Minnesota laws and statutes. The governing body consists of a five - member City Council elected at large to serve four -year staggered terms. A. Reporting Entity The City includes all funds, organizations, institutions, agencies, departments and offices that are not legally separate from such. Component units are legally separate organizations for which the elected officials of the City are financially accountable and are included within the general purpose financial statements of the City because of the significance of their operational or financial relationships with the City. BLENDED COMPONENT UNITS: Blended component units, although legally separate entities, are, in substance, part of the government's operations and so data from these units are combined with data of the primary government. Economic Development Authority (EDA) and Housing and Redevelopment Authority (HRA) in and for the City of Brooklyn Center: The governing boards are the City Council. The Council reviews and approves EDA and HRA tax levies, and the City provides major community development financing for EDA and HRA activities. Debts issued for EDA and HRA activities are City general obligations. Although the EDA and HRA are legally separate from the City, they are reported as if they were part of the City because their sole purpose is carry out certain redevelopment projects for the City. Complete financial statements for the EDA and HRA may be obtained at the City offices located at 6301 Shingle Creek Parkway, Brooklyn Center, Minnesota 55430. JOINT VENTURES AND JOINTLY GOVERNED ORGANIZATIONS: The City has several agreements with governmental and other entities which provide reduced costs, better service, and additional benefits to the participants. These programs, which the City participates in, are listed below and amounts recorded within the current year financial statements are disclosed. -22- Note 1: Summary of Significant Accounting Policies (continued) A. Reporting Entity (continued) Local Government Information Systems Association ( LOGIS): This consortium of approximately 20 government entities provides computerized data processing and support services to its members. LOGIS is legally separate; the City does not appoint a voting majority of the Board, and the Consortium is fiscally independent of the City. The total amount recorded within the 1996 financial statements of the City was $265,288 for services provided which is allocated to the various funds based on applications. Complete financial statements may be obtained at the LOGIS offices located at 2700 Freeway Boulevard, Suite 300, Brooklyn Center, Minnesota 55430. LOGIS Insurance Group: This group provides cooperative purchasing of health and life insurance benefits for approximately 45 government entities. The total amount recorded within the 1996 financial statements of the City was $463,827 for services provided. OTHER: The Brooklyn Center Fire Department Relief Association (Association): The Association is organized as a nonprofit organization, legally separate from the City, by its members to provide pension and other benefits to such members in accordance with Minnesota Statutes. Its board of directors is appointed by the membership of the Association and not by the City Council and the Association issues their own set of financial statements. All funding is conducted in accordance with applicable Minnesota Statutes, whereby state aids flow to the Association, tax levies are determined by the Association, and are only reviewed by the City and the Association pays benefits directly to its members. The Association may certify tax levies to Hennepin County directly if the City does not carry out this function. Because the Association is fiscally independent of the City, the financial statements of the Association have not been included within the City's reporting entity. (See Note 15 for disclosures relating to the pension plan operated by the Association.) The City's portion of the costs of the Association's pension benefits is included in the General Fund under public safety. - 23 - Note 1: Summary of Significant Accounting Policies (continued) B. Fund Accounting The accounts of the City are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self - balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures, or expenses, as appropriate. Government resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. The various funds are grouped, in the financial statements in this report, into seven generic fund types and three broad fund categories as follows: GOVERNMENTAL FUNDS: General Fund - The General Fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds - Special Revenue Funds are used to account for the proceeds of certain specific revenue sources that are legally restricted to expenditures for specified purposes. Debt Service Funds - Debt Service Funds are used to account for the accumulation of resources for, and the payment of, general long -term debt principal, interest and related costs. Capital Projects Funds - Capital Projects Funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities, other than those financed by proprietary funds. PROPRIETARY FUNDS: Enterprise Funds - Enterprise Funds are used to account for operations that are financed and operated in a manner similar to private business enterprises - where the intent is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges. Internal Service Funds - Internal Service Funds are used to account for the financing of goods or services provided by one department to other departments of the City on a cost reimbursement basis. -24- Note 1: Summary of Significant Accounting Policies (continued) B. Fund Accounting (continued) FIDUCIARY FUNDS: Agency Funds - Agency Funds are used to account for assets held by the City as an agent for others. C. Fixed Assets and Long -Term Liabilities The accounting and reporting of fixed assets and long -term liabilities associated with a fund are determined by its measurement focus. All governmental funds are accounted for on a spending or "financial flow" measurement, which means that only current assets and current liabilities are generally included on their balance sheets. Their reported fund balance is considered a measure of "available spendable resources." Governmental fund operating statements present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Accordingly, they are said to present a summary of sources and uses of "available spendable resources" during a period. Fixed assets used in governmental fund type operations are accounted for in the General Fixed Assets Account Group, rather than in the governmental funds. Public domain general fixed assets consisting of certain improvements other than buildings, including roads, curbs and gutters, streets and sidewalks, drainage systems, and lighting systems have been excluded from general fixed assets, as such items are immovable and of value only to the City. No depreciation has been provided on general fixed assets. All fixed assets are valued at historical cost or estimated historical cost if historical cost is unavailable. Donated fixed assets are valued at their estimated market value as of the date donated. The fixed assets of the proprietary funds are depreciated using the straight -line method over the estimated useful lives of the assets. The estimated useful lives are as follows: Water & Sewer Mains & Lines 100 years Buildings and Structures 20 -40 years Water Wells and Storage Tanks 15 -50 years Sewer Lift Stations 15 -40 years Machinery and Equipment 5 -20 years Furniture and Fixtures 5 -20 years Public Utility assets financed by special assessments are recorded as contributions. - 25 - Note 1: Summary of Significant Accounting Policies (continued) C. Fixed Assets and Long -Term Liabilities (continued) Long -term liabilities expected to be financed from governmental funds are accounted for in the General Long -Term Debt Account Group, not in the governmental funds. All proprietary funds are accounted for on a flow of economic resources measurement focus. With this measurement focus, all assets and all liabilities associated with the operations of these funds are included on the balance sheet. Fund equity (e.g., net total assets) is segregated into contributed capital and retained earnings components. Proprietary fund -type operating statements present increases (e.g., revenues) and decreases (e.g., expenses) in net total assets. D. Basis of Accounting Governmental funds and agency funds are accounted for using the modified accrual basis of accounting. Their revenues are recognized when they become measurable and available. Available means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Major revenues that are susceptible to accrual include taxes, special assessments, intergovernmental revenues, charges for services, and investment earnings. Major revenues that are not susceptible to.accrual include licenses and permits, fees and miscellaneous revenues; such revenues are recorded only as received because they are not measurable until collected. Interest on special assessments is recognized as revenue when due, net of delinquencies. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred, except for principal and interest on general long -term debt which is recognized when due. All proprietary funds are accounted for using the accrual basis of accounting. Their revenues are recognized when they are earned and expenses are p r recognized when they are incurred. Unbilled Water and Sewer fund utility service receivables are recorded at year end. The City applies all applicable Financial Accounting Standards Board (FASB) pronouncements issued prior to November 30, 1989 in accounting for its proprietary operations. E. Budgets and Budgetary Accounting The City follows these procedures establishing the budgetary data reflected in the financial statements: - 26 - Note 1: Summary of Significant Accounting Policies (continued) E. Budgets and Budgetary Accounting (continued) 1. In August, the City Manager submits to the City Council proposed operating budgets for the fiscal year commencing the following January. The operating budgets include expenditures and the means of financing them. 2. The County mails individual property tax notices showing the taxes which would result from the proposed budgets of all taxing units to each property in November. 3. Public hearings are conducted to obtain taxpayer comments. 4. The budgets are legally enacted through passage of a resolution by the City Council in the month of December. 5. The City Council must authorize any transfer of budgeted amounts between departments within the general fund. 6. Supplemental appropriations during the year may only be made by the City Council. These amounts must be financed by funds from the contingency reserve set up in the general fund or by additional revenues. 7. All budget amounts lapse at the end of the year to the extent they have not been expended. 8. Formal budgetary integration is employed as a management control device during the year for all governmental funds with the exception of Debt Service Funds and the Capital Project Funds which have adopted project - length budgets. Formal budgetary integration is not employed for Debt Service Funds because effective budgetary control is alternatively achieved through general obligation bond indenture provisions. Budgetary control for project - length Capital Projects Funds is accomplished through the use of project controls. 9. Budgets are adopted on a basis consistent with generally accepted accounting principles. Annual appropriated budgets are adopted for all governmental funds except for Debt Service Funds and the project- length Capital Project Funds. 10. Budgetary control is maintained at the department level for the General Fund and at fund level for all other governmental funds that adopt annual budgets. 11. Budgeted amounts are as originally adopted, or as amended by the City Council. Individual and aggregate amendments were not material in relation to the original appropriations. - 27 - Note 1: Summary of Significant Accounting Policies (continued) F. Investments Cash balances from all funds are combined and invested to the extent available in authorized investments (see Note 2). Earnings from such investments are allocated to the respective funds on the basis of applicable cash balance participation by each fund. Cash and investments are stated at amortized cost (which approximates market) except for Deferred Compensation Fund assets which are recorded at market. All highly liquid unrestricted investments with a maturity of three months or less when purchased are considered to be cash equivalents. G. Inventory Inventories in the funds are valued at cost using proprietary g the weighted average in the Municipal Liquor Fund and the first-in/first-out FIFO method in the other ro rietar P P Y funds. The costs of governmental fund type supplies are recorded as expenditures when purchased. H. Accumulated Unpaid Vacation and Sick Pay The City pays employees severance pay upon termination of employment based on accumulated sick leave and accrued vacation. Such pay is accrued as an expenditure/ expense as it is earned. I. Fund Equity Contributed capital is recorded in proprietary funds that have received capital grants or contributions from developers, customers or other funds. Reserves represent those portions of fund equity not appropriable for expenditure or legally segregated for a specific future use. Designated fund balance represents tentative plans for future use of financial resources. J. Property Tax Property tax levies are set by the City Council in December of each year, and are certified to Hennepin County for collection in the following year. In Minnesota, counties act as collection agents for all property taxes. The County spreads all levies over taxable property. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Revenues are accrued and recognized in the year collectible, net of delinquencies. -28- Note 1: Summary of Significant Accounting Policies (continued) J. Property Tax (continued) Real property taxes may be paid by taxpayers in two equal installments on May 15 and October 15. Personal property taxes may be paid on February 28 and June 30. The County provides tax settlements to cities and other taxing districts two times a year, in July and December. Taxes which remain unpaid at December 31 are classified as delinquent taxes receivable and are fully offset by deferred revenue because they are not known to be available to finance current expenditures. At December 31, 1996, the City has recorded $712,944 in deferred revenue for the General Fund for estimated property tax abatements that are anticipated to be repaid to the County in future years. K. Conduit Debt Obligations From time to time, the City has issued Industrial Revenue Bonds to provide assistance to private sector entities for the acquisition and construction of industrial and commercial facilities deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private sector entity served by the bond issue. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. L. Restricted Investments Investments in the Refunding Tax Increment Bonds of 1992 Debt Service Fund are classified as restricted in 1995 becuase the securities have been placed in a irrevocable trust with an escrow agent. M. Reclassification Certain 1995 accounts have been reclassified to conform to the 1996 presentation. N. Total Columns on Combined Statements Total columns on the Combined Statements are captioned Memorandum Only to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or cash flows in conformity with generally accepted accounting principles. Interfund eliminations have not been made in the aggregation of this data. -29- Note 2: Cash, Investments, and Securities Lending A. Deposits In accordance with Minnesota Statutes, the City maintains deposits at those depository banks authorized by the City Council. All such depositories are members of The Federal Reserve System. Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds (140% in the case of mortgage notes pledged). Authorized collateral includes the legal investments described below, as well as certain first mortgage notes, and certain other state or local government obligations. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City treasurer or in a financial institution other than that furnishing the collateral. At December 31, 1996 the carrying amount of the City's demand deposits was $213,962 and the bank balance was $516,537. Of the bank balance, $154,472 was covered by federal depository insurance (risk category A) and the remainder was covered by collateral held in the pledging bank's trust department in the City's name (risk category B). Risk Category (A) Insured or collateralized by securities held by the City or its agent in the City's name. (B) Collateralized with securities held by the pledging institution's trust department in the City's name. (C) Uncollateralized or collateralized with securities held by the pledging institution's trust department or agent, but not in the City's name. B. Securities Lending Transactions State statutes and City policies permit the City to use its investments to enter into securities lending ransactions - g loans of securities to broker - dealers and other entities for collateral with a simultaneous agreement to return the collateral for the same securities in the future. The City's securities custodians are agents in lending the City's securities for cash collateral of 102 P ercent of the market - 30 - Note 2: Cash, Investments, and Securities Lending (continued) B. Securities Lending Transactions (continued) value of the security. Securities on loan at year -end are presented as unclassified in the following schedule of custodial credit risk. At year -end, the City has no credit risk exposure to the borrowers because the amounts the City owes the borrowers exceed the amounts the borrowers owe the City. Contracts with the lending agents require them to indemnify the City if the borrowers fail to return the securities (and if the collateral is inadequate to replace the securities lent) or fail to pay the City for income distributions by the securities' issuers while the securities are on loan. All securities can be terminated on demand by either the City or the borrower, although the average term of the loan is four months. In lending securities, cash collateral is invested in securities authorized by Minnesota statutes, generally with average maturities of approximately one month. C. Investments The City may also invest idle funds as authorized by Minnesota Statutes, as follows: (a) Direct obligations or obligations guaranteed by the United States or its agencies. (b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in (a) above. (c) General obligations of the State of Minnesota or any of its municipalities. (d) Bankers acceptances of United States banks eligible for purchase by the Federal Reserve System. (e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturing in 270 days or less. (f) Repurchase or reverse repurchase agreements with P P g banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000, a primary reporting dealer.- in U.S. government securities to the Federal Reserve Bank of New York, or certain Minnesota securities broker - dealers. - 31 - Note 2: Cash, Investments, and Securities Lending (continued) C. Investments (continued) (g) Future contracts sold under authority of Minnesota Statutes 471.56, subdivision 5. The City's investments are categorized below to give an indication of the level of custodial credit risk assumed at year -end. Category 1 includes investments that are insured or registered or for which the securities are held by the City or its agent in the City's name. Category 2 includes uninsured and unregistered investments for which the securities are held by the counter party's trust department or agent in the City's name. Category 3 includes uninsured and unregistered investments for which the securities are held by the counter party, or by its trust department or agent, but not in the City's name. In accordance with GASB 3, investments in a money market fund are not categorized as to custodial credit risk. Balances at December 31, 1996: Credit Risk Category Carrying Market Securities Type 1 2 3 Amount Value Investments - Categorized U.S. Governments $12,033,655 $12,033,655 $11,944,110 Federal Agencies 12,811,497 12,811,497 12,613,250 $24,845,152 $0 $0 24,845,152 24,557,360 Investments - Not categorized Investments held by broker - dealers under securities loans Money market fund 44,978 44,978 Commercial paper 4,754,410 4,754,410 Repurchase agreements 3,701,487 3,701,487 Money market funds 8,414,448 8,414,448 Deferred compensation plan at market value 3,593,460 3,593,460 Total Investments $45,353,935 $45,066,143 - 32 - NOTE 2: Cash. Investments and Securities Lendina (continued) SUMMARY OF CASH AND INVESTMENTS Balances at December 31, 1996 Cash: Carrying Amount Marquette Bank Brookdale, Brooklyn Center, Minnesota $165,616 Riverside Bank, Minneapolis, Minnesota 48,346 Change funds 6,400 Total Cash $220,362 Investments: Investment Type Interest Rate Maturity U.S. Treasury notes 5.1-7.8% 1997-2001 $12,033,655 Federal Home Loan Bank bonds 6.0-6.9% 1997-2000 3,937,230 Federal Home Loan Mortgage bonds 5.2-7.0% 1998-2006 1,110,614 Federal National Mortgage Association bonds 5.3-7.7% 1998-2006 7,763,653 Commercial paper Floating Rate 1997 4,754,410 Repurchase agreements 5.3-7.2% 1997 3,701,487 Minnesota Municipal Money Market Fund, Insight Investment Management, Minneapolis, Minnesota 3,160,622 Voyageur Prime Cash Money Market Fund, Marquette Trust, Minneapolis, Minnesota 550,647 Money Market Fund, First Trust, St. Paul, Minnesota 4,703,179 Dreyfus Treasury Prime Money Market Fund, St. Paul, Minnesota 44,978 Investments for deferred compensation plan at market value 3,593,460 Total Investments $45,353,935 Total Cash, Cash Equivalents and Investments $45,574,297 From Exhibit 1, COMBINED BALANCE SHEET Cash and cash equivalents $17,135,260 Investments 24,845,577 Investments for deferred compensation plans 3,593,460 $45,574,:297 - 33 - Note 3: Fixed Assets Changes in the General Fixed Assets Account Group during 1996 were as follows: Balance Balance Jan. 1, 1996 Additions Disposals Dec. 31, 1996 Land $2,369,801 $2,369,801 Buildings & Improvements 6,215,497 $11,014 6,226,511 Park Improvements 3,110,631 245,201 $76,785 3,279,047 Furniture & Fixtures 1,306,679 195,869 12,410 1,490,138 Departmental Equipment 1,082,547 90,051 1,172,598 TOTAL GENERAL FIXED ASSETS $14,085,155 $542,135 $89,195 $14,538,095 The following is a summary of proprietary fund -type fixed assets at December 31, 1996: Internal Enterprise Service Funds Funds Land $2,738,600 Land Improvements 92,954 Buildings & Improvements 17,399,614 Mains & Lines 21,852,447 Departmental Equipment 1,281,475 $4,696,440 Total 43,365,090 4,696,440 Less accumulated depreciation (9,487,340) (2,265,422) Net $33,877,750 $2,431,018 Note 4: Contributed Capital During 1996 contributed capital changed by the following amounts: Internal Enterprise Service Funds Funds Additions: Improvement construction $354,085 Deductions: Depreciation on contributed assets (309,772) ($213,280) Net Change 44,313 (213,280) Contributed Capital, January 1, 1996 20,997,801 3,858,406 Contributed Capital, December 31, 1996 $21,042 $3,645,126 - 34 - Note 5: Operating Leases The City leases space for the operation of one of its three municipal liquor stores under a noncancelable five -year lease. The lease provides for minimum rent payments, plus a pro -rata share of common area expenses. Total rental expense under the lease agreement for the years ended December 31, 1996 and 1995 was $35,936 and $32,584, respectively. Future minimum rent payments are as follows: Year Ending Amount 1997 $ 27,207 1998 28,087 1999 7,040 $ 62,334 The Earle Brown Heritage Center Fund, which operates as an enterprise fund, leases space to four tenants. Three of the leases have terms greater than one year and require annual rent increases to cover the anticipated effects of inflation. Rental revenues and expenditures under the lease agreements are as follows: 1996 1995 -- - - - - -- -- - - - - -- Rental Revenues $110,505 $112,109 Rental Expenditures $ 81,924 $102,742 Total minimum rentals to be received in the future under the lease terms are as follows: Year Ending Amount 1997 $ 45,620 1998 9,918 $ 55,538 - 35 - Note 6: Long -Term Debt The City's long -term debt includes state aid street bonds, special assessment improvement bonds, and tax increment bonds; all of which are recorded in the General Long -Term Debt Account Group. In addition, the City issued storm sewer revenue bonds which are recorded as a liability in the Storm Drainage Fund. The following is a summary of bond transactions for the year ended December 31, 1996: State Special Storm Sewer Tax Aid Street Assessment Revenue Increment Bonds Bonds Bonds Bonds Total Bonds payable January 1 $2,455,000 $1,705,000 $1,830,000 $18,055,000 $24,045,000 Bonds issued 1,440,000 1,440,000 Bonds retired 160,000 115,000 110,000 4,850,000 5,235,000 Bonds payable December 31 $2,295,000 $3,030,000 $1,720,000 $13,205,000 $20,250,000 The annual requirements to amortize all outstanding debt as of December 31, 1996, including interest of $6,961,945, are as follows: State Special Storm Sewer Tax Aid Street Assessment Revenue Increment Bonds Bonds Bonds Bonds Total 1997 $308,588 $307,647 $237,595 $1,535,892 $2,389,722 1998 308,478 394,816 240,390 1,555,040 2,498,724 1999 307,560 407,724 237,557 1,827,232 2,780,073 2000 310,706 404,440 239,110 1,875,554 2,829,810 2001 312,740 390,606 239,950 1,969,409 2,912,705 2002 on 1,559,862 1,920,340 954,100 9,366,609 13,800,911 $3,107,934 $3,825,573 $2,148,702 $18,129,736 $27,211,945 If special assessments are not adequate to retire the outstanding debt, the City's full faith and credit are pledged for their redemption. The general obligation state aid street, tax increment and storm sewer revenue bonds are backed by the full faith and credit of the City. There are a number of limitations contained in the various bond indentures. The City is in compliance with all requirements of the indentures. - 36 - Note 6: Long -Term Debt (continued) Long -term debt obligations outstanding at year -end are summarized as follows: Bond Payment Issue Maturity Authorized Rates % Dates Date Date And Issued Retired Outstanding State Aid Street Bonds G.O. State -Aid Street Bonds 4.7 -6.65 4 -01 10 -01 09 -01 -91 04-01 -06 $3,000,000 $705,000 $2,295,000 Total $3,000,000 $705,000 $2,295,000 Special Assessment Bonds 1987 Refunding Bonds 4.7 -5.5 2 -01 8 -01 04 -01-87 02 -01 -97 $1,200,000 $1,160,000 $40,000 1994 Street Improvement Bonds 4.1 -5.5 2 -01 8 -01 08 -01 -94 02 -01-05 835,000 65,000 770,000 1995 Street Improvement Bonds 4.04.9 2 -01 8 -01 11 -01 -95 02 -01-06 780,000 - 780,000 1996 Street Improvement Bonds 4.2 -5.1 2 -01 8 -01 11 -01 -96 02 -01 -07 1,440,000 - 1,440,000 Total $4,255,000 $1,225,000 $3,030,000 Revenue Bonds 1994 Storm Sewer Revenue Bonds 4.2 -5.4 2-018-01 08 -01 -94 02 -01-05 $1,830,000 $110,000 $1,720,000 Total $1,830,000 $110,000 $1,720,000 Tax Increment Bonds 1991 G.O. Tax Increment Bonds 4.7 -6.0 2 -01 8 -01 03 -01 -91 02 -01 -04 $6,050,000 $1,675,000 $4,375,000 1992 G.O. Refunding Tax Incr Bonds 4.5 -5.6 2 -01 8 -01 02 -01 -92 02 -01 -03 4,270,000 - 4,270,000 1995 Taxable G.O. Tax Increment Bonds 6.0 -6.75 2 -01 8 -01 11 -01 -95 02 -01 -11 4,560,000 - 4,560,000 Total $14,880,000 $1,675,000 $13,205,000 In 1992, the City issued the $4,270,000 General Obligation Tax Increment Refunding Bonds, Series 1992A with a net interest rate of 5.3 %. The proceeds of the refunding issue, net of issuance costs, and additional monies, were placed in an irrevocable escrow account and used to purchase U.S. Government securities. Until the final crossover date in 1996, the refunded and refunding debt was reported in the financial statements. In 1996, the escrow account investments were used to repay refunded crossover principal of $4,180,000. The refunding resulted in cumulative savings to the City of $430,748 with a net present value savings of $295,046. - 37 - Note 7: Segment information as of and for the year ended December 31, 1996 was as follows: E. Brown Enterprise Funds: Municipal Golf Heritage Recycling Water Sanitary Storm Liquor Course Center & Refuse Utility Sewer Drainage Fund Fund Fund Fund Fund Fund Fund Total Operating Revenues $2,850,307 $327,642 $2,664,676 $211,468 $1,145,040 $2,182,455 $822,980 $10,204,568 Depreciation Expense 22,745 16,098 333,384 230,236 127,040 41,756 771,259 Operating Income (Loss) 167,957 70,420 (123,421) (8,104) 155,633 151,433 576,255 990,173 Operating Transfers (Out) (100,000) (100,000) Net Income (Loss) 69,840 12,909 (159,400) (3,002) 436,997 317,440 536,499 1,211,283 Current Capital Contributions 354,085 354,085 Property, Plant & Equipment: ' Additions 9,117 9,260 1,125,585 1,697,605 1,588,620 4,430,187 00 Deletions 2,240 142,003 2,146 146,389 Net Working Capital 247,618 12,149 (116,536) 105,304 4,694,317 2,260,859 204,475 7,408,186 Total Assets 670,864 1,706,354 10,069,759 106,138 14,568,619 10,739,533 4,965,128 42,826,395 Bonds and Other Long -Term Liabilities Payable from Operating Revenues 84,384 1,150,000 1,565,000 2,799,384 Total Equity $486,089 $550,586 $9,257,507 $105,304 $14,531,094 $10,587,660 $2,968,312 $38,486,552 Note 8: Interfund Receivables and Payables Due from other funds and due to other funds are short -term receivables /payables which have interest rates of 0% to 7 %. Advances to other funds and advances from other funds are consdered long -term receivables /payables. Advances have interest rates of 0% to 8.5% with maturities extending through the year 2011. Advances between funds are offset by a fund balance reserve account and are not expendable available financial resources. Due From Due to Other Funds Other Funds General Fund $ 873,932 Special Revenue Funds: E.B. Farm Tax Increment Fin. Fund $ 170,125 Comm. Development Block Grant Fund 180,761 Economic Development Authority Fund 776,058 Debt Service Funds: Tax Increment Bonds of 1991 Fund 69,022 Tax Increment Bonds of 1992 Fund 68,982 Tax Increment Bonds of 1995 Fund 29,027 Refunding Bonds of 1987 Fund 36,588 Capital Projects Funds: Capital Improvements Fund 518,774 M.S.A. Construction Fund 293,317 Special Assessments Constr. Fund 1,552,809 Enterprise Funds: Earle Brown Heritage Center Fund 585,000 Storm Drainage Fund 177,005 Total $2,665,700 $2,665,700 ---- - - - - -- --- - - - - -- ---------- ---- - - - - -- Advances to Advances from Other Funds Other Funds General Fund $ 105,074 Special Revenue Funds: E.B. Farm Tax Increment Fin. Fund $ 698,143 Capital Projects Funds: Capital Improvements Fund 1,261,270 M.S.A. Construction Fund 593,069 Enterprise Funds: Municipal Liquor Fund 111,270 Golf Course Fund 1,150,000 ---- - - - - -- ---- - - - - -- Total $1 $1,959,413 ---- - - - - -- ---- - - - - -- -39- Note 9: Individual Fund Disclosures Deficit fund balances exist in the following funds: Special Revenue Funds: Earle Brown Tax Increment Financing District: Unreserved deficit fund balance $843,222 This deficit is being funded through internal borrowing and will be repaid from future surplus tax increments. Capital Projects Funds: Special Assessment Construction: Unreserved deficit fund balance $784,216 This deficit is being funded through internal borrowing and will be repaid from the collection of special assessments already levied. Enterprise Funds: Golf Course: Unreserved deficit retained earnings $86,300 These deficits are being funded through internal borrowing. It is expected that future profits will cover the deficits. Note 10: Contingencies There are several lawsuits pending in which the City is involved. City Management estimates that the potential claims against the City not covered by insurance resulting from such litigation would not materially affect the financial statements of the City. Note 11: Risk Management The City is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions and natural disasters for which the City carries commercial insurance policies. The City retains risk for the deductible portions of the insurance policies. The amount of these deductibles are considered immaterial to the financial statements. There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three years. However, the City did increase the deductible portion of the insurance policies and the amount of this increase is considered immaterial to the financial statements. 40 - Note 12: Deferred Compensation Plan The City offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all City employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to employees until termination, retirement, death, or unforeseeable emergency. All amounts of compensation deferred under the plan, all property and rights purchased with those amounts, and all income attributable to those amounts, property, or rights are (until paid or made available to the employee or other beneficiary) solely the property and rights of the City (without being restricted to the provisions of benefits under the plan), subject only to the claims of the City's general creditors. Participants' rights under the plan are equal to those of general creditors of the City in an amount equal to the fair market value of the deferred account for each participant. It is the opinion of the City's legal counsel that the City has no liability for losses under the plan but does have the duty of due care that would be required of an ordinary prudent investor. The City believes it is unlikely that it will use the assets to satisfy the claims of general creditors in the future. The City is reporting the activity of this plan as an agency fund and carries its investment at market value. Note 13: Post - Employment Health Care Benefits The City provides post - retirement health care benefits, as per the requirements of a City Council resolution, for certain retirees and their dependents. Full time employees have the option of retaining membership in the City's health insurance plan for which the City will pay the single person premium until such time as the retiree is eligible for Medicare coverage or at age 65, whichever is sooner. If the retiree desires to continue family coverage, the additional cost for family coverage shall be paid by the retiree to the City. In lieu of the City payment of the single person premium, the qualified employee may elect to receive a lump sum payment calculated by multiplying the number of months between the date on which the employee retires and the employees 65th birthday times the monthly average single person premium. To qualify under this program, the employee, on the date of his /her retirement, must meet eligibility requirements for a full retirement annuity under PERA (Note 14A) without reduction of benefits because of age, disability, or any other reason for reduction. In addition, the employee must have been employed full time by the City for the last ten - 41 - Note 13: Post - Employment Health Care Benefits (continued) consecutive years prior to the effective date of retirement. Employees artici ate in this program P P ram on a voluntary P g Y basis As of December 31, 1996, seven employees currently participate in this program. The cost of City paid health care premiums for the years ended December 31, 1996 and 1995 was $17,294 and $18,317, respectively. In addition, the expenditures in 1996 and 1995 were increased by $60,839 and $781,205, respectively, to account for the change in the accrued health insurance liability. In 1995, the City refined the estimate of the liability for the cost of employees who will be eligible for this program. The program was originally enacted in 1986 as an experimental program with a five year sunset provision. The original method of estimating the liability reflected this temporary five year program life span. Repeated extensions of the program have been approved to the point where it can no longer be viewed as temporary or experimental. The 1995 refinement of the liability estimate reflects the current status of the program. Note 14: Pension Plans: Public Employees Retirement Association (PERA) City employees participate in the pension plans administered b the Public Employees Y Retirement Association A ociation (PERA) . In accordance with Government Accounting Standards Board Statement No. 5 the PERA P lans are classified as a defined benefit multiple employer cost sharing plans. Disclosures relating to this plan are as follows: A. Plan Description All full -time and certain part -time employees of the City of Brooklyn Center are covered by defined benefit pension plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Retirement Fund (PERF) and the Public Employees Police and Fire Fund (PEPFF) which are cost sharing multiple employer retirement plans. These plans are established and administered in accordance with Minnesota Statutes, Chapters 353 and 356. PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic members are not. All new members must participate in the Coordinated Plan. All police officers, fire fighters and peace officers who qualify for membership by statute are covered by the PEPFF. The payroll for employees covered by PERF and PEPFF for the year ended December 31, 1996 I - 42 - Note 14: Pension Plans (continued) A. Plan Description (continued) was $4,666,466 and $2,177,516 respectively; the City's total payroll was $7,837,640. j PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by State Statute, and vest after three years of credited service. The defined retirement benefits are based on member's average salary for any five successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for Coordinated and Basic members. The retiring member receives the higher of step rate benefit accrual formula (Method 1) or a level accrual formula (Method 2). Under Method 1, the annuity accrual rate for a Basic member is 2 percent of average salary for each of the first 10 years of service and 2.5 percent for each remaining year. For a Coordinated member, the annuity accrual rate is 1 percent of average salary for each of the first 10 years and 1.5 percent for each remaining year. Using Method 2, the annuity accrual rate is 2.5 percent of average salary for Basic members and 1.5 percent for Coordinated members. For PEPFF members, the annuity accrual rate is 2.65 percent for each year of service. For PERF members whose annuity is calculated using Method 1, and for all PEPFF members, a full annuity is available when age plus years of service equal 90. A reduced annuity is also available to eligible members seeking early retirement. There are different types of annuities available to members upon retirement. A normal annuity is a lifetime annuity that ceases upon the death of the retiree. No survivor annuity is payable. There are also various types of joint and survivor annuity options available which will reduce the monthly normal annuity amount, because the annuity is payable over joint lives. Members may also leave their contributions in the fund upon termination of public service, in order to qualify for a deferred annuity at retirement age. Refunds of contributions are available at any time to members who leave public service, but before retirement benefits begin. The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. vested, terminated employees who are entitled benefits but are not receiving them yet, are bound by the provisions in effect at the time they last terminated their public service. B. Contributions Required and Contributions Made Minnesota Statutes Chapter 353 sets the rate for employer and -43- Note 14: Pension Plans (continued) B. Contributions Required and Contributions Made (continued) employee contributions. The City makes annual contributions to the pension plans equal to the amount required by state statutes. According to Minnesota Statutes Chapter 356.215, Subd. 4(g), the date of full funding required for the PERF and the PEPFF is July 1, 2020. As part of the annual actuarial valuation, PERA's actuary determines the sufficiency of the statutory contribution rates towards meeting the required full funding deadline. The actuary compares the actual contribution rate to a "required" contribution rate. -The required contribution rate consists of (a) normal costs based on entry age normal cost methods, (b) a supplemental contribution for amortizing any unfunded actuarial accrued liability by the date required for full funding, and (c) an allowance for administrative expenses. Current combined statutory contribution rates and actuarially required contribution rates for the plans are as follows: Statutory Rates Required Employee Employer Rates* Public Employees Retirement Fund: Basic Plan and Coordinated Plan 4.30% 4.60% 9.60% Police & Fire Fund 7.60% 11.40% 19.00% * The recommended rates scheduled above represent the required rates for fiscal year 1996 contributions as reported in the July 1, 1995, actuarial valuation reports. Total contributions made by the City during fiscal year 1996 were: Percentage of Contribution Covered Payroll Employees Employer Employees Employer Public Employees Retirement Fund: Basic Plan $ 3,726 $ 4,858 8.23% 10.73% Coordinated Plan 197,434 210,118 4.23% 4.48% Police & Fire Fund 165,492 248,237 7.60% 11.40% TOTALS $366,652 $463,213 The City's contribution for the year ended June 30, 1996, to the PERF, represented approximately .17% of total contributions required of all participating entities. For - 44 - Note 14: Pension Plans (continued) B. Contributions Required and Contributions Made (continued) PEPFF, contributions for the year ended June 30, 1996, represented .69% of total contributions required of all participating entities. C. Funding Status and Progress 1. Pension Benefit Obligation The "pension benefit obligation" is a standardized disclosure measure of the present value of pension benefits, adjusted for the effects of projected salary increases and step -rate benefits, estimated to be payable in the future as a result of employee service to date. The measure which is the actuarial present value of credited projected benefits, is intended to help users assess PERA's funding status on a going - concern basis, assess progress made in accumulating sufficient assets to pay benefits when due, and make comparisons among Public Employees Retirement Systems and participating employers. The measure is independent of the actuarial funding method used to determine required contributions, which is discussed in Note B. PERA does not make separate measurements of assets and pension benefit obligation for individual employers. The pension benefit obligations as of June 30, 1996 are shown below (in millions): PERF PEPFF ---------------- - - - - -- Total pension benefit obligation $6,609 $1,243 Net assets available for benefits, at cost (market value for PERF = $5,955; PEPFF = $1,714) $5,702 $1,593 Unfunded (assets in excess of) pension benefit obligation $ 907 $ (350) The pension benefit obligation was determined as part of an actuarial valuation at July 1, 1996. , For the PERF, significant actuarial assumptions used in the calculation of the pension benefit obligation include (a) a rate of return on the investment of present and future assets of 8.5 percent per year, compounded annually, prior to retirement, and 5 percent per year, compounded annually, following retirement; (b) projected salary increases taken from an age table which incorporates a 5 percent base inflation assumption; (c) payroll growth at 6 percent per year, consisting of 5 percent inflation and one percent due to - 45 - Note 14: Pension Plans (continued) C. Funding Status and Progress (continued) growth in group size; (d) post- retirement benefit increases that are accounted for by the 5 percent rate of return assumption following retirement; and (e) mortality rates based on the 1983 Group Annuity Mortality Table set forward one year for retired members and set back five years for each active member. Actuarial assumptions used in the calculation of the PEPFF include (a) a rate of return on the investment of present and future assets of 8.5 percent per year, compounded annually, prior to retirement, and 5 percent per year, compounded annually, following retirement, (b) projected salary increases of 6.5 percent per ear, compounded annually, attributable to Y P Y� ) c the effects of inflation; p ost-retirement increases that i � are accounted for by the 5 percent rate of return assumption following retirement; and d mortality q , ( ) y rates based on the 1971 Group Annuity Mortality Table projected to 1984 for males and females. 2. Changes in Actuarial Assumptions and Methods Since the July 1, 1995 actuarial valuation, there were no changes in actuarial assumptions for the PERF and the PEPFF which impacted funding costs. Potential changes - in the actuarial assumptions used for the PEPFF may be made in the future. Results of an experience study for the fund during the four -year period ending June 30, 1994, disclosed (a) retirees are living longer; (b) the expected active member death rate is declining; (c) the trend towards earlier retirement continues; and (d) the pattern of salary increases varies substantially by ages, with a strong merit and seniority component at the younger ages. Based on these results, PERA will soon consider revising the actuarial assumptions for retirement age, mortality, payroll growth, and individual salary increases. These changes, if adopted within fiscal year 1997, will significantly impact the July 1, 1997 actuarial valuation of the PEPFF. 3. Changes in Actuarial Assumptions The 1996 legislative session did not include any benefit improvements which would impact funding costs for the PERF and the PEPFF. D. Ten -Year Historical Trend Information Ten -year historical trend information is presented in PERA's Comprehensive Annual Financial Report for the year ended June 30, 1996. This information is useful in assessing the pension - 46 - Note 14: Pension Plans (continued) D. Ten -Year Historical Trend Information (continued) plan's accumulation of sufficient assets to pay pension benefits as they become due. E. Related Party Investments As of June 30, 1996 and for the fiscal year then ended, PERA held no securities issued by the City or other related parties. Note 15: Pension Plan - Brooklyn Center Fire Department Relief Association A. Plan Description The City contributes to the Brooklyn Center Fire Department Relief Association (Association). In accordance with Government Accounting Standards Board Statement No. 5, it is classified as a defined benefit single employer public employee retirement system. Volunteer fire fighters of the City are members of the Association and its pension plan. An actuarial study was completed during 1993 which developed a schedule of benefit increases which will take effect on January 1 of each year. The plan's baseline benefit after 20 years of service and attaining the age 50 increases to $490 per month in 1994, $510 per month in 1995, and $530 per month in 1996. There are additional benefits for service through 30 years. Vesting begins with 10 years of service and benefits are pro -rated for members who have between 10 and 20 years of service. Members may choose to take a lump sum settlement instead of the pension, equal to $3,500 in 1994, $3,750 in 1995, and $4,000 in 1996, times the number of years of service, with a maximum of 30 years. Spouse's, children's and funeral benefits are also provided. These benefit provisions and all other requirements are consistent with enabling state statutes. The City levies property taxes at the direction of and for the benefit of the association plan and passes through state aids allocated to the plan, all in accordance with enabling state statutes. B. Funding Status and Progress The amount shown below as the "pension benefit obligation" is a standardized disclosure measure of the present value of pension benefits, adjusted for the effects of projected benefit increases, estimated to be payable in the future as a result of service to date. The measure is the actuarial -47- Note 15: Pension Plan (continued) B. Funding Status and Progress (continued) present value of credited projected benefits and is intended to help users assess the funding status of the association plans on a going- concern basis, assess progress made in accumulating sufficient assets to pay benefits when due, and make comparisons among plans. It is independent of the actuarial funding method used to determine contributions to the plan, discussed in "C" below. The pension benefit obligation was determined as part of an actuarial valuation at January 1, 1993 and updated as of January 1, 1997. Significant actuarial assumptions used include (a) a rate of return on the investment of present and future assets of 5 percent per year compounded annually, and (b) no post - retirement benefit increases. An actuarial update to the pension obligation is performed annually. On December 31, 1996, the overfunded pension benefit obligation was as follows: Pension benefit obligation: Retirees and beneficiaries currently receiving benefits and terminated employees not yet receiving benefits $1,211,267 Current Employees - Employer- financed vested 999,561 Employer- financed non - vested 158,217 Total pension benefit obligation 2,369,045 Net assets available for benefits (at carrying value, equals market) 2,668,001 Overfunded pension benefit obligation $ (298,956) The pension benefit obligation decreased by $346,165 because the payment of lump sum distributions and the death of three beneficiaries offset the additional year of service credited to plan members. C. Contributions Required and Contributions Made Financial requirements of the association plan are determined on an actuarial basis using the entry age normal actuarial cost method. Normal cost is funded on a current basis. Contributions at the level specified by the last full actuarial study will continue to be made until a new study revises the contribution level. The minimum tax levy - 48 - Note 15: Pension Plan (continued) C. Contributions Required and Contributions Made (continued) obligation is the financial requirement for the year less anticipated state aids. The funding strategy for normal cost should provide sufficient resources to pay plan benefits on a timely basis. Total contributions to the plan in 1996 amounted to $127,564, of which $39,292 was levied by the City of Brooklyn Center and $88,272 was from the State of Minnesota. The contributed amounts were actuarially determined as described above and were based on an actuarial valuation as of January 1, 1993. The contributions represent funding for normal cost of $68,698 and the amortization of the overfunded actuarial accrued liability of $26,241. Significant actuarial assumptions used to compute pension contribution requirements are substantially the same as those used to determine the standardized measure of the pension obligation. The computation of the pension contribution requirements for 1996 was based on the same actuarial assumptions, benefit provision, actuarial funding method, and other significant factors used to determine pension contribution requirements in previous years with the exception of the change noted in Section B above. D. Trend Information Trend information gives an indication of the progress made in accumulating sufficient assets to pay benefits when due. Ten year trend information may be found in the Association's annual financial report for the year ended December 31, 1996. Three year trend information for the Association is as follows: 1996 1995 1994 Available assets as a - - -- - - -- - - -- percentage of benefit obligation 112% 101% 96% City's contribution ** as a percentage of *not *not *not covered payroll applicable applicable applicable *The Brooklyn Center Fire Department is a volunteer organization; thus, no covered payroll exists. * *The City's contribution was made in accordance with actuarially determined requirements. -49- Note 15: Pension Plan (continued) E. Related Party Investments As of December 31, 1996, the Association held no securities issued by the City or other related parties. Note 16: Fund Changes The following funds were opened during 1996: Special Revenue: Tax Increment District No. 3 Debt Service: Street Improvement Bonds of 1996 The following funds were closed during 1996: Special Revenue: Diseased Tree Removal Debt Service: Tax Increment Bonds of 1985 The following funds were reclassified to different fund types during 1996: From Capital Projects Funds to Special Revenue Funds: Housing and Redevelopment Authority Fund Economic Development Authority Fund -50- City of Brooklyn Center, Minnesota GENERAL FUND The City of Brooklyn Center Home Rule Charter provides in Section 7.11 that "there shall be maintained in the City Treasury a classification of Funds which shall provide for a General Fund for the payment of such expenses of the City as the Council may deem proper, and such other funds as may be required by statute, ordinance or resolution." The General Fund was established to account for all revenues and expenditures which are not required to be accounted for in other funds. It has more diverse revenue sources than other funds. These revenue sources include property taxes, licenses, permits, fines and forfeits, intergovernmental, service charges, rents, and investment earnings. The Fund's resources finance a wide range of functions, including the current operations of general government, public safety, public works, health and welfare, recreation, and non - departmental expenditures. This fund utilizes the modified accrual basis of accounting. Revenues are recognized in the accounting period in which they become available and measurable. Expenditures are recognized in the accounting period in which the related liability is incurred. 51 - City of Brooklyn Center AA = 1 General Fund COMPARATIVE BALANCE SHEET December 31, 1996 1996 1995 ASSETS Cash and cash equivalents $3,589,889 $1,525,999 Investments 5,484,065 6,358,348 Accounts receivable 163,658 41,955 Delinquent taxes receivable 204,432 282,251 Due from other funds 873,932 862,831 Due from other governments 37,818 18,399 Advance to other funds 105,074 105,074 TOTAL ASSETS $10,458,868 $9,194,857 LIABILITIES AND FUND BALANCE Liabilities Accounts payable $387,303 $270,614 Securities lending agreement 1,841,455 1,583,783 Due to other governments 17,785 Accrued salaries payable 195,508 134,652 Accrued vacation and sick pay 594,728 563,171 Deferred revenue 917,376 790,060 Total Liabilities 3,936,370 3,360,065 Fund Balance Reserved for advances to other funds 105,074 105,074 Unreserved fund balance Designated: Working capital 5,620,352 5,276,757 Appropriated to next budget 44,718 109,750 Undesignated: 752,354 343,211 Total Fund Balance 6,522,498 5,834,792 TOTAL LIABILITIES AND FUND BALANCE $10,458,868 $9,194,857 - 52 City of Brooklyn Center A_2 General Fund COMPARATIVE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended December 31, 1996 1996 Actual ver or Under(-) 1995 Budget Actual Budget Actual Revenues Property taxes $6,355,958 $6,120,877 ($235,081) $5,946,363 Licenses and permits 348,850 402,000 53,150 318,202 Intergovernmental 3,540,018 3,618,075 78,057 3,543,009 Charges for services 886,068 839,583 (46,485) 822,530 Court fines 144,000 186,761 42,761 178,263 Investment earnings 250,000 312,831 62,831 256,304 Miscellaneous 13,833 15,919 2,086 15,205 Total Revenues 11,538,727 11,496,046 (42,681) 11,079,876 Expenditures General government 1,873,246 1,736,334 (136,912) 1,831,045 Public safety 5,162,530 5,022,324 (140,206) 4,598,618 Public works 1,545,021 1,270,438 (274,583) 1,363,244 Community services 79,047 78,442 (605) 41,146 Parks and recreation 2,502,915 2,282,054 (220,861) 2,226,121 Economic development 228,000 201,600 (26,400) 209,576 Non - departmental 337,371 317,148 (20,223) 289,747 Total Expenditures 11,728,130 10,908,340 (819,790) 10,559,497 Excess or Deficiency ( -) of Revenues Over Expenditures (189,403) 587,706 777,109 520,379 Other Financing Sources Operating transfers in 100,000 100,000 0 100,000 Total Other Financing Sources 100,000 100,000 0 100,000 Excess or Deficiency ( -) of Revenues and Other Financing Sources Over Expenditures (89,403) 687,706 777,109 620,379 Fund Balance January 1 5,834,792 5,834,792 0 5,214,413 Fund Balance December 31 $5,745,389 $6,522,498 $777,109 $5,834,792 - 53 - I S -1 City of Brooklyn Center (Continued next page) General Fund SCHEDULE OF REVENUES AND OTHER FINANCING SOURCES BUDGET AND ACTUAL For the Year Ended December 31, 1996 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual Ad Valorem Taxes Property taxes $5,873,958 $5,712,580 ($161,378) $5,508,843 Penalties and interest (17,357) (17,357) (4,698) Lodging tax 480,000 424,419 (55,581) 441,159 Special assessments 2,000 1,235 (765) 1,059 Total Ad Valorem Taxes 6,355,958 6,120,877 (235,081) 5,946,363 Licenses and Permits Liquor and beer 134,500 120,665 (13,835) 105,550 Building permits 128,000 181,706 53,706 109,007 Mechanical permits 28,000 29,275 1,275 41,149 Sewer and water permits 1,000 1,497 497 141 Plumbing permits 13,200 17,211 4,011 21,826 Garbage licenses 2,000 2,300 300 2,245 Taxicab licenses 400 800 400 450 Mechanical licenses 4,000 4,010 10 3,978 Service station licenses 1,700 1,925 225 1,365 Vehicle dealer licenses 950 900 (50) 968 Bowling licenses 700 808 108 908 Cigarette licenses 1,100 1,125 25 850 Sign permits 2,400 2,790 390 2,081 Rental dwelling permits 17,000 21,107 4,107 11,988 Amusement licenses 8,000 7,990 (10) 8,302 Dog licenses 4,800 5,841 1,041 4,713 Miscellaneous business license 1,100 2,050 950 2,681 Total Licenses and Permits 348,850 402,000 53,150 318,202 Intergovernmental Federal grants: Miscellaneous grants 7,500 6,000 (1,500) 5,716 Total Federal Grants 7,500 6,000 (1,500) 5,716 State grants: Local government aid 1,864,946 1,865,664 718 1,799,076 Homestead credit aid 1,272,972 1,272,972 0 1,336,593 Police pension aid 216,000 242,013 26,013 220,630 Fireperson pension aid 66,800 88,272 21,472 69,299 Police training 11,500 13,865 2,365 10,712 Street maintenance aid 90,000 90,000 0 90,000 Miscellaneous grants 10,300 39,289 28,989 10,983 Total State Grants 3,532,518 3,612,075 79,557 3,537,293 Total Intergovernmental Rev. $3,540,018 $3,618,075 $78,057 $3,543,009 - 54 - S -1 City of Brooklyn Center (Continued from General Fund prior page) SCHEDULE OF REVENUES AND OTHER FINANCING SOURCES BUDGET AND ACTUAL For the Year Ended December 31, 1996 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual Charges for Services General government charges $30,650 $26,589 ($4,061) $22,075 Public safety charges 19,980 23,399 3,419 31,806 Recreation fees 835,438 789,595 (45,843) 768,649 Total Charges for Services 886,068 839,583 (46,485) 822,530 Court Fines Fines 144,000 186,761 42,761 178,263 Total Court Fines 144,000 186,761 42,761 178,263 Miscellaneous Interest on investments 250,000 312,831 62,831 256,304 Forfeited drug money 8,444 8,444 3,597 Other 13,833 7,475 (6,358) 11,608 Total Miscellaneous 263,833 328,750 64,917 271,509 Total Revenues 11,538,727 11,496,046 (42,681) 11,079,876 Other Financing Sources Operating transfers in: Liquor Fund 100,000 100,000 0 100,000 Total Revenues and Other Sources $11,638,727 $11,596,046 ($42,681 ) $11,179,876 -55- City of Brooklyn Center S = 2 General Fund SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL ( Continued For the Year Ended December 31, 1996 next page) 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual General Government Mayor and Council: Personal services $33,653 $33,309 ($344) $32,307 Services and other charges 73,747 41,965 (31,782) 71,437 Total Mayor and Council 107,400 75,274 (32,126) 103,744 Charter Commission: Services and other charges 2,000 1,681 (319) 2,634 Total Charter Commission 2,000 1,681 (319) 2,634 Administrative Office: Personal services 326,980 332,215 5,235 375,603 Supplies 1,000 1,787 787 1,145 Services and other charges 59,547 49,746 (9,801) 67,228 Capital outlay 0 7,910 Charged to other funds (23,350) (23,350) 0 (27,725) Total Administrative Office 364,177 360,398 (3,779) 424,161 Elections and Voter Registration: Personal services 46,898 47,162 264 18,417 Supplies 3,135 2,309 (826) Services and other charges 8,975 6,208 (2,767) 3,321 Total Elections and Voter Registration 59,008 55,679 (3,329) 21,738 Assessor's Office: Personal services 201,035 189,202 (11,833) 184,267 Supplies 3,000 1,892 (1,108) 1,422 Services and other charges 10,812 8,663 (2,149) 9,705 Capital outlay 0 Total Assessor's Office 214,847 199,757 (15,090) 195,394 Finance: Personal services 376,574 359,500 (17,074) 364,287 Supplies 3,000 1,320 (1,680) 2,987 Services and other charges 1,840 1,424. (416) 1,728 Charged to other funds (198,736) (198,736) 0 (197,394) Total Finance $182,678 $163,508 ($19,170) $171,608 - 56 - City of Brooklyn Center S General Fund SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL (Continued For the Year Ended December 31, 1996 next page) 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual General Government (continued) Independent Audit: Services and other charges $18,900 $18,620 ($280) $18,130 Total Independent Audit 18,900 18,620 (280) 18,130 Legal: Services and other charges 199,700 185,273 (14,427) 183,725 Total Legal 199,700 185,273 (14,427) 183,725 Government Buildings: Personal services 154,835 154,105 (730) 127,063 Supplies 22,250 26,585 4,335 26,908 Services and other charges 186,203 183,826 (2,377) 187,548 Capital outlay 6,900 5,310 (1,590) 16,491 Total Government Buildings 370,188 369,826 (362) 358,010 Data Processing: Personal services 61,436 32,454 (28,982) 51,933 Supplies 9,500 7,023 (2,477) 4,057 Services and other charges 225,217 212,296 (12,921) 214,672 Capital outlay 68,555 64,905 (3,650) 95,053 Charged to other funds (10,360) (10,360) 0 (13,814) Total Data Processing 354,348 306,318 (48,030) 351,901 Total General Government 1,873,246 1,736,334 (136,912) 1,831,045 Public Safety Police Protection: Personal services 3,349,619 3,238,629 (110,990) 3,006,488 Supplies 72,382 60,920 (11,462) 62,579 Services and other charges 591,176 593,265 2,089 645,423 Capital outlay 128,345 125,681 (2,664) 77,327 Total Police Protection 4,141,522 4,018,495 (123,027) 3,791,817 Fire Protection: Personal services 323,488 319,809 (3,679) 286,701 Supplies 33,178 31,258 (1,920) 41,052 Services and other charges 285,277 283,790 (1,487) 148,447 Capital outlay 27,733 28,557 824 17,722 Total Fire Protection $669,676 $663,414 ($6,262) $493,922 - 57 - City of Brooklyn Center SS = 2 General Fund SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL (Continued For the Year Ended December 31, 1996 next page) 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual Public Safety (continued) Protective Inspection: Personal services $267,693 $263,185 ($4,508) $252,158 Supplies 3,600 1,080 (2,520) 1,093 Services and other charges 41,247 37,876 (3,371) 26,906 Capital outlay 0 764 Total Protective Inspection 312,540 302,141 (10,399) 280,921 Emergency Preparedness: Personal services 27,093 28,029 936 23,853 Supplies 1,500 688 (812) 1,169 Services and other charges 7,299 6,812 (487) 6,936 Capital outlay 2,900 2,745 (155) Total Emergency Preparedness 38,792 38,274 (518) 31,958 Total Public Safety 5,162,530 5,022,324 (140,206) 4,598,618 Public Works Engineering Department: Personal services 578,249 375,390 (202,859) 357,791 Supplies 7,930 4,338 (3,592) 7,293 Services and other charges 22,238 24,010 1,772 28,765 Capital Outlay 16,000 10,554 (5,446) 3,924 Charged to other funds (261,677) (279,088) (17,411) (190,114) Total Engineering Dept. 362,740 135,204 (227,536) 207,659 Street Department: Personal services 447,138 456,169 9,031 448,530 Supplies 158,700 153,833 (4,867) 141,885 Services and other charges 653,443 606,785 (46,658) 660,374 Capital outlay 23,000 18,447 (4,553) 4,796 Charged to other funds (100,000) (100,000) 0 (100,000) Total Street Dept. 1,182,281 1,135,234 (47,047) 1,155,585 Total Public Works 1,545,021 1,270,438 (274,583) 1,363,244 Community Services Social Services: Service and other charges 79,047 78,442 (605) 41,146 Total Social Services 79,047 78,442 (605) 41,146 Total Community Services $79,047 $78,442 ($605) $41,146 - 58 - City of Brooklyn Center SS =2 General Fund SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL (Continued For the Year Ended December 31, 1996 next page) 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual Parks and Recreation Adult Programs: Personal services $251,172 $236,047 ($15,125) $241,181 Supplies 40,933 36,070 (4,863) 41,552 Services and other charges 167,321 148,855 (18,466) 157,082 Total Adult Programs 459,426 420,972 (38,454) 439,815 Teen Programs: Personal services 17,299 14,648 (2,651) 13,595 Supplies 600 1,346 746 1,061 Services and other charges 6,304 4,236 (2,068) 5,970 Total Teen Programs 24,203 20,230 (3,973) 20,626 Children's Programs: Personal services 130,061 130,709 648 116,982 Supplies 13,081 10,179 (2,902) 12,543 Services and other charges 22,048 14,727 (7,321) 28,003 Total Children's Programs 165,190 155,615 (9,575) 157,528 General Programs: Personal services 70,316 61,301 (9,015) 65,818 Supplies 590 96 (494) 722 Services and other charges 49,804 39,741 (10,063) 48,218 Total General Programs 120,710 101,138 (19,572) 114,758 Community Center: Personal services 518,868 515,080 (3,788) 498,374 Supplies 77,208 87,558 10,350 87,561 Services and other charges 220,839 214,344 (6,495) 212,596 Capital outlay 5,000 3,913 (1,087) 11,494 Total Community Center 821,915 820,895 (1,020) 810,025 Park Maintenance: Personal services 464,760 348,182 (116,578) 333,792 Supplies 62,850 46,246 (16,604) 52,732 Services and other charges 370,375 359,801 (10,574) 289,023 Capital outlay 13,486 8,975 (4,511) 7,822 Total Park Maintenance 911,471 763,204 (148,267) 683,369 Total Parks and Recreation $2,502,915 $2,282,054 ($220,861) $2,226,121 - 59 - City of Brooklyn Center g = 2 General Fund SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL (Continued from For the Year Ended December 31, 1996 prior page) 1996 Actual Over or Under( -) 1995 Economic Develo m Budget Actual Budget Actual p ent Convention Bureau: Services and other charges $228,000 $201,600 ($26,400) $209,576 Total Economic Development 228,000 201,600 (26,400) 209,576 Nondepartmental Expenditures not Charged to Departments: Supplies 27,000 31,614 4,614 29,359 Services and other charges 307,371 284,146 (23,225) 260,388 Capital outlay 3,000 1,388 (1,612) Total Nondepartmental 337,371 317,148 (20,223) 289,747 Total Expenditures $11,728,130 $10,908,340 ($819,790) $10,559,497 I -60- City of Brooklyn Center, Minnesota SPECIAL REVENUE FUNDS The Special Revenue Funds are established to account for revenues derived from taxes and /or other specific revenue sources. These resources are usually restricted by statute, City Charter or ordinance to finance specific City functions or activities. This fund type utilizes the modified accrual basis of accounting. Revenues are recognized in the accounting period in which they become available and measurable. Expenditures are recognized in the accounting period in which the related liability is incurred. Housing and Redevelopment Authority Fund (H.R.A.) This fund has authority to levy an ad valorem property tax for the purpose of conducting housing and redevelopment projects. These projects are now done in the E.D.A. Fund and all tax proceeds are transferred to that fund. Economic Development Authority Fund (E.D.A.) This fund was established to account for the Economic Development Authority (E.D.A.) of Brooklyn Center. The E.D.A. "carries out activities which previously were done by the H.R.A., plus it has authority to operate an enterprise. The Earle Brown Heritage Center operates under this authority and a statement of its operations can be found in the enterprise fund section of this report. The E.D.A. also does redevelopment and housing projects, funded by an ad valorem property tax levy, and transfers from the C.D.B.G. and H.R.A. funds. Earle Brown Farm Tax Increment Financing District This fund has the authority to collect tax increments which are used for the historic restoration of the Earle Brown Farm and for debt service payments of bonds which also were issued for that purpose. Tax Increment District No. 3 : This fund has the authority to collect tax increments which are used for various redevelopment projects within the City and for debt service payments of bonds which also were issued for that purpose. Diseased Tree Removal Fund This fund was established to account for the collection of resources and expenditure of these resources for diseased tree control. Costs are reimbursed by private property owners, or the General Fund, depending upon where the tree was located. Community Development Block Grant Fund The fund was established to account for funds received under Title I of the Housing and Community Development Act of 1974. Transfers are made from this fund to the Economic Development Authority Fund where accounting for project costs takes place. - 61 - B -1 City of Brooklyn Center Special Revenue Funds COMBINING BALANCE SHEET December 31, 1996 Economic Earle Brown Tax Development Tax Incr. Increment Community Authority Financing District Development Totals Fund District No. 3 Block Grant 1996 1995 ASSETS Cash and cash equivalents $2,451,526 $67,130 $2,518,656 $988,579 Investments 3,666,628 100,403 3,767,031 5,156,686 Accounts receivable 664 Delinquent taxes receivable 9,532 9,532 12,158 Special assessments: Deferred 12,691 Delinquent 654 Due from other funds 776,058 776,058 932,748 Due from other governments $25,046 6,454 $180,761 212,261 236,106 TOTAL ASSETS $6,903,744 $25,046 $173,987 $180,761 $7,283,538 $1,340,286 rn N LIABILITIES AND FUND BALANCES (DEFICITS) Liabilities Accounts payable $11,865 $11,865 $5,723 Securities lending agreement 1,261,142 $34,534 1,295,676 1,026,823 Accrued salaries payable 3,979 3,979 2,767 Accrued vacation and sick pay 21,420 21,420 21,970 Due to other funds $170,125 $180,761 350,886 1,344,983 Advances from other funds 698 ,143 698,143 698,143 Deferred revenue 9,532 9,532 25,503 Total Liabilities 1,307,938 868,268 34,534 180,761 2,391,501 3,125,912 Fund Balances (Deficits) Reserved: Bond proceeds 2,896,472 2,896,472 3,477,619 Housing projects 20,918 20,918 Unreserved 2,699,334 (843,222) 118,535 0 1,974,647 736,755 Total Fund Balances (Deficits) 5,595,806 (843,222) 139,453 0 4,892,037 4,214,374 TOTAL LIABILITIES AND FUND BALANCES (DEFICITS) $6,903,744 $25,046 $173,987 $180,761 $7,283,538 $7,340,286 'I i B-2 City of Brooklyn Center Special Revenue Funds COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES For the Year Ended December 31, 1996 Housing and Economic Earle Brown Tax Redevelopment Development Tax Increment Increment Diseased Community Authority Authority Financing District Tree Development Totals Fund Fund District No. 3 Removal Block Grant 1996 1995 R Property taxes $120,481 $172,334 $2,180,251 $137,600 $2,610,666 $2,045,307 Special assessments $8,504 8,504 11,220 Intergovernmental 17,345 $55,698 73,043 282,945 Charges for services 3,742 3,742 6,264 Investment earnings 339,104 1,853 3,277 344,234 145,332 Miscellaneous 30,681 30,681 12,845 Total Revenues 137,826 542,119 2,180,251 139,453 15,523 55,698 3,070,870 2,503,913 Expenditures Personal services 163,480 163,480 161,950 Supplies 102 102 643 Services and other charges 333,801 1,539 6,813 342,153 418,749 Capital outlay 608,875 608,875 500,186 ON Interest 34,914 34,914 78,354 W Total Expenditures 1,106,258 36,453 6,813 1,149,524 1,159,882 Excess or Deficiency ( -) of Revenues Over Expenditures 137,826 (564,139) 2,143,798 139,453 8,710 55,698 1,921,346 1,344,031 Other Financing Sources or Uses( -) Proceeeds from sale of bonds 4,045,280 Operating transfers in 193,524 193,524 401,379 Operating transfers out (137,826) (1,180,000) (55,698) (1,373,524) (1,686,379) Total Other Financing Sources or Uses( -) (137,826) 193,524 (1,180,000) (55,698) (1,180,000) 2,760,280 Excess or Deficiency ( -) of Revenues and Other Financing Sources Over Expenditures and Other Financing Uses 0 (370,615) 963,798 139,453 8,710 0 741,346 4,104,311 Fund Balance (Deficits) January 1 0 5,966,421 (1,807,020) 0 54,973 0 4,214,374 110,063 Equity Transfers In (Out) (63,683) (63,683) Fund Balance (Deficits) December 31 $0 $5,595,806 (58 43,222) $139,453 $0 $0 $4,892,037 $4,214,374 City of Brooklyn Center BB = 3 Housing and Redevelopment Authority Fund STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended December 31, 1996 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual Revenues Property taxes $119,636 $120,481 $845 $118,434 Intergovernmental 17,345 17,345 0 18,304 Total Revenues 136,981 137,826 845 136,738 Other Financing Uses Operating transfers out 136,981 137,826 845 136,738 Excess or Deficiency ( -) of Revenues over Other Financing Use 0 0 0 0 Fund Balance January 1 0 0 0 0 Fund Balance December 31 $0 $0 $0 $0 -64- City of Brooklyn Center BB - Economic Development Authority Fund STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended December 31, 1996 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual Revenues Property taxes $171,903 $172,334 $431 $171,717 Investment Earnings 105,000 339,104 234,104 142,218 Miscellaneous 30,681 30,681 12,845 Total Revenues 276,903 542,119 265,216 326,780 Expenditures Personal Services 164,420 163,480 (940) 161,950 Supplies 1,100 102 (998) 643 Services and other charges 400,222 333,801 (66,421) 360,338 Capital Outlays 1,260,500 608,875 (651,625) 500,186 Interest 0 77 Total Expenditures 1,826,242 1,106,258 (719,984) 1,023,194 Excess or Deficiency ( -) of Revenues over Expenditures (1,549,339) (564,139) 985,200 (696,414) Other Financing Sources Proceeds from sale of bonds 0 4,045,280 Operating transfers in 407,064 193,524 (213,540) 401,379 Total Other Financing Sources 407,064 193,524 (213,540) 4,446,659 Excess or Deficiency ( -) of Revenues and Other Financing Sources Over Expenditures (1,142,275) (370,615) 771,660 3,750,245 Fund Balance January 1 5,966,421 5,966,421 0 2,216,176 Fund Balance December 31 $4,824,146 $5,595,806 $774,660 $5,966,421 -65- City of Brooklyn Center B_5 Earle Brown Farm Tax Increment. District Fund STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended December 31, 1996 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual Revenues Property taxes $1,335,000 $2,180,251 $845,251 $1,755,156 Charges for services 5,000 Total Revenues 1,335,000 2,180,251 845,251 1,760,156 Expenditures Services and other charges 1,200 1,539 339 44,025 Interest 90,000 34,914 (55,086) 78,277 Total Expenditures 91,200 36,453 (54,747) 122,302 Excess or Deficiency ( -) of Revenues over Expenditures 1,243,800 2,143,798 899,998 1,637,854 Other Financinq Uses ( -) Operating transfers out (1,180,000) (1,180,000) 0 (1,285,000) Total Other Financing Sources (1,180,000) (1,180,000) 0 (1,285,000) Excess or Deficiency ( -) of Revenues over Expenditures and Other Financing Uses 63,800 963,798 899,998 352,854 Fund Balance January 1 (1,807,020) (1,807,020) 0 (2,159,874) Fund Balance December 31 ($1,743,220) ($841,222) $899,998 ($1,807,020) -66- City of Brooklyn Center B_6 Tax Increment District No. 3 STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended December 31, 1996 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual Revenues Property taxes $0 $137,600 $137,600 $0 Investment earnings 1,853 1,853 Total Revenues 0 139,453 139,453 0 Excess or Deficiency ( -) of Revenues over Expenditures 0 139,453 139,453 0 Fund Balance January 1 0 0 0 0 Fund Balance December 31 $0 $139,453 $139,453 $0 -67- City of Brooklyn Center BB_7 Diseased Tree Removal Fund STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended December 31, 1996 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual Revenues Special assessments $17,000 $8,504 ($8,496) $11,220 Charges for services 12,000 3,742 (8,258) 1,264 Investment earnings 1,000 3,277 2,277 3,114 Total Revenues 30,000 15,523 (14,477) 15,598 Expenditures Personal services 2,000 (2,000) Services and other charges 28,000 6,813 (21,187) 14,386 Total Expenditures 30,000 6,813 (23,187) 14,386 Excess or Deficiency ( -) of Revenues over Expenditures 0 8,710 8,710 1,212 Fund Balance January 1 54,973 54,973 0 53,761 Equity Transfer Out (63,683) (63,683) Fund Balance December 31 $54,973 $0 ($54,973) $54,973 i -68- City of Brooklyn Center BB - Community Development Block Grant Fund STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended December 31, 1996 1996 Actual Over or Under( -) 1995 Budget Actual Budget Actual Revenues Intergovernmental Federal Grants $270,083 $55,698 ($214,385) $264,641 Total Revenues 270,083 55,698 (214,385) 264,641 Other Financing Uses Operating transfers out 270,083 55,698 (214,385) 264,641 Excess or Deficiency ( -) of Revenues over Other Financing Use 0 0 0 0 Fund Balance January 1 0 0 0 0 Fund Balance December 31 $0 $0 $0 $0 -69- City of Brooklyn Center, Minnesota SERVICE DEBT FUNDS The Debt Service Funds were established to account for the payment (from taxes and other resources) of interest and principal on long - term general obligation debt. This fund type utilizes the modified accrual basis of accounting. Revenues are recognized in the accounting period in which they become available and measurable. Expenditures are recognized in the accounting period in which the principal and interest are due. The City's Debt Service funds included in this section are: State Aid Street Bonds Debt Service Fund This fund accounts for the accumulation of state aid allotments, for payment of principal and interest on bonds issued in 1991 to finance a comprehensive improvement and upgrading 69th Avenue North as a state aid route. Tax Increment Bonds of 1985 & 1991 Funds These funds were established to account for the accumulation of resources for payment of principal and interest on general obligation bonds issued in 1985 and 1991 to finance the purchase and redevelopment of the historic Earle Brown Farm in Brooklyn Center. Refunding Tax Increment Bonds of 1992 Fund: This fund was established to account for the resources that will be used to advance refund the Tax Increment Bonds of Tax Increment Bonds of 1995 Fund: This fund was established to account for the accumulation of resources for payment of principal and interest on general obligation bonds issued in 1995 to finance various redevelopment projects within the City. Refunding Bonds of 1987 Fund This fund was established to account for the collection of special assessments for the payment of principal and interest on general obligation bonds. The bonds were sold during 1987 to refund Improvement Bonds of 1982. Street Improvement Bonds of 1994 - 1996 Funds: These funds were established to account for the collection of special assessments and property taxes for the payment of principal and interest on general obligation improvement bonds. The bonds were sold to finance various street improvement projects within the City. -70- C -1 City of Brooklyn Center Debt Service Funds COMBINING BALANCE SHEET December 31, 1996 Refunding Tax Tax Tax Street Street Street Increment Increment Increment Refunding Improvement Improvement Improvement Bonds Bonds Bonds Bonds Bonds Bonds Bonds Totals ASSETS of 1991 of 1992 of 1995 of 1987 of 1994 of 1995 of 1996 1996 1995 Cash and cash equivalents $287,459 $287,288 $120,889 $152,377 $225,821 $143,764 $7,567 $1,225,165 $704,486 Investments 429,938 429,682 180,809 227,904 1,268,333 1,766,828 Delinquent taxes receivable 1,300 785 2,085 936 Special assessments receivable: Deferred 55,385 103,870 157,635 458,099 774,989 465,750 Delinquent 5,515 561 480 6,556 7,757 Due from other funds 69,022 68,982 29,027 36,588 203,619 240,707 Restricted Investments � 4,180,920 , TOTAL ASSETS $786,419 $785,952 $ 33 0, 725 $4477,769 $331,552 $302,664 $465,666 $3,480,747 $7,367,384 i LIABILITIES AND FUND BALANCES Liabilities Accounts Payable $200 $63 $63 $63 $389 Securites lending agreement 147,878 $147,790 62,189 $78,387 436,244 $441,834 Deferred revenue 60,900 $105,731 158,900 458,099 783,630 474,443 Total Liabilities 148,078 147,790 62,252 139,287 105,731 158,963 458,162 1,220,263 916,277 Fund Balances Reserved for debt service 638,341 638,162 268,473 338,482 225,821 143,701 7,504 2,260,484 6,451,107 Total Fund Balances 638,341 638,162 268,473 338,482 225,821 143,701 7,504 2,260,484 6,451,107 TOTAL LIABILITIES AND FUND BALANCES $786,419 $785,952 $330 $477 $331,552 $302,664 $465,666 $3,480,747 $7,367,384 i C -2 City of Brooklyn Center Debt Service Funds COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES For the Year Ended December 31, 1996 Refunding State Tax Tax Tax Tax Street Street Street Aid Increment Increment Increment Increment Refunding Improvement Improvement Improvement Street Bonds Bonds Bonds Bonds Bonds Bonds Bonds Bonds Totals Bonds of 1985 of 1991 of 1992 of 1995 of 1987 of 1994 of 1995 of 1996 1996 1995 R evenues Property taxes $67,529 $68,896 $136,425 $70,214 Special assessments $161,828 32,996 35,699 230,523 281,676 Intergovernmental $308,273 308,273 306,725 Investment earnings $11,321 $8,718 $108,892 $24,790 12,899 9,961 4,669 181,250 253,540 Total Revenues 308,273 11,321 8,718 108,892 24,790 174,727 110,486 109,264 856,471 912,155 Expenditures Principal 160,000 4,475,000 375,000 50,000 65,000 5,125,000 825,000 Interest 147,873 178,305 266,825 219,623 224,246 3,550 40,057 26,182 1,106,661 1,075,976 Fiscal agent fees 400 1,387 600 125 300 125 $262 3,199 2,009 Total Expenditures 308,273 4,654,692 642,425 219,623 224,371 53,550 105,357 26,307 262 6,234,860 1,902,985 V Excess or Deficiency ( -) of Revenues N r Over Expenditures 0 (4,643,371) 63( 3,707) (110,731) 1( 99,E 121,177 5,129 82,957 (262) (5,378,389) (990,830) Other Financing Sources or Uses ( -1 Proceeds from sale of bonds 7,766 7,766 468,833 Operating transfers in 4,180,000 620,000 560,000 5,360,000 1,285,000 Operating transfers out (4,180,000) 4,180,000 Total Other Financing Sources or Uses ( -) 4,180,000 620,000 (3,620,000) 7,766 1,187,766 1,753,833 Excess or Deficiency ( -) of Revenues and Other Sources over Expenditures and Other Uses 0 (463,371) (13,707) (3,730,731) (199,581) 121,177 5,129 82,957 7,504 (4,190,623) 763,003 Fund Balances January 1 0 651,344 652,048 4,180,920 468,054 217,305 220,692 60,744 0 6,451,107 5,688,104 Equity Transfer In (Out) 187,973 187,973 0 Fund Balances December 31 $0 $0 $638,341 $638,162 $268,473 $338,482 $225,821 $143,701 $7,504 $2,260,484 $6,451,107 i City of Brooklyn Center, Minnesota CAPITAL PROJECTS FUNDS The Capital Projects Funds are established to account for all resources used for the construction or acquisition of capital facilities by the City except those financed by Enterprise Funds. This fund type utilizes the modified accrual basis of accounting. Revenues are recognized in the accounting period in which they become available and measurable. Expenditures are recognized in the accounting period in which the related liability is incurred. The City's Capital Projects Funds included in this section are: Capital Improvements Fund This fund was established in 1968 to provide funds, and to account for the expenditure of such funds, for major capital outlays including, but not be limited to, construction or acquisition of major permanent facilities having a relatively long life; and /or to reduce debt incurred for capital outlays. The financing sources of the fund include ad valorem taxation, transfers from other Funds, issuance of bonds, federal and state grants, and investment earnings. Municipal State Aid for Construction Fund This fund was established to account for the state allotment of gasoline tax collections used for transportation related construction projects. Special Assessment Construction Fund This fund was established to account for the resources and expenditures required for the acquisition and construction of capital facilities or improvements financed wholly or in part by special assessments levied against benefitted properties. -73- D -1 City of Brooklyn Center Capital Projects Funds COMBINING BALANCE SHEET December 31, 1996 Municipal State Aid Special Capital for Assessment Totals Improvements Construction Construction Fund Fund Fund 1996 1995 ASSETS Cash and cash equivalents $2,160,533 $1,221,574 $592,810 $3,974,917 $1,819,423 Investments 3,231,405 1,827,049 886,636 5,945,090 7,570,688 Accounts receivable 30,684 183 30,867 30,684 Special assessments: Deferred 928,756 928,756 905,638 Delinquent 78,412 78,412 57,978 Due from other funds 518,774 293,317 812,091 954,929 Due from other governments 132,977 132,977 1,465,341 Advance to other funds 1,261,270 593,069 1,854,339 1,890,741 TOTAL ASSETS $7,202,666 $4,067,986 $2,486,797 $13,757,449 $14,695,422 LIABILITIES AND FUND BALANCES (DEFICITS) Liabilities Accounts payable $14,262 $48,589 $62,851 $4,516 Contracts payable $92,568 276,352 355,640 724,560 347,132 Securities lending agreement 1,111,446 628,416 304,960 2,044,822 1,905,861 Due to other funds 1,552,809 1,552,809 1,050,477 Accrued salaries and wages 140 1,847 1,987 1,373 Deferred revenue 132,977 1,007,168 1,140,145 2,419,957 Total Liabilities 1,204,154 1,052,007 3,271,013 5,527,174 5,729,316 Fund Balances (Deficits) Reserved: Advances to other funds 1,261,270 593,069 1,854,339 1,890,741 Unreserved 4,737,242 2,422,910 (784,216) 6,375,936 7,075,365 Total Fund Balances (Deficits) 5,998,512 3,015,979 (784,216) 8,230,275 8,966,106 TOTAL LIABILITIES AND FUND BALANCES (DEFICITS) $7,202,666 $4,067,986 $2,486,797 $13,757,449 $14,695,422 - 74 - D -2 City of Brooklyn Center Capital Projects Funds COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES For the Year Ended December 31, 1996 Municipal State Aid Special Capital for Assessment Improvements Construction Construction Totals Fund Fund Fund 1996 1995 Revenues Special assessments $607,887 607,887 363,472 Intergovernmental $1,970,028 1,970,028 1,017,368 Investment earnings $363,357 150,867 31,517 545,741 560,055 Miscellaneous 0 3,975 Total Revenues 363,357 2,120,895 639,404 3,123,656 1,944,870 Expenditures Personal services 16,765 33,549 180,055 230,369 188,394 Supplies 219 2,395 8,181 10,795 6,780 Services and other charges 13,761 652,658 553,548 1,219,967 476,633 Capital outlay 353,547 1,899,742 1,490,828 3,744,117 2,321,134 Interest 140,642 140,642 92,486 Total Expenditures 384,292 2,588,344 2,373,254 5,345,890 3,085,427 Excess or Deficiency ( -) of Revenues Over Expenditures (20,935) (467,449) (1,733,850) (2,222,234) (1,140,557) Other Financing Sources or Uses( -) Proceeeds from sale of bonds 1,422,720 1,422,720 770,640 Operating transfers in 0 7,357 Operating transfers out 0 (7,357) Total Other Financing Sources or Uses( -) 1,422,720 1,422,720 770,640 Excess or Deficiency ( -) of Revenues and Other Financing Sources Over Expenditures and Other Financing Uses (20,935) (467,449) (311,130) (799,514) (369,917) Fund Balance (Deficits) January 1 6,019,447 3,483,428 (536,769) 8,966,106 9,336,023 Equity Transfers In 63,683 63,683 Fund Balance (Deficits) December 31 $5,998,512 $3,015,979 ($784,216) $8,230,275 $8,966,106 - 75 - S -3 City of Brooklyn Center Capital Improvements Fund PROJECT - LENGTH SCHEDULE OF CONSTRUCTION PROJECTS From Beginning to December 31, 1996 Project Over( -) Under 1996 to Date Expended Type of Project Appropriations - Expenditures Expenditures Appropriations Fire training facility $95,000 $0 $70,000 $25,000 Central garage improvements 1,133,624 11,546 1,234,170 (100,546) Underground Tank Replacement 5,545 2,468 2,468 3,077 Interim city hall remodelling 440,000 88,915 476,585 (36,585) Park playground equipment 215,500 220,983 220,983 (5,483) Shingle Creek Pkwy. Retaining Wall 8,230 9,322 9,322 (1,092) Northport Tennis Court Improvements 24,650 27,850 27,850 (3,200) Park Lighting Improvements 31,320 23,208 23,208 8,112 Totals $1,953,869 $384,292 $2,064,586 ($110,717) S-4 City of Brooklyn Center i Municipal State Aid Construction Fund PROJECT - LENGTH SCHEDULE OF CONSTRUCTION PROJECTS From Beginning to December 31, 1996 Project Over( -) Under 1996 to Date Expended Project Appropriation Expenditures Expenditures Appropriations Humboldt Avenue improvements $507,486 $138,101 $539,552 ($32,066) 69th Ave., Shingle Creek Pkwy to Dupont Ave. improvements 1,744,298 1,564,491 1,621,175 123,123 France Ave., 69th Ave to North City Limits improvements 674,400 4,846 4,846 669,554 Orchard Lane East improvements 47,600 75,983 75,983 (28,383) Brooklyn Boulevard improvements 207,090 35,715 204,706 2,384 Woodbine Neighborhood improvements 75,740 7,289 142,049 (66,309) Xerxes, 53rd Avenue improvements 121,041 9,788 9,788 111,253 69th Avenue Landscaping, Phase II 70,523 2,470 57,594 12,929 Logan, James and Knox Avenues Neighborhood improvements 974,024 749,661 749,661 224,363 V V Totals $4,422,202 $2,588,344 $3,405,354 $1,016,848 S -5 City of Brooklyn Center Special Assessment Construction Fund PROJECT- LENGTH SCHEDULE OF CONSTRUCTION PROJECTS From Be-ginning to December 31, 1996 Project Over( -) Under 1996 to Date Expended Type of Project Appropriations Expenditures Expenditures Appropriations Logan, James and Knox Avenues improvements $456,530 $722,018 $768,393 ($311,863) Woodbine Neighborhood improvements 1,280,498 47,086 804,571 475,927 Reforestation of 1994 and 1995 improvement projects 21,293 21,527 21,527 (234) 69th Ave., Shingle Creek Pkwy to Dupont Ave. improvements 154,000 134,460 134,460 19,540 Orchard Lane East improvements 1,395,026 1,248,528 1,289,116 105,910 a° Xerxes, 53rd Avenue improvements 176,400 77,466 77,466 98,934 ' Orchard Lane West improvements 1,078,610 52,582 52,582 1,026,028 Totals $4,562,357 $2,303,667 $3,148,115 $1,414,242 I City of Brooklyn Center, Minnesota ENTERPRISE FUNDS The Enterprise Funds were established to account for the financing of self supporting activities of the City which render services on a user charge basis to the general public. Revenues and expenses in these funds are recognized on the accrual basis of accounting. Revenues are recognized in the accounting period in which they are earned and become objectively measurable. Expenses are recognized in the period incurred, if objectively measurable. The City's Enterprise Funds included in this section are: Municipal Liquor Fund This fund accounts for the operations of the City's three municipal off -sale liquor stores. Golf Course Fund This fund accounts for operations of Centerbrook Golf Course, a 9 hole, par 3 course owned by the City. Earle Brown Heritage Center Fund This fund accounts for the operation of a pioneer farmstead which has been historically preserved and restored as a modern multipurpose facility. Its convention center can host conferences, trade shows, and concerts seating 1,000 people in either banquet or theater style. The "Inn On The Farm" is a bed and breakfast with ten rooms available to complement convention activities or be rented individually. Earle's, a unique special occasion restaurant, is also located at the "Inn on the Farm ". Several of the barns have been restored as unique office settings which have found a niche in the market. Recycling and Refuse Fund This fund accounts for the operation of a state mandated recycling program. Expansion into refuse collection will take place only when there is a clear advantage to be achieved by it. Water Utilities Fund This fund accounts for the provision of water to customers. Administration, wells, water storage, and distribution are included. Sanitary Sewer Fund This fund accounts for the collection and pumping of sanitary sewage through a system of sewer lines and lift stations. Sewage is treated by the Metropolitan Council Environmental Services whose fees represent about 77% of this fund's expenses. Storm Drainage Fund This fund accounts for the operations and improvements of the storm water drainage system. It incorporates not only the storm sewer system, but also water structures such as holding ponds and facilities to improve water quality. Fees are based upon the amount of water running off a property and vary with both size and absorption characteristics of the parcel. 79 City of Brooklyn Center E1 Enterprise Funds (Continued next page) COMBINING BALANCE SHEET December 31, 1996 E. Brown Municipal Golf Heritage Recycling Water Sanitary Storm Liquor Course Center 8 Refuse utility Sewer Drainage Totals A SSETS Fund Fund Fund Fund Fund Fund Fund 1996 1995 Current Assets Cash and cash equivalents $150 $8,417 $214,449 $30,282 $2,262,797 $891,735 $3,407,830 $2,378,526 Investments 45,291 3,384,356 1,333,725 4,763,372 9,324,181 Accounts receivable - net 2,637 437,944 24,773 125,658 255,823 $96,582 943,417 588,058 Accrued revenue 21,370 75,489 192,971 79,645 369,475 578,076 Special assessments receivable: Deferred 27,886 5,337 292,327 325,550 131,422 Delinquent 4,170 206 4,376 3,148 Due from other governments 66,836 167,531 234,367 611,594 Inventories 328,589 7,500 27,430 15,540 379,059 356,589 Prepaid expenses 16,633 2,000 15,893 125,042 159,568 143,211 Total Current Assets 348,009 17,917 695,716 121,716 5,895,896 2,871,469 636,291 10,587,014 14,114,805 00 CD Fixed Assets Mains and lines 9,838,931 7,929,599 4,083,917 21,852,447 18,455,923 Structures 327,595 308,890 9,555,862 4,439,590 2,767,677 17,399,614 16,520,591 Equipment 143,013 32,498 1,049,989 29,247 22,138 4,590 1,281,475 1,273,224 Land 107,405 1,391,711 925,000 23,938 3,388 287,158 2,738,600 2,738,600 Land improvements 12,904 77,450 2,600 92,954 92,954 590,917 1,810,549 11,530,851 14,334,306 10,722,802 4,375,665 43,365,090 39,081,292 Less: Allowance for depreciation 268,062 122,112 2,156,808 4,497,529 2,396,001 46,828 9,487,340 8,861,698 Total Net Fixed Assets 322,855 1,688,437 9,374,043 9,836,777 8,326,801 4,328,837 33,877,750 30,219,594 TOTALS $670,864 $1,706,354 $10,069,759 $121,716 $15,732,673 $11,198,270 $4,965,128 $44,464,764 $44,334,399 E1 (Continued from E. Brown prior page) Municipal Golf Heritage Recycling Water Sanitary Storm Liquor Course Center & Refuse Utility Sewer Drainage Totals LIABILITIES AND FUND EQUI Fund Fund Fund Fund Fund Fund Fund 1996 19% TY Current Liabilities Accounts payable $40,559 $2,975 $172,653 $834 $14,657 $70,844 $2,860 $305,382 $277,528 Contracts payable 79,200 60,862 140,062 952,564 Securities lending agreement 15,578 1,164,054 458,737 1,638,369 2,331,714 Accrued salaries payable 8,940 920 36,663 7,024 1,829 254 55,630 37,763 Accrued vacation and sick pay 24,006 1,873 17,936 15,844 59,659 52,459 Accrued Interest payable 35,835 35,835 37,760 Due to other funds 585,000 177,005 762,005 595,755 Current portion of long -term debt 26,886 155,000 181,886 134,828 Total Current Liabilities 100,391 5,768 812,252 16,412 1,201,579 610,610 431,816 3,178,828 4,420,371 Lona -Term Liabilities Bonds payable 1,565,000 1,565,000 1,720,000 00 Advances from other funds 84,384 1,150,000 1,234,384 1,272,844 Total Long -term Liabilities 84,384 1,150,000 1,565,000 2 799,384 2,992,844 Fund Eauity Contributions 636,886 9,238,244 4,997,510 5,668,426 501,048 21,042,114 20,997,801 Retained earnings (Deficits) Reserved: Debt Service 237,595 237,595 198,315 Special assessments 32,056 5,337 292,533 329,926 134,570 Unreserved 486,089 (86,300) 19,263 105,304 9,501,528 4,913,897 1,937,136 16,876,917 15,590,498 Total Retained Earnings (Deficits) 486,089 (86,300) 19,263 105,304 9,533,584 4,919,234 2,467,264 17,444,438 15,923,383 Total Fund Equity 486,089 550,586 9,257,507 105,304 14,531,094 10,587,660 2,968,312 38,486,552 36,921,184 TOTALS $670,864 $1,706,354 $10,069,759 $121,716 $15,732,673 $11, 198, 270 $ 4,965,128 $44,464,764 $44,334,399 City of Brooklyn Center F-:2 Enterprise Funds (Continued next page) COMBINING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN RETAINED EARNINGS For the Year Ended December 31, 1996 E. Brown Municipal Golf Heritage Recycling Water Sanitary Storm Liquor Course Center & Refuse Utility Sewer Drainage Totals Operating Revenues Fund Fund Fund Fund Fund Fund Fund 1996 1995 Sales and user fees $2,850,307 $327,642 $2,664,676 $211,468 $1,145,040 $2,182,455 $822,980 $10,204,568 $9,715,806 Cost of sales 2,157,659 34,221 373,351 2,565,231 2,421,192 Net Operating Revenues 692,648 293,421 2,291,325 211,468 1,145,040 2,182,455 822,980 7,639,337 7,294,614 I Operating E=nses Personal services 369,060 127,364 1,228,081 354,630 182,608 126,234 2,387,977 2,416,138 Supplies 11,499 20,672 159,216 87,393 8,515 858 288,153 285,394 Other services 47,425 39,536 457,471 219,356 182,632 1,687,046 76,396 2,709,862 2,626,706 00 Insurance 13,520 6,451 31,072 216 10,511 4,738 1,481 67,989 79,363 N Utilities 24,506 12,880 148,684 124,005 21,075 331,150 344,069 Rent 35,936 56,838 92,774 86,718 Depreciation 22,745 16,096 333,384 230,236 127,040 41,756 771,259 744,394 Total Operating Expenses 524,691 223,001 2,414,746 219,572 989,407 2,031,022 246,725 6,649,164 6,582,782 Operating Income (Loss) $167,957 $70,420 ($123,421) ($8,104) $155,633 $151,433 $576,255 $990,173 $711,832 (Continued from prior page) E. Brown Municipal Golf Heritage Recycling Water Sanitary Storm Liquor Course Center & Refuse utility Sewer Drainage Totals Fund Fund Fund Fund Fund Fund Fund 1996 1995 Nonoperatirlg Revenues or ExgensesL-I Investment earnings $1,668 $788 $5,102 $283,215 $165,450 $47,363 $503,586 $609,594 Special assessments: Service hookups & delinquencies (6,924) 676 (6,248) 14,194 Other revenue 9 5,073 14,886 7,584 Gain (loss) on disposal of fixed assets (224) (119) (429) (772) (2,375) Interest and fiscal agent fees (9,598) (58,075) ($35,979) (86,690) (190,342) (192,851) Nonoperating Totals 1,883 (57,511) (35,979) 5,102 281,364 166,007 (39,756) 321,110 436,146 Income Before Operating Transfers 169,840 12,909 Pe n9 (159,400) (3,002) 436,997 317,440 536,499 1,311,283 1,147,978 OD w Operating Transfers Out (100,000) (100,000) (100,000) Net Income (Loss) 69,840 12,909 (159,400) (3,002) 436,997 317,440 536,499 1,211,283 1,047,978 Depreciation on contributed assets that reduces contributed capital 309 ,772 309,772 336,822 Retained Earnings (Deficits) Jan. 1 .416,249 (99,209) (131,109) 108,306 9,096,587 4,601,794 1,930,765 15,923,383 14,538,583 Retained Earnings (Deficits) Dec. 31 $486,089 ($66,300) $19,263 $105,304 $9,533,584 $4,919,234 $2,467,264 $17,444,438 $15,923,383 i I City of Brooklyn Center ) :-3 Enterprise Funds (Continued next page) COMBINING STATEMENT OF CASH FLOWS For the Year Ended December 31, 1996 E. Brown Municipal Golf Heritage Recycling Water Sanitary Storm Liquor Course Center & Refuse utility Sewer Drainage Totals Cash flows from operating activities: Fund Fund Fund Fund Fund Fund Fund 1996 1995 Operating income(loss) $167,957 $70,420 ($123,421) ($8,104) $155,633 $151,433 $576,255 $990,173 $711,832 Adjustments to reconcile operating income (loss) to net cash provided by (used for) operating activities: Depreciation 22,745 16,098 333,384 230,236 127,040 41,756 771,259 744,394 Changes in assets and liabilities: Receivables 6,056 (122,915) (6,329) 17,881 77,847 62,573 35,113 537,351 Inventories (27,589) 35 1,663 3,421 (22,470) (28,014) Prepaid expenses (10,165) (2,000) 1,545 (5,737) (16,357) (54) Payables (41,235) 667 19,621 334 (30,258) (736,266) 2,489 (784,648) 791,755 Securities lending agreement (1,860) (86,097) (472,474) (132,914) (693,345) 2,331,714 Accrued expenses 3,455 623 17,044 4,386 (302) (139) 25,067 9,502 Accrued Interest payable (1,925) (1,925) Other nonoperating income 9,813 (1,851) 676 8,638 21,778 co Net cash provided by (used for) operating activities 131,037 85,843 126,921 15,959) 293,351 (857,783) 548,095 311,505 5,120,258 Cash flows from noncaoital financing activities: Proceeds from borrowings on advance 11,500 Proceeds from borrowings on due to other funds 177,005 177,OOS 206,550 Principal repayments on advance (24,902) (11,500) (36,402) (22,813) Principal repayments on due to other funds (10,755) (10,755) Interest paid on advance from other funds (9,598) (58,075) (67,673) (70,273) Interest paid on due to other funds (35,979) (35,979) (31,653) Operating transfers out (100,000) (100,000) (100,000) Net cash provided by (used for) noncapkal financing activities ($134,500) ($69,575) ($46,734) $0 $0 $0 $177,005 ($73,804) ($6,689) (Continued from prior page) E. Brown Municipal Golf Heritage Recycling Water Sanitary Storm Liquor Course Center & Refuse Utility Sewer Drainage Totals Fund Fund Fund Fund Fund Fund Fund 1996 1995 Cash flows from capital and related financing activities: Capital contributions $354,085 $354,085 $146,963 Acquisition and construction of capital assets ($9,117) ($9,260) ($1,125,585) ($1,697,605) (1,588,620) (4,430,187) (2,998,831) Principal paid on revenue bonds (110,000) (110,000) Interest paid on revenue bonds (86,690) (86,690) (90,925) Net cash provided by (used for) capital and related financing activities $0 (9,117) (9,260) $0 (1,125,585) (1,697,605) (1,431,225) (4,272,792) (2,942,793) Cash flows from investing activities: Investments purchased (10,411) (777,970) (306,586) (1,094,967) (6,526,420) investments sold or matured 34,853 2,392,785 2,696,638 531,500 5,655,776 5,214,972 i Interest on investments 1,668 788 5,102 283,215 165,450 47,363 503,586 609,594 03 Un Net cash provided by (used for) i investing activities 1,668 788 0 29,544 1,898,030 2,555,502 578,863 5,064,395 (701,854) Net Increase (decrease) in cash and cash equivalents (1,795) 7,939 70,927 13,585 1,065,796 114 (127,262) 1,029,304 1,468,922 Cash and cash equivalents at beginning of the year 1,945 478 143,522 16,697 1,197,001 891,621 127,262 2,378,526 909,604 Cash and cash equivalents at end of the year $150 $8,417 $214,449 $30,282 $2,262,797 $891,735 $0 $3,407,830 $2,378,526 NONCASH FINANCING, CAPITAL, AND INVESTING ACTIVITIES Gain (Loss) on disposal of fixed assets - ($224) - - - ($119) ($429) ($772) ($2,375) i E -4 City of Brooklyn Center Municipal Liquor Fund COMPARATIVE STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS For the Year Ended December 31, 1996 1996 1995 Sales Liquor $905,644 $878,251 Wine 295,757 267,177 Beer 1,462,664 1,384,539 Soft drinks 58,390 56,404 Other merchandise 127,852 110,405 Total Sales 2,850,307 2,696,776 Less: Cost of Sales 2,157,659 2,043,179 Net Operating Revenues 692,648 653,597 Operating Expenses Personal services 369,060 365,502 Supplies 11,499 13,063 Other services 47,425 41,659 Insurance 13,520 13,941 Utilities 24,506 23,683 Rent 35,936 32,584 Depreciation 22,745 20,045 Total Operating Expenses 524,691 510,477 Operating Income 167,957 143,120 Nonoperatina Revenue or Expense( -) Investment earnings 1,668 2,069 Other revenue 9,813 4,924 Interest and fiscal agent fees (9,598) (12,639) Total Nonoperating 1,883 (5,646) Operating Transfers to General Fund 100,000 100,000 Net Income 69,840 37,474 Retained Earnings January 1 416,249 378,775 Retained Earnings December 31 $486,089 $416,249 -86- E -5 City of Brooklyn Center Golf Course Fund COMPARATIVE STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS For the Year Ended December 31, 1996 1996 1995 Operatina Revenues Green fees $250,514 $227,233 Rentals 10,374 8,683 Leagues 6,918 7,577 Golf lessons 8,271 11,135 Concessions 25,647 21,689 Merchandise 23,309 22,132 Pop machine 2,470 2,734 Miscellaneous 139 405 Total Operating Revenues 327,642 301,588 Less: Cost of Sales 34,221 36,102 Net Operating Revenues 293,421 265,486 Operating Expenses Personal services 127,364 127,233 Supplies 20,672 21,471 Other services 39,536 46,757 Insurance 6,451 7,988 Utilities 12,880 12,566 Depreciation 16,098 15,990 Total Operating Expenses 223,001 232,005 Operating Income 70,420 33,481 Nonoperating Revenue or Expense( -) Investment earnings 788 Loss on disposal of fixed assets (224) (493) Interest and fiscal agent fees (58,075) (57,634) Total Nonoperating (57,511) (58,127) Net Income (Loss) 12,909 (24,646) Retained Earnings (Deficit) January 1 (99,209) (74,563) Retained Earnings (Deficit) December 31 ($86,300) ($99,209) - 87 - E -6 City of Brooklyn Center Earle Brown Heritage Center Fund COMPARATIVE STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS For the Year Ended December 31, 1996 1996 1995 Orwratina Revenues Conventions $757,860 $702,466 Catering 1,469,046 1,249,546 Inn on the Farm 327,265 321,344 Office Rents 110,505 112,109 Total Operating Revenues 2,664,676 2,385,465 Less: Cost of Sales 373,351 341,911 Net Operating Revenues 2,291,325 2,043,554 Operatina Expenses Personal services 1,228,081 1,258,271 Supplies 159,216 152,491 Other services 457,471 493,619 Insurance 31,072 36,255 Utilities 148,684 137,229 Rent 56,838 54,134 Depreciation 333,384 347,505 Total Operating Expenses 2,414,746 2,479,504 Operating Loss (123,421) (435,950) Nonoperatina Revenue or Expense( -) Loss on disposal of fixed assets (347) Interest and fiscal agent fees (35,979) (31,653) Total Nonoperating (35,979) (32,000) Net Loss (159,400) (467,950) Depreciation on contributed assets that reduces contributed capital 309,772 336,822 Retained Earnings (Deficit) January 1 (131,109) 19 Retained Earnings (Deficit) December 31 $19,263 ($131,109) - 88 - E -7 City of Brooklyn Center Recycling and Refuse Fund COMPARATIVE STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS For the Year Ended December 31, 1996 1996 1995 Operating Revenues Recycling service fees $211,468 $212,179 Operating Expenses Other services 219,356 214,909 Insurance 216 308 Total Operating Expenses 219,572 215,217 Operating Income (Loss) (8,104) (3,038) Nonoperating Revenues Investment earnings 5,102 5,632 Total Nonoperating 5,102 5,632 Net Income (Loss) (3,002) 2,594 Retained Earnings January 1 108,306 105,712 Retained Earnings December 31 $105,304 $108,306 - 89 - i I City of Brooklyn Center E -8 Water Utility Fund COMPARATIVE STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS For the Year Ended December 31 ' 1996 I 1996 1995 Operating Revenues Service to customers $1,049,352 $968,257 Sale of meters 24,884 23,768 Penalties 70,804 56,809 Total Operating Revenues 1,145,040 1,048,834 _Operating Expenses Personal services 354,630 376,422 Supplies 87,393 87,234 Contractual services 182,632 185,115 Insurance 10,511 12,981 Utilities 124,005 151,405 Depreciation 230,236 241,251 Total Operating Expenses 989,407 1,054,408 Operating Income (Loss) 155,633 (5,574) Nonoperating Revenues or Expenses( -) Investment earnings 283,215 290,593 Special assessments (for hookups & delinquencies) (6,924) 8,883 Other 5,073 2,660 Loss on disposal of fixed assets (494) Total Nonoperating 281,364 301,642 Net Income 436,997 296,068 Retained Earnings January 1 9,096,587 8 800 ,519 Retained Earnings December 31 $9,533,584 $9,096,587 I -90- City of Brooklyn Center E_9 Sanitary Sewer Fund COMPARATIVE STATEMENT OF REVENUES AND CHANGES IN RETAINED EARNINGS For the Year Ended December 31, 1996 1996 1995 Operating Revenues Service to customers $2,182,455 $2,282,067 Op eratin g Ex n� pen es Personal services 182,608 186,002 Supplies 8,515 11,110 Contractual services 129,272 137,176 Metropolitan Council Environmental Services 1,557,774 1,427,330 Insurance 4,738 5,774 Utilities 21,075. 19,186 Depreciation 127,040 114,132 Total Operating Expenses 2,031,022 1,900 Operating Income 151 381,357 Nonoperating Revenues Investment earnings 165,450 238,419 Special assessments (for hookups & delinquencies) 676 5,311 Gain (loss) on disposal of fixed assets (119) (1,041)_ Total Nonoperating 166,007 242,689 Net Income 317,440 624,046 Retained Earnings January 1 4,601,794 3,977,748 Retained Earnings December 31 $4,919,234 $4,601,794 - 91 - City of Brooklyn Center E -10 Storm Drainage Fund COMPARATIVE STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS For the Year Ended December 31, 1996 1996 1995 Operating Revenues Service to customers $822,980 $788,897 Operating Expenses Personal services 126,234 102,708 Supplies 858 25 Contractual services 76,396 80,141 Insurance 1,481 2,116 Depreciation 41,756 5,471 Total Operating Expenses 246,725 190,461 Operating Income 576,255 598,436 Nonoperating Revenues or Expense( -) Investment earnings 47,363 72,881 Loss on disposal of fixed assets (429) Interest and fiscal agent fees (86,690) (90,925) Total Nonoperating (39,756) (18,044) Net Income 536,499 580,392 Retained Earnings January 1 1,930,765 1,350,373 Retained Earnings December 31 $2,467,264 $1,930,765 -92- City of Brooklyn Center, Minnesota INTERNAL SERVICE FUNDS Internal Service Funds are used to account, on a cost reimbursement basis, for the financing of goods or services provided by one department to other departments of the City. Revenues and expenses in these funds are recognized on the accrual basis of accounting. Revenues are recognized in the accounting period in which they are earned and become measurable. Expenditures are recognized in the accounting period in which they are incurred. Public Employees Retirement Fund This fund provides certain health care insurance benefits for City employees who retire before age 65. Substantially all of the City's full time employees may be eligible for those benefits from the time they qualify for an unreduced PERA pension until they reach age 65 or become eligible for medicare. Currently investment earnings are sufficient to provide benefits. In the event that future costs would exceed earnings, other funds would be charged for the costs associated with their employees. Central Garage Fund This fund was established to account for the acquisition and maintenance of all City vehicles and rolling stock equipment. Vehicle and equipment maintenance, repair, and replacement will be provided from rental rates which the Central Garage charges City operating departments for use of the equipment. -93- F_1 City of Brooklyn Center Internal Service Funds COMBINING BALANCE SHEET December 31, 1996 Public Employee Central Retirement Garage Totals ASSETS Fund Fund 1996 1995 i Current Assets Cash and cash equivalents $568,147 $1,850,656 $2,418,803 $1,086,253 Investments 849,750 2,767,936 3,617,686 4,536,638 Accounts receivable 3,046 2,557 5,603 13,569 Inventories 13,160 13,160 10,045 Total Current Assets 1,420,943 4,634,309 6,055,252 5,646,505 Fixed Assets Equipment 4,696,440 4,696,440 4,190,101 Less: Allowance for depreciation 2,265,422 2,265,422 2,205,353 Total Net Fixed Assets 2,431,018 2,431,018 1,984,748 TOTAL ASSETS $1,420,943 $7,065,327 $8,486,270 $7,631,253 LIABILITIES AND FUND EQUITY Current Liabilities Accounts payable $96,564 $96,564 $103,362 Securities lending agreement $292,273 952,036 1,244,309 1,134,485 Accrued salaries payable 6,070 6,070 3,837 Accrued vacation and sick pay 26,535 26,535 23,725 Accrued health insurance liability 1,047,920 1,047,920 987,081 Total Current Liabilities 1,340,193 1,081,205 2,421,398 2,252,490 Fund Equity Contributions: Transfers from: General Fund 950,000 950,000 950,000 Debt Service Funds 1,335,437 1,335,437 1,335,437 Capital Projects Funds 8,078 8,078 8,078 Enterprise Funds 588,304 588,304 588,304 General Fixed Asset Account Group 763,307 763,307 976,587 Total Contributions 3,645,126 3,645,126 3,858,406 Retained Eamings: Unreserved 80,750 2,338,996 2,419,746 1,520,357 Total Fund Equity 80,750 5,984,122 6,064,872 5,378,763 TOTAL LIABILITIES AND FUND EQUITY $1,420,943 $7,065,327 $8,486,270 $7,631,253 - 94 - F -2 City of Brooklyn Center Internal Service Funds COMBINING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN RETAINED EARNINGS For the Year Ended December 31, 1996 Public Employee Central Retirement Garage Totals Fund Fund 1996 1995 O_ peratina Revenues Billings to departments $1,406,660 $1,406,660 $1,178,383 Sales 9,809 9,809 7,312 Total Operating Revenues 1,416,469 1,416,469 1,185,695 Operatinq Expenses Personal Services $78,133 231,692 309,825 997,787 Supplies 239,093 239,093 204,439 Other Services 64,868 64,868 51,702 Insurance 34,691 34,691 27,067 Depreciation 388,345 388,345 353,413 Total Operating Expenses 78,133 958,689 1,036,822 1,634,408 Operating Income (Loss) (78,133) 457,780 379,647 (448,713) Nonoperatin4 Revenue or Expense (A Investment Earnings 67,305 206,110 273,415 246,539 Gain on disposal of fixed assets 33,047 33,047 12,055 Total Nonoperating 67,305 239,157 306,462 258,594 Net Income (Loss) (10,828) 696,937 686,109 (190,119) Depreciation on contributed assets that reduces contributed capital 213,280 213,280 255,949 Retained Earnings January 1 91,578 1,428,779 1,520,357 1,454,527 Retained Earnings December 31 $80,750 $2,338,996 $2,419,746 $1,520,357 -95- i F -3 City of Brooklyn Center Internal Service Funds COMBINING STATEMENT OF CASH FLOWS For the Year Ended December 31, 1996 Employee Central Retirement Garage Totals Fund Fund 1996 1995 Cash flows from operating activities: Operating income (loss) ($78,133) $457,780 $379,647 ($448,713) Adjustments to reconcile operating income (loss) to net cash provided by (used for) operating activities: Depreciation 388,345 388,345 353,413 Changes in assets and liabilities: Accounts receivable (367) 8,333 7,966 (10,542) Inventories (3,115) (3,115) 7,829 Accounts payable (6,798) (6,798) 87,611 Securities lending agreement 20,309 89,515 109,824 862,521 Accrued salaries and leave 5,043 5,043 2,898 Accrued health insurance liability 60,839 60,839 781,205 Net cash provided by (used for) operating activities 2,648 939,10,3 941,751 1,636,222 Cash flows from capital and related financing activities: Acquisition of fixed assets (885,116) (885,116) (397,020) Proceeds from sale of fixed assets 83,548 83,548 24,685 Net cash provided by (used for) capital and related financing activities: (801,568) (801,568) (372,335 Cash flows from investing activities: Investments purchased (195,334) (636,278) (831,612) (3,511,005) Investments sold or matured 433,126 1,317,438 1,750,564 2,809,287 Interest on investments 67,305 206,110 273,415 246,539 Net cash provided by (used for) investing activities 305,097 887,270 1,192,367 (455,179) Net increase (decrease) in cash and cash equivalents 307,745 1,024,805 1,332,550 808,708 Cash and cash equivalents at beginning of the year 260,402 825,851 1,086,253 277,545 Cash and cash equivalents at end of the year $568,147 $1,850,656 $2,418,803 $1,086,253 NONCASH FINANCING, CAPITAL, AND INVESTING ACTIVITIES Gain (Loss) on disposal of fixed assets - $33,047 $33,047 $12,055 -96- City of Brooklyn Center, Minnesota AGENCY FUNDS Agency Funds are established to account for assets held by the City as an agent for other City Funds, governments, or individuals. The Agency Funds are maintained on the modified accrual basis of accounting. The City's Agency Fund included in this section is: I Employee Deferred Compensation Fund This fund was established to account for funds on deposit with the trustees who administer the City sponsored deferred compensation plan. I -97- City of Brooklyn Center G Employee Deferred Compensation Fund STATEMENT OF CHANGES IN ASSETS AND LIABILITIES For the Year Ended December 31, 1996 December 31, December 31, 1995 1996 Balance Additions Deductions Balance ASSETS Investments for deferred compensation plans held by trustees (1) $3,174,761 $608,076 $189,377 $3,593,460 TOTAL ASSETS $3,174,761 $608,076 $189,377 $3,593,460 LIABILITIES Due to employees for deferred compensation $3,174,761 $608,076 $189,377 $3,593,460 TOTAL LIABILITIES $3,174,761 $608,076 $189,377 $3,593,460 (1) Investments are reported at market value. -98- City of Brooklyn Center, Minnesota GENERAL FIXED ASSET ACCOUNT GROUP The General Fixed Asset Account Group was established to account for the City's fixed assets which are not accounted for in an enterprise fund, and which are tangible in nature, have a life longer than the current fiscal year, and have a significant value. Depreciation is not recorded on those assets. -99- City of Brooklyn Center S-t SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY SOURCE For the Year Ended December 31, 1996 January 1, December 31 1996 1996 Balance Acquisitions Disposals Balance Investments in General Fixed Assets Land $2,369,801 $2,369,801 Buildings and improvements 6,215,497 $11,014 6,226,511 Park improvements 3,110,631 245,201 $76,785 3,279,047 Furniture 1,306,679 195,869 12,410 1,490,13E Departmental equipment 1,082,547 90,051 1,172,598 Total Investments in General Fixed Assets $14,085,155 $542,135 $89,195 $14,538,095 Sources of Investments General Indebtedness $1,079,656 $6,837 $1,072,819 General Fund revenues 5,431,008 $173,303 34,392 5,569,919 Liquor store income 163,657 1,037 162,620 Contributions 231,891 1,468 230,423 Capital projects funds 6,384,435 368,832 40,429 6,712,838 Federal grants 794,508 5,032 789,476 Total Sources of Investments $14,085,155 $542,135 $89,195 $14,538,095 - 100 - S -7 City of Brooklyn Center SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY December 31, 1996 Buildings and Park Furniture and Function Land Improvements Improvements Equipment Total General government $482,977 $482,977 Government buildings $303,770 $5,578,166 $301,651 420,877 6,604,464 Public safety 72,754 1,243,139 1,315,893 Public works 187,089 187,089 Recreation 259,261 259,261 CD Parks 2,066,031 575,591 2,977,396 69,393 5,688,411 Totals $2,369,801 $6,226,511 $3,279,047 $2,662,736 $14,538,095 S -8 City of Brooklyn Center SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY For the Year Ended December 31, 1996 General Fixed General Fixed Assets Assets January 1, December 31, Function 1996 Additions Deductions 1996 General government $444,737 $38,240 $482,977 Government buildings 6,504,291 100,173 6,604,464 N Public safety 1,203,502 123,554 $11,163 1,315,893 Public works 145,350 54,938 13,199 187,089 Recreation 257,958 3,912 2,609 259,261 Parks 5,529,317 221,318 62,224 5,688,411 Totals $14,085,155 $542,135 $89 $14,538,095 i City of Brooklyn Center, Minnesota GENERAL LONG -TERM DEBT ACCOUNT GROUP The General Long -Term Debt Account Group was established to account for the City's unmatured general obligation long -term debt that is secured by the full faith and credit of the City and is not the primary obligation of an Enterprise Fund of the City. - 103 - H City of Brooklyn Center COMPARATIVE STATEMENT OF GENERAL LONG -TERM DEBT December 31, 1996 December 31, 1996 1995. Amounts Available and to be Provided Amounts Available in Debt Service Funds $2,260,484 $6,451,107 Amounts to be Provided: From future tax levies 2,314,492 1,206,259 From future tax increments 11,660,024 12,102,634 From future gas tax allocations 2,295,000 2,455,000 Total Available and to be Provided $18,530,000 $22,215,000 General Long -Term Debt Pavable State Aid Street Bonds $2,295,000 $2,455,000 Special Assessment Bonds 3,030,000 1,705,000 Tax Increment Bonds 13,205,000 18,055,000 Total General Long -Term Debt $18,530,000 $22,215,000 - 104 - City of Brooklyn Center l SUMMARY OF DEBT SERVICE REQUIREMENTS TO MATURITY December 31, 1996 State Aid Special Total Debt Street Bonds Assessment Bonds Tax Increment Bonds Service Requirements Year Principal Interest Principal Interest Principal Interest Principal Interest 1997 $170,000 $138,588 $185,000 $122,647 $780,000 $755,892 $1,135,000 $1,017,127 1998 180,000 128,478 265,000 129,816 840,000 715,040 1,285,000 973,334 1999 190,000 117,560 290,000 117,724 1,165,000 662,232 1,645,000 897,516 2000 205,000 105,706 300,000 104,440 1,280, 000 595,554 1,785,000 805,700 2001 220,000 92,740 300,000 90,606 1,450,000 519,409 1,970,000 702,755 i 2002 230,000 78,788 310,000 76,265 1,540,000 433,892 2,080,000 588,945 2003 245,000 63,821 315,000 61,259 1,645,000 340,413 2,205,000 465,493 ' 2004 ,. 265,000 47,496 325,000 45,532 1,775,000 237,302 2,365,000 330,330 2005 285,000 29,616 335,000 28,925 360,000 171,123 980,000 229,664 2006 305,000 10,141 245,000 14,279 360,000 147,362 910,000 171,782 2007 160,000 4,080 385,000 122,585 545,000 126,665 2008 385,000 96,694 385,000 96,694 2009 400,000 70,200 400,000 70,200 2010 415,000 42,694 415,000 42,694 2011 425,000 14,344 425,000 14,344 $2,295,000 $812,934 $3,030,000 $795,573 $13,205,000 $4,924,736 $18,530,000 $6,533,243 City of Brooklyn Center, Minnesota STATISTICAL SECTION The statistical section presents comparative statistical data for the past ten years, and other pertinent information involving taxes, revenues, expenditures, bonded debt, property valuations, insurance coverage and miscellaneous statistics. This information is intended to be useful and of interest to investors in City bonds, financial institutions, and others interested in municipal government financial statistics. - 106 - TABLE 1 City of Brooklyn Center GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION Last Ten Fiscal Years Fiscal General Public Public Community Parks and Economic Non- Total Year Government Safety Works Services Recreation Development Departmental Expenditures 1987 $1,532,185 $2,604,773 $1,552,532 $48,185 $1,597,901 $313,860 $7,649,436 1988 1,768,607 2,716,205 1,768,918 69,117 1,706,516 $162,271 310,475 8,502,109 1989 1,793,495 3,103,222 1,754,800 81,043 1,814,391 168,305 347,315 9,062,571 1990 1,570,143 3,474,108 1,866,847 114,633 1,842,294 169,942 396,550 9,434,517 1991 1,591,108 3,950,862 1,827,052 104,706 1,870,385 177,179 414,149 9,935,441 0 1992 1,797,895 3,938,920 1,594,190 114,579 1,783,811 187,606 273,273 9,690,274 1993 1,560,674 3,870,563 1,756,187 41,325 1,999,270 178,703 300,803 9,707,525 1994 1,692,268 4,409,490 1,230,565 41,495 2,055,479 199,982 312,779 9,942,058 1995 1,831,045 4,598,618 1,363,244 41,146 2,226,121 209,576 289,747 10,559,497 1996 $1,736,334 $5,022,324 $1,270,438 $78,442 $2,282,054 $201,600 $317,148 $10,908,340 Note: Table includes General Fund only. Source: City Finance Department Records TABLE 2 City of Brooklyn Center GENERAL GOVERNMENTAL REVENUES AND OTHER FINANCING SOURCES BY SOURCE Last Ten Fiscal Years General Other Fiscal Property Licenses Intergovern- Charges for Court Financing Total Year Taxes & Permits mental Services Fines Misc. Sources Revenue 1987 $2,541,016 $345,019 $3,060,252 $1,114,203 $269,903 $310,613 $166,888 $7,807,894 1988 3,318,656 329,783 3,078,491 1,215,635 243,952 363,918 337,871 8,888,306 1989 3,325,101 365,247 3,628,255 1,124,167 278,812 425,356 176,505 9,323,443 I 1990 3,854,798 297,495 3,201,888 919,537 215,804 443,623 174,925 9,108,070 0 1991 4,274,089 311,751 2,926,570 881,213 202,090 360,800 877,477 9,833,990 00 1992 4,291,322 332,186 3,133,495 794,876 148,701 301,771 620,000 9,622,351 1993 5,006,710 300,480 3,167,214 838,883 140,104 279,211 295,000 10,027,602 1994 5,703,773 317,620 3,443,247 825,959 113,573 241,570 100,000 10,745,742 1995 5,946,363 318,202 3,543,009 822,530 178,263 271,509 100,000 11,179,876 1996 $6,120,877 $402,000 $3,618,075 $839,583 $186,761 $328,750 $100,000 $11,596,046 Note: Table includes General Fund only. Source: City Finance Department Records G' TABLE 3 City of Brooklyn Center TAX LEVIES AND TAX COLLECTIONS Last Ten Fiscal Years Collections Percentage Collections of Current of Levy of Prior Total Delinquent Year's Taxes Collected Year's Taxes Collections Delinquent Taxes as Year During Fiscal During Fiscal During Fiscal Total as a % of Taxes a % of Collected Tax Levy " Period Period Period Collections Tax Levy Receivable Tax Levy 1987 $3,396,789 $3,242,573 95.46% $68,651 $3,311,224 97.48% $73,052 2.15% 1988 3,576,812 3,488,174 97.52% 13,090 3,501,264 97.89% 105,521 2.95% 1989 3,505,850 3,418,111 97.50% 55,502 3,473,613 99.08% 84,948 2.42% 1990 4,092,978 3,857,576 94.25% 12,241 3,869,817 94.55% 221,097 5.40% 0 1991 4,670,606 4,478,115 95.88% 79,443 4,557,558 97.58% 249,882 5.35% 1992 5,072,385 4,818,439 94.99% 6,898 4,825,337 95.13% 351,199 6.92% 1993 5,491,707 5,204,161 94.76% (121,158) 5,083,003 92.56% 189,400 3.45% 1994 5,857,342 5,634,255 96.19% (176,148) 5,458,107 93.18% 246,311 4.21% 1995 6,501,197 6,367,437 97.94% (75,645) 6,291,792 96.78% 288,717 4.44% 1996 $6,495,206 $6,358,392 97.89% ($11,917) $6,346,475 97.71% $208,862 3.22°x6 " Total tax levy is net of Homestead and Agricultural Credit Aid. Source: City Finance Department Records TABLE 4 City of Brooklyn Center ASSESSED VALUE AND ESTIMATED MARKET VALUE OF ALL TAXABLE PROPERTY (1) Last Ten Fiscal Years 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 Population 29,759 29,420 28,578 28,810 28,887 28,558 28,533 28,484 28,463 28,502 Real Property Assessed value (1): Tax Tax (2) Tax Tax Tax Tax Tax Tax CRY: Capacity Capacity Capacity Capacity Capacity Capacity Capacity Capacity Residential $91,929,246 $90,162,927 $11,834,805 $10, 133, 274 $9,730,898 $9, 193, 012 $9, 077, 238 $9,110,096 $9,045,048 $9,485,333 Non - residential 139,433,999 154,031,355 19,707,624 16,185,832 16,305,868 16,013,701 14,654,123 13,665,143 13,567,573 12,837,157 Area -wide allocation (1,345,864) (8,148,681) (977,841) (1,365,235) (1,384,936) (1,550,097) (1,533,767) (954,616) (687,295) (586,003) 230,017,381 236,045,601 30,564,588 24,953,871 24,651,830 23,656,616 22,197,594 21,820,623 21,925,326 21,736,487 Less Tax Increment District 5,437,588 9,784,473 2,097,505 1,540,518 1,315,724 1,374,157 1,184,328 1,165,933 1,230,055 1,495,154 Total assessed value 224,579,793 226,261,128 28,467,083 23,413,353 23,336,106 22,282,459 21,013,266 20,654,690 20,695,271 20,241,333 Estimated Market Value 854,846,550 910,336,300 950,463,900 1,000,269,000 1,016,754,000 1,000,829,400 978 ,404,100 959,668,700 961,811,400 976,115,400 Personal Property O r Assessed value 4,296,001 4,510,313 190,299 530,526 539, 121 543,237 549,751 622,500 622,500 573,984 Estimated market value 9,990,700 10,489,100 3,627,500 10,610,520 10,564,700 11,349,900 11,951,100 13,532,600 13,532,600 12,477,900 Total Taxable Property Assessed value $228,875,794 $230, 771 ,441 $28,657,382 $23,943,879 $23, 875, 227 $22, 825, 696 $21, 563, 017 $21 ,277,190 $21,317,771 $20,815,317 Estimated market value $864, 837,250 $920,825,400 $954,091,400 $1,010,879,520 $1,027,318,700 $1,012, 179, 300 $ 990, 355, 200 $ 973, 201,300 $975,344,000 $988,593,300 Assessed Value as a percent of Estimated Market Value 26.46% 25.06% 3.00% 2.37% 2.32% 2.26% 2.18% 2.19% 2.19% 2.11% Per Capita Valuations Assessed Value $7,691 $7,844 $1,003 $831 $827 $799 $756 $747 $749 $730 Estimated Market Value $29, 061 $31, 299 $33, 386 $35, 088 $35, 563 $35, 443 $34,709 $34,167 $34,267 $34,685 Source: City Assessing Department Records and Hennepin County (1) The Minnesota Legislature changed the property tax system for taxes payable in 1989. The tax base of property was changed from assessed values to tax capacity values. (2) The reduction In residential values is due to a change in the state mandated formula from gross tax capacity to net tax capacity. TABLE 5 City of Brooklyn Center DIRECT AND OVERLAPPING TAX RATES AND TAX LEVIES Last Ten Fiscal Years TAX RATES IN MILLS (1) Hennepin School Districts County & Total C . School. and County Year Vo-Tech No. 286 No. 279 No. 281 No. 11 Special No. 286 No. 279 No. 281 No. 11 Collectible City (2) School Earl Broom Osseo Robbinsdale Anoka Districts Earl Brown Osseo Robbinsdale Anoka 1987 18.167 1.421 49.640 55.783 56.932 54.926 35.315 104.543 110.686 111.835 108.408 1988 `19.237 1.493 59.372 61.859 58.433 62.181 38.405 118.507 120.994 117.568 119.823 TAX RATES IN TAX CAPACITY RATES(2) 1989 14.260 1.223 43.440 54.465 49.189 51.384 32.898 91.821 102.846 97.570 98.542 1990 17.479 1.103 42.099 57.847 54.516 47.893 33.547 94.228 109.976 106.645 98.919 1991 19.208 1.046 46.207 58.643 55.540 51.779 37.479 103.940 116.376 113.273 108.466 1992 20.922 0.513 54.696 65.766 .58.723 56.525 40.888 117.019 128.089 121.046 118.335 1993 23.969 1.095 67.008 64.948 61.807 63.717 42.457 134.529 132.469 129.328 130.143 1994 27.603 0.809 56.614 66.786 64.401 57.161 44.248 128.701 138.873 136.488 128.439 1995 31.090 - 76.861 70.142 67.197 61.402 45.370 151.763 145.044 142.099 136.304 1996 30.344 - 58.682 67.155 64.762 64.387 44.170 133.196 141.669 139.276 138.901 TAX LEVIES IN DOLLARS School Districts Hennepin County & Total CRY, Year Vo-Tech No. 286 No. 279 No. 281 No. 11 Special Schools, Collectible City (2) School Earl Brown Osseo Robbinsdale Anoka Districts and County 1987 $3,396,789 $293,194 $3,900,388 $3,409,323 $3,726,934 $1,327,348 $8,088,560 $24,142,536 1988 3,576,812 307,506 4,602,806 3,782,157 3,875,906 1,537,601 8,862,771 26,545,559 1989 3,505,850 293,205 4,059,518 3,770,603 3,791,546 2,179,665 8,776,213 26,376,600 1990 4,092,978 244,258 3,718,102 3,171,054 4,028,724 1,099,641 8,052,590 24,407,347 1991 4,670,606 234,927 4,169,240 3,266,615 4,365,729 1,207,395 8,992,605 26,907,117 1992 5,072,385 123,029 4,596,776 3,516,409 4,444,416 1,293,144 8,344,678 27,390,837 1993 5,491,707 218,460 5,173,925 3,289,896 4,842,750 1,354,534 8,877,060 29,248,332 1994 5,857,342 166,681 4,175,027 3,472,013 4,526,288 1,287,264 9,384,582 28,869,197 1995 6,501,197 - 5,367,479 3,288,144 4,814,025 1,269,585 8,557,035 29,797,465 1996 $6,495,206 - $4,850,400 $3,863,698 $4,397,705 $1,441,657 $9,403,100 $30,451,766 Source: City Community Development Department Records and Hennepin County (1) The tax base of property was changed from assessed values to tax capacity values by the Minnesota Legislature In 1989. (2) Tax levy includes Brooklyn Center E.D.A. and H.R.A.. TABLE 6 City of Brooklyn Center SPECIAL ASSESSMENT BILLINGS AND COLLECTIONS Last Ten Fiscal Years Percent Current Collections Total Special Percent Collection Collections Year Assessment of of Prior Total to Current Collected Billings Amount Billings Years Collections Levy 1987 $572,851 $552,168 96.39% $3,139 $555,307 96.94% 1988 556,028 526,594 94.71% 2,723 529,317 95.20% 1989 562,484 545,242 96.93% 59,944 605,186 107.59% 1990 504,682 476,874 94.49% 14,327 491,201 97.33% N 1991 612,744 595,362 97.16% 23,135 618,497 100.94% 1992 558,265 533,439 95.55% 13,801 547,240 98.03% 1993 488,163 469,814 96.24% 21,188 491,002 100.58% 1994 466,784 444,670 95.26% 7,592 452,262 96.89% 1995 476,852 458,439 96.14% 5,497 463,936 97.29% 1996 $485,019 $459,316 94.70% $4,617 $463,933 95.65% Source: City Finance Department Records I TABLE 7 City of Brooklyn Center RATIO OF NET BONDED DEBT TO ASSESSED VALUE AND NET BONDED DEBT PER CAPITA Last Ten Fiscal Years Less: Ratio of Net Net Gross Amounts Net Bonded Debt Bonded Fiscal Estimated Assessed Bonded in Debt Bonded to Assessed Debt Per Year Population Value Debt (1) Service Fund Debt Values Capita 1987 29,759 $228,875,794 $1,740,000 $683,294 $1,056,706 0.46% 35.51 1988 29,420 230,771,441 1,440,000 751,408 688,592 0.30% 23.41 Less: Ratio of Net Net Tax Gross Amounts Net Bonded Debt to Bonded Fiscal Estimated Capacity Bonded in Debt Bonded Tax Capacity Debt Per Year Population Value Debt (l) Service Fund Debt Value Capita w 1989 28,578 28,657,382 1,130,000 274,843 855,157 2.98% 29.92 1990 28,810 23,943,879 950,000 448,846 501,154 2.09% 17.40 1991 28,887 23,875,227 610,000 486,205 123,795 0.52% 4.29 1992 28,558 22,825,696 310,000 504,146 (194,146) -0.85% (6.79) 1993 28,533 21,563,017 - - - 0.00% - 1994 28,484 21,277,190 - - - 0.00% - 1995 28,463 21,317,771 - - - 0.00% - 1996 28,502 $20,815,317 - - - 0.00% - Source: City Finance Department Records and Hennepin County (1) Amount does not include tax increment, state aid street, special assessment, or revenue bonds. I Table 8 City of Brooklyn Center COMPUTATION OF LEGAL DEBT MARGIN December 31, 1996 Market Value $988,593,300 0 Debt limit 2% of market value 19,771,866 Total bonded debt 20,250,000 Deductions (See Note 6): A. Bonds: 1. Special Assessment Bonds 3,030,000 2. State Aid Street Bonds 2,295,000 3. Tax Increment Bonds 13,205,000 4. Utility Revenue Bonds 1,720,000 Total Deductions 20,250,000 Total Debt Applicable to Debt Limit 0 Legal Debt Margin, December 31, 1996 $19,771,866 Source: City Finance and Community Development Records - 114 - TABLE 9 City of Brooklyn Center COMPUTATION OF DIRECT AND OVERLAPPING DEBT December 31, 1996 City's Share Governmental Unit Gross Debt Sinking Funds Net Debt Percent Amount Direct Debt: City of Brooklyn Center (1) $0 $0 $0 100.0% $0 Overlapping Debt: School Districts: No. 281 Robbinsdale 0 0 0 7.95% 0 No. 11 Anoka 141,687,792 35,093,431 106,594,361 5.90% 6,289,067 No. 279 Osseo 137,185,000 23,774,251 113,410,749 5.78% 6,555,141 No. 286 Earl Brown 4,400,000 4,400,000 0 100.00% 0 Metropolitan Council 110,525,000 49,444,954 61,080,046 1.01% 616,908 Hennepin County 67,030,000 6,125,572 60,904,428 1.75% 1,065,827 Hennepin County Park Reserve District 13,940,000 2,324,096 11,615,904 2.38% 276,459 Total Overlappina Debt 474,767,792 121,162,304 353,605,488 14,803,403 i Total Direct and Overlapping Debt $474,767,792 $121,162,304 $353,605,488 $14,803,403 Source: City Finance Department Records, Hennepin County, and I.S.D. 11, Anoka (1) Includes only general obligation debt which is being repaid through property taxes. Direct Overlapping Comparative Net Debt Ratios Charaeable to City Total Debt Debt Debt to tax capacity value $20,815,317 71.12% 0.00% 71.12% Debt to market value $988,593,300 1.50% 0.00% 1.50% Per capita debt, population 28,502 $519.38 $0.00 $519.38 TABLE 10 City of Brooklyn Center RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT TO TOTAL GENERAL FUND EXPENDITURES Last Ten Fiscal Years Debt Service Total Total as a Percent Debt General Fund of General Year Principal Interest Service Expenditures Expenditures 1987(1) $2,475,000 $930,252 $3,405,252 $7,649,436 44.52% 1988 640,000 682,561 1,322,561 8,502,109 15.56% 1989 635,000 626,068 1,261,068 9,062,571 13.92% 1990 530,000 585,992 1,115,992 9,434,517 11.83% 1991 940,000 746,401 1,686,401 9,935,441 16.97% 1992(2) 1,880,000 1,195,204 3,075,204 9,690,274 31.73% 1993 1,710,000 1,186,585 2,896,585 9,707,525 29.84% 1994 780,000 1,080,555 1,860,555 9,942,058 18.71% 1995 825,000 1,075,976 1,900,976 10,559,497 18.00% 1996(3) $5,125,000 $1,106,661 $6,231,661 $10,908,340 57.13% Source: City Finance Department Records (1) Amounts for 1987 are higher because of the issuance of Refunding Bonds of 1987 and the defeasance of Improvement Bonds of 1982. (2) Amounts for 1992 are higher because Tax Increment Bonds of 1983 were called for payment prior to maturity. (3) Amounts for 1996 are higher because of the defeasance of the Tax Increment Bonds of 1985. - 116 - I TABLE 11 City of Brooklyn Center SCHEDULE OF REVENUE BOND COVERAGE Last Ten Fiscal Years Net Non- Net Revenue Operating Operating Gross Revenue to Debt Year Revenue Revenue Revenue Expenses(1) Available Principal Interest Total Service Water Utility Fund 1987 $556,222 $412,653 $968,875 $489,374 $479,501 $45,000 $10,786 $55,786 8.595 :1 1988 694,654 375,061 1,069,715 695,395 374,320 45,000 8,889 53,889 6.946 :1 1989 687,982 425,030 1,113,012 665,629 447,383 45,000 7,180 52,180 8.574 :1 1990 696,147 440,644 1,136,791 604,497 532,294 45,000 5,425 50,425 10.556 :1 1991 703,422 390,421 1,093,843 697,108 396,735 45,000 3,695 48,695 8.147 :1 1992 896,857 316,551 1,213,408 762,405 451,003 45,000 1,940 46,940 9.608 :1 ' 1993 848,134 311,781 1,159,915 659,099 500,816 0 0 0 N/A 1994 1,053,689 284,169 1,337,858 720,973 616,885 0 0 0 N/A 1995 1,048,834 302,136 1,350,970 813,157 537,813 0 0 0 N/A ' 1996 $1,145,040 $281,364 $1,426,404 $759,171 $667,233 $0 $0 $0 N/A Storm Drainage Fund (2) 1991 $374,040 $2,628 $376,668 $164,767 $211,901 $0 $0 $0 N/A 1992 494,456 14,030 508,486 207,427 301,059 0 0 0 N/A 1993 639,837 28,138 667,975 160,044 507,931 0 0 0 N/A 1994 685,011 39,930 724,941 211,425 513,516 0 30,208 30,208 17.00 :1 1995 788,897 72,881 861,778 184,990 676,788 0 90,925 90,925 7.44 :1 1996 $822,980 $47,363 $870,343 $204,969 $665,374 $110,000 $86,690 $196,690 3.38 :1 Source: City Finance Department Records (1) Excludes depreciation and interest on bonds. (2) The Storm Drainage Fund was established in 1991. TABLE 12 City of Brooklyn Center PROPERTY VALUE, CONSTRUCTION AND BANK DEPOSITS Last Ten Fiscal Years Commercial Residential Construction Construction Property Value Bank Year Value Units Value Commercial Residential Non - Taxable Deposits 1987 $7,220,527 9 $885,202 $246,784,100 $608,890,900 $92,384,868 N/A 1988 5,084,601 66 3,073,500 286,096,300 634,230,700 89,745,168 N/A 1989 7,288,205 4 278,138 321,452,800 678,898,700 83,719,768 $219,077,986 1990 5,750,567 1 65,249 333,967,220 676,912,300 83,719,768 202,261,488 1991 4,719,147 7 450,745 339,358,500 677,299,800 87,479,168 201,944,156 r 0 1992 5,547,668 14 948,810 344,860,700 667,318,600 107,747,100 199,800,971 1993 7,598,108 7 505,000 322,295,300 668,059,900 108,955,700 200,539,494 1994 5,504,477 9 587,000 301,702,300 671,499,000 109,600,200 197,886,000 1995 9,541,847 2 153,000 297,268,000 678,076,000 110,458,200 $255,238,839 1996 $12,527,095 18 $1,126,000 $284,786,600 $703,806,700 $108,473,400 N/A Source: City Finance Department Records, Community Development Department Records, and Local Banks. TABLE 13 City of Brooklyn Center PRINCIPAL TAXPAYERS December 31, 1996 Percentage 1996 of Total Market City Market Taxpayers Type of Business Valuation Value Equitable Real Estate Shopping Center $35,264,900 3.57% Dayton- Hudson Corp. Department Stores 24,123,700 2.44% Lang- Nelson Apartments 16,470,000 1.67% Prudential Insurance Co. Office /Retail 15,446,800 1.56% Ryan Construction Office /Retail 14,796,300 1.50% Bradley Real Estate Inc. Office 8,850,000 0.90% Sears Roebeck and Co. Department Store 7,810,000 0.79% First Industrial Realty Trust Industrial 6,961,200 0.70% Normandale Tennis Club Health Club 6,232,100 0.63% SSMRT Mpls. Industrial Industrial 5,050,500 0.51% Total Market Value $141,005,500 14.26% TOTAL CITY MARKET VALUE $988,593,300 Source: City Community Development Records - 119 - City of Brooklyn Center Table 14 SCHEDULE OF INSURANCE COVERAGE (Continued next page) Effective January 1, 1997 Policy Period Tvve of Coverage and Details From To Liability Limits I. Statutory Liability to Emaloyees a. Workers' Compensation 01 -01 -97 01 -01 -98 Statutory (participant in the League of Minnesota Cities Insurance Trust Self - Insured Workers' Compensation Program) 11. Liability to the Public a. Comprehensive general liability include the following additional coverages: (a) All employees as additional insureds (b) Personal injury coverage to include false arrest, libel, slander, wrongful entry or eviction or invasion of right of privacy. (c) Broad contractual liability (d) Products liability (e) Public Officials' liability (1) Bodily injury 01 -01 -97 01 -01 -98 $600,000 combined single limit (2) Property damage 01 -01 -97 01 -01 -98 $600,000 combined single limit (3) Personal injury 01 -01 -97 01 -01 -98 $600,000 combined single limit b. Automobile liability, comprehensive 01 -01 -97 01 -01 -98 (1) Bodily injury $600,000 occurrence (2) Property damage $600,000 occurrence (3) Uninsured motorist $600,000 occurrence C. Liquor stores' dram shop 01 -01 -97 01 -01 -98 $1,000,000 each common cause d. Golf Course and Central Park 04 -01 -97 10 -31 -98 $1,000,000 each common liquor liability cause e. Personal accident, Volunteers 01 -01 -97 01 -01 -98 $100,000 accidental death $400tweek short term disability $1,000 Medical - 120 - City of Brooklyn Center Table 14 SCHEDULE OF INSURANCE COVERAGE (Continued from prior page) Effective January 1, 1997 Buildings and Policy Period Structures Content: (Replacement (Replacement Type of Coverage and Details From To Cost) Cost) III. Insurance on City Property 01 -01 -97 01 -01 -98 a. Public and institutional property, all risk, blanket $34,748,000; $1,000 deductible replacement value on buildings. (1) Civic Center $8,389,000 $1,199,000 (2) East Fire Station $722,000 $157,000 (3) Municipal Service Garage $2,461,000 $564,000 (4) Elevated Water Towers - 3 locations $3,872,000 $0 (5) Park Shelter Buildings -17 locations $1,619,000 $57,000 (6) Pump Houses -10 locations $1,000,000 $110,000 (7) Lift Stations -10 locations $1,170,000 $72,000 (8) Meter Station $18,000 $0 (9) Storage Building $446,000 $25,000 (10) Outdoor lighting systems - 7 locations $320,000 $0 (11) Liquor Store and Fire Station $598,000 $336,000 (12) Humboldt Liquor Store $264,000 $183,000 (13) Leased Liquor Store. $53,000 $183,000 (15) Pedestrian Bridge - 2 locations $1,198,000 $0 (16) Picnic Shelter $60,000 $0 (17) Earle Brown Heritage Center $7,724,000 $1,488,000 (18) Centerbrook Golf Course Club House $348,000 $25,000 (19) Centerbrook Golf Course - Garage $38,000 $8,000 (20) Lions Park Concession Stand $38,000 $3,000 Liability Limits b. Boiler and machinery 01 -01 -97 01 -01 -98 $5,000,000 per accident C. Automotive physical damage 01 -01 -97 01 -01 -98 (1) Comprehensive ACV - $1,000 deductible (2) Collision ACV - $1,000 deductible IV. Criminal Acts a. Faithful performance blanket position $500,000 per loss b. Money and securities (broad form) Various C. Depositor's forgery $100,000 121 - TABLE 15 City of Brooklyn Center DEMOGRAPHIC STATISTICS Last Ten Fiscal Years School Enrollments (2) MPIs- St.Paul No. 286 Fiscal Unemployment C.P.I. No. 11 No. 279 No. 281 Earle Year Population Rate (1) % (1) Anoka Osseo Robbinsdale Brown 1987 29,759 4.1% 3.0% 989 1,674 570 1,376 1988 29,420 3.5% 5.0% 989 1,674 563 1,456 1989 28,578 3.5% 4.1% 671 1,674 563 1,652 1990 28,810 3.2% 4.1% 642 1,616 540 1,747 1991 28,887 4.6% 2.3% 807 1,680 521 1,327 1992 28,558 4.4% 1.4% 671 1,178 526 1,709 1993 28,533 4.3% 2.7% 691 1,106 540 1,685 1994 28,484 2.6% 2.7% 661 1,071 577 1,681 1995 28,463 2.9% 2.8% 664 1,113 567 1,645 1996 28,502 - 4.0% 3.3% 670 1,109 549 1,672 Minnesota Department Job arch and Statistics De (1 ) p ment of sand Training, Research t. p Twin Cities metro area average for year. (2) School enrollment data was supplied by the schools. -122- i` TABLE 16 City of Brooklyn Center (Continued MISCELLANEOUS STATISTICAL FACTS next page) December 31, 1996 Date of Incorporation February 14, 1911 Date of Adoption of City Charter November 8, 1966 Date City Charter Effective December 8, 1966 Form of Government Council- Manager Fiscal Year Begins January 1 Area of City 8 1/2 square miles Miles of Streets: City 105.69 County 6.49 State 10.79 Miles of Storm Sewers 41.13 Number of Street Lights: Owned by N.S.P 908 Owned by City 102 Building Permits: Number Estimated Issued Cost 1996 607 $16,647,400 1995 603 11,948,205 1994 607 13,418,453 1993 520 11,437,250 1992 573 14,286,465 1991 466 8,800,980 1990 504 8,035,605 1989 526 19,217,696 1988 554 10,846,987 1987 573 10,421,724 City Employees as of December 31, 1996 Regular full -time 151 Temporary or part-time 156 Total 307 Fire Protection: Number of Stations 2 Number of Full -time Employees 1 Number of Volunteer Firefighters 32 Police Protection: Number of Stations 1 Number of Full -time Employees 58 Number of Part-time Employees 15 - 123 - City of Brooklyn Center TABLE 16 MISCELLANEOUS STATISTICAL FACTS (Continued from December 31, 1996 prior page) Parks and Recreation: Park property totals 522 acres developed to serve a wide variety of recreational interests. Area include playlots, playgrounds, playfields, trails, nature areas and an arboretum. Playgrounds 17 Park shelters 17 Ice skating rinks 7 Hockey rinks 5 Softball diamonds 26 Baseball diamonds 6 Tennis courts 18 Basketball courts 15 Municipal Water Plant: Number of connections 8,922 Average daily consumption in gallons 3,806,759 Peak daily consumption gallons 7,989,000 P in Plant capacity - gallons per day 17,652,000 Miles of water mains 114.45 Number of fire hydrants 955 Number of wells 9 Number of elevated reservoirs 3 Storage capacity in gallons 3,000,000 Water rate per thousand gallons $0.89 Municipal Sewer Plant: Number of connections 8,805 Miles of sanitary sewer 104.98 Daily disposal capacity in gallons 10,938,240 Number of lift stations 10 Residential rate per quarter $43.75 Municipal Liquor Stores (Off - sale): Number of owned stores 2 Number of leased stores 1 1996 sales $2,850,307 Elections: Last General Election - November 5, 1996 Registered voters 18,333 Votes cast 13,185 Percentage of registered voters voting 72% Last Municipal Election - 1996 Registered voters 18,333 Votes cast 13,185 Percentage of registered voters voting 72% - 124 - 9� MEMORANDUM DATE: June 19, 1997 TO: Michael McCauley, City Manager FROM: Jim Glasoe, Acting Recreation Director SUBJECT: Resolution Authorizing the City of Brooklyn Center to Act as Fiscal Agent for the 1997 -98 Minnesota Department ofChildren, Families and Learning, After School Enrichment Grant During the past year, the City has been actively involved in a pilot after school enrichment grant program, established by the Minnesota Department of Children, Families and Learning. The intent of the grant is to provide alternate afternoon activities for youth ages 9 -13. This is a noncompetitive grant program that requires agency collaboration and cooperation. The Brooklyn Center collaborative committee includes representatives from our four school districts, the YtiICA, Northwest Hennepin Human Services Council, Hennepin County and the City. This collaborative approach provides an outlet to utilize the skills and resources of the respective agencies. This approach has worked well and the of cooperation has been impressive. In total, more than 5,000 students (duplicated count) were involved in grant related programming during the 1996 - grant year. The attached grant meeting minutes provide brief summaries of the types and dimension of programs offered in 1996 -97 and proposed for this year. Although the city did not receive grant monies directly, we have been involved by providing program assistance for elementary after school programs and the summer program at the Familv Resource Center. In addition, staff have attended all grant planning and evaluation meetings. As partial proof of the success of this cooperative effort, we have recently received word that the grant has been extended for an additional year. Once again, the grant is targeting after school activities for youth ages 9 -13 and is contingent upon the collaborative efforts. In an effort to continue our active involvement, we our seeking City Council approval to act as fiscal agent for this year's grant. North Hennepin Mediation was the fiscal agent for this year's grant but has asked that another agency consider taking on the responsibilities for 1997 -98. Responsibilities of the fiscal agent include attendance at all grant � appropriate meetings a ro riate record .. ,keepin issuance of checks, facilitation of grant meeting agendas and coordination of ke program .evaluations. As compensation for our efforts, the grant authorizes reimbursements of up to S5 for fis scal went expenses and $,000 for the program evaluation process. .. P Member introduced the following resolution and moved its adoption: RESOLUTION NO. RESOLUTION AUTHORIZING THE CITY OF BROOKLYN CENTER TO ACT AS FISCAL AGENT FOR THE 1997 -98 MINNESOTA DEPARTMENT OF CHILDREN, FAMILIES AND LEARNING, AFTER SCHOOL ENRICHMENT GRANT WHEREAS, the City has been actively involved in a pilot after school enrichment grant program, established by the Minnesota Department of Children, Families and Learning; and WHEREAS, this is a non - competitive grant program that requires agency collaboration and cooperation; and WHEREAS, the Brooklyn ' Center collaborative committee is comprised of representatives from our four school districts, the YMCA, Northwest Hennepin Human Services Council, Hennepin County and the City; and WHEREAS, the City has recently received word that the grant has been extended for an additional year; and WHEREAS, North Hennepin Mediation was fiscal agent for this year's grant but has asked that another agency consider taking on the responsibilities for 1997 -98. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Brooklyn Center, Minnesota that: The City of Brooklyn Center's Recreation Division is hereby authorized to act as fiscal went for the 1997 -98 Minnesota Department of Children, Families and Learning, After School Enrichment Grant. Date Mayor ATTEST: City Clerk The motion for the adoption of the foregoing resolution was duly seconded by member and upon vote being taken thereon, the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. Brooklyn Center After School Enrichment Grant Meeting Minutes June 4, 1997 Brookdale Library Present: Dave Grass, Brooklyn Center Police; Scott Hare, H P Middle Lib h ool ;Molly Lorna Rohach, Hosterman Middle School; Julaine Heit, Brookdale Earle Brown Schaaf, Brookdale Hennepin Area Library; Doug Darnell, BCHS; Linda Hanka, NW Hennepin Human Services; Nikki School; Dave Maurer, Osseo Schools; Catherine Elpers, VanEnglehoven, Northwest YMCA; Chad Canners, Northwest YMCA; Sue LaCrosse, Brooklyn Center Recreation. Update Dave reported there will be full renewal of the grant for 1997-99 vent on Des he Department andwill be 1998 -99 grant will be rolled into the Prevention, Crime, Inte P open. The new fiscal year begins July L Once Dave jets the information, he will pass it on. Molly reported a breakdown of Brooklyn Center elementary youth se Fair Oaks e 56 % program. Garden City - 100 %, Earle Brown - 91%, Evergreen Northport - 50 %, Willow Lane - 40 %, Orchard Lane - 30 %, Palmer Lake - 21 %. She said some schools targeted Brooklyn Center kids. With the next grant we are trying to target upper elementary, lower junior high should c onununity locations, offerea be s activities, free, offered at junior hi element W d o look at how these tie during the summer and the focus should b e on co into the objectives of the grant. .We should target Brooklyn Center youth and then open up. Every proposal does not have to fit every objective. Earle Brown Earle Brown offered a once a week, two hour session with three 60 children each session. The s The students got three different activity choices. They serve Id eight times. They loved it d is e proposing over. problem is it only allowed each chi , Linda add days and did not ma a sig PP nificant impact. To improve the program each of two P opportunities. She is proposing two days, 29 weeks. There would be 60 students on days. They would be able to serve 120 kids all year. Over e90 ° / f to ncreaseEhe arle Brown. They would set aside 1/3 of the openings for referrals. S proposing computers. In community service component and continue youth skills in t h Student athletics end of o miss Kid's order to attend Kids Connection, they have to go Connection. Last year Earle Brown received $6,900 and are proposing 512,400. Molly said the staff had an incredible rapport with children on their library visits. Summer Youth Program Dave Grass passed out his proposal for the police department,ear. Transportation ntio is provided d this is an existing program and the funding will be cut off after this y from apartments and schools to bowling centers, the pool, and the library'. The program would run two days a week for the who le summer. Cost $4,000. Y Start Program They will continue with the past grant through December of this year. They had a 7 week session this ear and are proposing three sessions, nine weeks each. They can serve a total of 36 Y P P students. They meet two times a week for 3 '/_ hours each. It is educational and recreational in nature. They are teaching job skills by paying them Whour. They are recruiting through BCHS t and may recruit at some apartment completes. They require students attend school that day. Parental involvement is included and they emphasize time for homework. Last year they received $6,930 and this year have proposed $11,551. Brookdale Library Molly said they cannot do at the same level. Hennepin County funded about $12,000 of their staff time last year. They are submitting two proposals, one with three visits and one with eight visits. This would allow them to hire a part time person. They had the opportunity to work with every student. She found the schools that did more than just the homework program were more connected. There was a tension between some, not as comfortable of a program. Earle Brown leaders were excellent, one of the Fair Oaks leaders was excellent. One of the leaders at Evergreen was trying to be one of the kids. At Northport and Orchard Lane, leaders brought their own children. This was not a very good situation and Molly recommends against it. Some leaders at some schools simply disappeared. She said'there was a misunderstanding they were not just a chaperone, they need to be an involved leader. Molly also shared some of the comments made by students. She said she did not like the evaluation put together by Wilder. Grades R Us Catherine said they did four days last year. They have a coordinator, two teen leaders and volunteers. They would like to add an entertainment component to enhance the program. Last year it was partly funded by another funding source. Last year they received $5,250 and are proposing $12,200. Hosterman They want to incorporate enrichment activities one day a week with social skills and academic enrichment. They want staff members to work with the gifted and talented. They are considering going out to the apartments. Want to provide parent involvement by training parents with students on computers. They would run 38 weeks and possibly buy computers. They first proposed a $20,000 request but dropped it to $10,000. They would target 150 students. Osseo Area Schools - Elementary Dave said they would serve five elementary schools, one day a week for 2- hours per day. They would run three, eight week sessions. They would emphasize arts & crafts, computer enrichment, e academics. The would be able to address four of the six objectives. Some schools did and some parental involvement. They received $33,870 this year and are proposing $35,500. Osseo Area Schools y Junior Highs North View did an AiNI hoops program targeting 120 Brooklyn Center youth. The faculty works with the kids and the purpose is to increase attendance.. With attendance increasing, it is hoped they will have a better chance of learning. They average 30 -40 each day. They are proposing the V same amount as last year, $2,000. Brooklyn Junior tried the ATM hoops but it did not work. They are proposing $500 to do a mural, first targeting specific youth. Family Resource Summer Program The Family Resource Center received some money this year from money not used by Campfire to expand their summer program. They will be working with the Recreation Division to offer some new things. Sue said she would like to see some money allocated to continue this for 1998. The request is $5,000. Evaluation It was unanimously decided by the committee not to renew the evaluation program with Wilder. We will make a standard form ourselves and add responsibilities and reimbursement to the fiscal agent. The maximum amount is $8,000 for fiscal agent and evaluation. Sue said the City may be interested in submitting a proposal. Sue asked that money be allocated for Evergreen and Northport. She said she is certain they wish to continue a program. She will call Maier and Jamie and ask them to fax their proposals to Dave. The figures f he proposals were added and we are 528 905.22 over. Dave will take all of the Th gores r o t pop , proposals and put them on a spreadsheet. He will look at amounts and the number of youth served by each Next meeting is scheduled for Thursday, June 19, 1:30 p.m. at the Brookdale Library. Respectfully Submitted, Sue LaCrosse Program Supervisor