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HomeMy WebLinkAbout2012 10-08 EDAP Regular Session EDA MEETING City of Brooklyn Center October 8,2012 AGENDA 1. Call to Order —The EDA requests that attendees turn off cell phones and pagers during the meeting. A copy of the full City Council packet, including EDA (Economic Development Authority), is available to the public. The packet ring binder is located at the front of the Council Chambers by the Secretary. 2. Roll Call 3. Approval of Agenda and Consent Agenda —The following items are considered to be routine by the Economic Development Authority (EDA) and will be enacted by one motion. There will be no separate discussion of these items unless a Commissioner so requests, in which event the item will be removed from the consent agenda and considered at the end of Commission Consideration Items. a. Approval of Minutes 1. September 10,2012—Regular Session 4. Commission Consideration Items a. Resolution Approving First Amendment to Purchase Agreement and First Amendment to Development Agreement(Shingle Creek Crossing) Requested Commission Action: —Motion to adopt resolution. I b. Consideration of Approval of Grant Applications for Additional Contamination Cleanup of the Former Lifetime Fitness Located at 4001 Lake Breeze Ave. in Brooklyn Center 1. Resolution Authorizing Submission of a Grant Application to the Metropolitan Council for the Tax Base Revitalization Account(Lifetime Fitness Site) Requested Commission Action: —Motion to adopt resolution. 2. Resolution Authorizing the Economic Development Authority of Brooklyn Center, Minnesota to Apply for a Contamination Cleanup Grant from the Minnesota Department of Employment and Economic Development(Lifetime Fitness Site) Requested Commission Action: —Motion to adopt resolution. I I 3. Resolution Approving Application for a Hennepin County Environmental Financial Grant Requested Commission Action: —Motion to adopt resolution. I C. Resolution Approving the First Look Program Acquisition Agreement with the Twin Cities Community Land Bank LLC for NSP3 Requested Commission Action: —Motion to adopt resolution. 5. Adjournment II EDA Agenda Item No. 3a MINUTES OF THE PROCEEDINGS OF THE ECONOMIC DEVELOPMENT AUTHORITY OF THE CITY OF BROOKLYN CENTER IN THE COUNTY OF HENNEPIN AND THE STATE OF MINNESOTA REGULAR SESSION SEPTEMBER 10, 2012 CITY HALL—COUNCIL CHAMBERS 1. CALL TO ORDER The Brooklyn Center Economic Development Authority (EDA) met in Regular Session called to order by President Tim Willson at 9:20 p.m. 2. ROLL CALL President Tim Willson and Commissioners Carol Kleven, Kay Lasman, Lin Myszkowski, and Dan Ryan. Also present were Executive Director Curt Boganey, Director of Business and Development Gary Eitel, Assistant City Manager/Director of Building and Community Standards Vickie Schleuning, City Attorney Charlie LeFevere, and Carla Wirth, Timesaver Off Site Secretarial, Inc. 3. APPROVAL OF AGENDA AND CONSENT AGENDA Commissioner Ryan moved and Commissioner Myszkowski seconded approval of the Agenda and Consent Agenda, and the following item was approved: 3a. APPROVAL OF MINUTES 1. August 27, 2012—Regular Session Motion passed unanimously. 4. COMMISSION CONSIDERATION ITEMS 4a. RESOLUTION NO. 2012-14 APPROVING AND AUTHORIZING THE EXECUTION OF SUB-GRANT AGREEMENTS FOR ENVIRONMENTAL CLEANUP (REAL ESTATE RECYCLING—TWIN LAKES BUSINESS CENTER IV) Executive Director Curt Boganey introduced the item. Director of Business and Development Gary Eitel reviewed the purpose of the resolution and advised that the three grants were collectively enough for the environmental clean up of this site at no cost to the City. 09/10/12 -1- DRAFT The EDA indicated it was pleased that the State through DEED, the Metropolitan Council, and Hennepin County have supported this project through grants. Commissioner Lasman moved and Commissioner Myszkowski seconded adoption of RESOLUTION NO. 2012-14 Approving and Authorizing the Execution of Sub-Grant Agreements for Environmental Cleanup. Motion passed unanimously. 5. ADJOURNMENT Commissioner Lasman moved and Commissioner Ryan seconded adjournment of the Economic Development Authority meeting at 9:26 p.m. Motion passed unanimously. i i i i i i i 09/10/12 -2- DRAFT EDA Agenda Item No. 4a EDA ITEM MEMORANDUM DATE: October 2, 2012 TO: Curt Boganey, City Manage FROM: Gary Eitel, Director of Business & Development AE_. SUBJECT: Resolution Approving a First Amendment to Purchase Agreement and a First Amendment to Development Agreement (Shingle Creek Crossing). Recommendation: It is recommended that the Economic Development Authority consider approval/adoption of the Resolution Approving a First Amendment to Purchase Agreement and a First Amendment to Development Agreement (Shingle Creek Crossing). Background: On May 23, 2011, the City Council approved the Planned Unit Development of Shingle Creek, the Final Plat of Shingle Creek Crossing, and the EDA approved the Shingle Creek Crossing Tax Increment Development Agreement. i The Tax Increment Agreement identified the Tax Increment Assistance that would be available for the development of the Shingle Creek PUD and included provisions for the completion of the following minimum improvements by December 31, 2012: - (i) the demolition of the existing Brookdale Mall, excluding the Sears department store and the Food Court Building,the "reskinning" of the Food Court Building, - (ii) the partial day-lighting of Shingle Creek; - (iii)the construction by the Developer of the Phase I Streets and Streetscaping; and - (iv) the construction of the storm water detention and/or retention areas by the Developer on the Development Property, all consistent with the PUD and any approved development plans. The developer has completed the minimum improvements, with the exception of the reskinning (exterior renovation) of the Food Court Building, and is requesting an amendment that would extend the completion date of these improvements to September 30, 2013, to allow additional time to complete the interior space planning and ongoing negotiations with a potential tenant for a substantial portion of the building. The agreement also provided for the completion of Additional Improvements that the Developer will construct (or, in the case of the Food Court Building, renovate) and obtain certificate of occupancy permits for not less than 239,000 sq.ft. of buildings on the Phase II Parcels within 5 years of the execution of the agreement (May 23, 2016). The amendment provides for a correction to the legal description of the Phase 11 parcels to include the lot containing the Food Court building. Mission:Ensuring an attractive,clean,safe,inclusive conunujd>y that enhances the qualitp of life for all people and preserves the public trust EDA ITEM MEMORANDUM The agreement also included provisions associated with the conveyance of the EDA parcel, (former Boulevard/Ground Round Restaurant Site), and an incentive to the Developer should the Midas site be included in the Shingle Creek Crossing PUD... On June 27, 2011 the EDA held a public hearing on the potential conveyance of the EDA parcel (former Ground Round Restaurant Site), and upon making the necessary findings of public interest, the EDA approved the execution of the Purchase agreement providing for the future conveyance of the EDA parcel. The terms of the Purchase Agreement included the following: - The purchase price was set at the current appraised value of$355,000, - The term of the purchase agreement is 5 years from the date of the execution of the Tax Increment Agreement. - The EDA's approval of site and development plans for this lot is required before the conveyance of the parcel, - The developer has agreed to the following minimum development parameters for this lot; 8,000 sq.ft. retail building or a 4,000 sq.ft. dine -in restaurant. - The agreement has the required Right of Re-entry provisions,which state that barring any unavoidable delays,the developer shall commence construction of the improvements on this lot within 12 months of the conveyance of the property or the process of reverting the property back to the EDA will commence. The Developer is requesting that the term of the purchase agreement be extended for one additional year (an extension from May 23, 2016 to May 23, 2017). Attached for your reference is a copy of the May 23, 2011 staff memorandum and a Phasing Exhibit from the PUD Declaration and Covenants agreement, which illustrates the Phase I Improvements. Amendment to Tax Increment and Purchase Agreement: The City Attorney has prepared the attached First Amendment to the Tax Increment Agreement, which addresses the provisions relating to the satisfaction of the minimum improvements, extends the completion date for the improvements associated with the reskinning of the Food Court Building until September 30, 2013, and corrects the Exhibit which identifies the Phase II lots for Additional Improvements relating to 239,000 sq.ft. of certificate of occupancy permits. The amendment is being requested by the Developer to avoid the potential of a default in the Tax Increment Agreement, which if determined to constitute an Event of Default, could result in the EDA taking one or more of the following actions as identified in Section 9.4 of the Tax Increment Agreement: (a) Suspend performance under the Agreement and the TIF Note until it receives assurances from the Developer, deemed adequate by the Authority, that the Mission:Ensuring an attractive,elean,safe,inclusive community that enhances the quality of life for all people and preserves the public trust EDA ITEM MEMORANDUM Developer will cure its default and continue its performance under this Agreement. (b) Withhold the Certificate of Completion for the Minimum Improvements. (c) The Authority may cancel and terminate the Agreement and the TIF Note. (d) Take whatever action at law or in equity may appear necessary or desirable to the Authority to collect any payments due under this Agreement or to enforce performance and observance of any obligation, agreement, or covenant of the Authority under this Agreement. Additional securities held by the EDA include the following: 1. The $1.4 M Forgivable Note for the minimum improvements is secured by the EDA holding a first mortgage on Lots 15 and 16, Block 1 Shingle Creek Crossing (approximately 4 acres adjacent to the daylighting of Shingle Creek). 2. The $1M Forgivable Note for completions of 239,000 sq.ft. of business certificate of occupancies is secured by a second mortgage on the 6.83 acre Kohl's lot. 3. The $2.3M TIF Pay-As-You-Go Note requires that the Developer substantially completed the Minimum Improvements before it can be issued. Amendment to the Purchase Agreement: The City Attorney has also prepared the attached First Amendment to the Purchase Agreement which extends the required closing date from June 30, 2016 until June 30, 2017. The Developer has indicated that the sluggish market conditions for dine-in restaurants, which meet the minimum development standards for this lot, is the reason for the requested one year extension to the Agreement of Purchase and Sale. This agreement also includes Default provisions and should the property not close on or before the closing date, the agreement terminates and has no further force. Budget Issues: There are no budget issues to consider. (The developer is responsible for all legal costs associated with the Tax Increment Agreement) Council Goals: Strategic: 1. We will proceed aggressively with implementation of City's redevelopment plans Mission:Ensuring an attractive,cleat,safe,inchisive community,that enhances the quality of life for all people and preserves the public trust Commissioner introduced the following resolution and moved its adoption: EDA RESOLUTION NO. RESOLUTION APPROVING A FIRST AMENDMENT TO PURCHASE AGREEMENT AND A FIRST AMENDMENT TO DEVELOPMENT AGREEMENT BE IT RESOLVED By the Board of Commissioners (the "Board") of the Economic Development Authority of the City of Brooklyn Center("EDA") as follows: Section 1. Recitals. 1.01. Shingle Creek, LLC (the "Developer") has heretofore entered into a Development Agreement by and between the EDA and the Developer dated June 17, 2011 (the "Development Agreement"). 1.02. The Development Agreement requires completion of the Minimum Improvements(as defined in the Development Agreement),including the"reskinning"of the Food Court Building(as defined in the Development Agreement), by December 31, 2012 and the Developer has requested that EDA extend the required completion date for the"reskinning" of the Food Court Building (as defined in the Development Agreement)to September 30, 2013. 1.03. The EDA and the Developer have proposed to amend the Development Agreement to provide, among other things, for the later completion of the "reskinning" of the Food Court Building(the "Development Agreement Amendment"). 1.04. The Developer has heretofore entered into a Purchase Agreement by and between the EDA and the Developer dated June 28, 2011 (the "Purchase Agreement"). 1.05. The Purchase Agreement requires closing on the acquisition of the Land(as defined in the Purchase Agreement),no later than June 30, 2016 and the Developer has requested that EDA extend the required closing date to no later than June 30, 2017. 1.06 The EDA and the Developer have proposed to amend the Purchase Agreement to provide for the later closing date (the "Purchase Agreement Amendment" and, together with the Development Agreement Amendment, the "Amendments"). Section 2. EDA Approval; Further Proceedings. 2.01. The Amendments as presented to the Board are hereby in all respects approved, in substantially the forms submitted, together with any related documents necessary in connection therewith including but not limited to a satisfaction of mortgage (collectively, the "Amendment i �I Documents") and the President and the Executive Director are hereby authorized and directed to execute the Amendment Documents on behalf of the EDA. 2.02 The approval hereby given to the Amendment Documents includes approval of such additional details therein as may be necessary and appropriate and such modifications thereof,deletions therefrom and additions thereto as may be necessary and appropriate and approved by legal counsel to the EDA and by the officers authorized herein to execute said documents prior to their execution;and said officers are hereby authorized to approve said changes on behalf of the EDA. The execution of any instrument by the appropriate officers of the EDA herein authorized shall be conclusive evidence of the approval of such document in accordance with the terms hereof. In the event of absence or disability of the officers, any of the documents authorized by this Resolution to be executed may be executed without further act or authorization of the Board by any duly designated acting official,or by such other officer or officers of the Board as, in the opinion of the City Attorney, may act in their behalf. Approved by the Economic Development Authority of the City of Brooklyn Center. October 8, 2012 Date President The motion for the adoption of the foregoing resolution was duly seconded by Commissioner and upon vote being taken thereon,the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. i i I I FIRST AMENDMENT TO DEVELOPMENT AGREEMENT By and Between ECONOMIC DEVELOPMENT AUTHORITY OF BROOKLYN CENTER, MINNESOTA AND SHINGLE CREEK, LLC Dated as of: June 17,2011 First Amendment Dated as of: October 2012 This document was drafted by: KENNEDY& GRAVEN, CHARTERED (JSB) 470 U.S. Bank Plaza 200 South Sixth Street Minneapolis, Minnesota 55402 Telephone: (612) 337-9300 409919v2 JSB BR291-304 i FIRST AMENDMENT TO DEVELOPMENT AGREEMENT THIS FIRST AMENDMENT, made on or as of the day of October, 2012, by and between the ECONOMIC DEVELOPMENT AUTHORITY OF BROOKLYN CENTER, MINNESOTA, a body corporate and politic organized and existing under the laws of the State of Minnesota (the "Authority"), and SHINGLE CREEK, LLC, a Minnesota limited liability company(the"Developer"). WITNESSETH: WHEREAS, the Authority and the Developer heretofore entered into a Development Agreement by and between the Authority and the Developer dated June 17, 2011 and recorded in the Office of the Hennepin County Registrar of Titles on June 30, 2011 as Document No. T4868196 (the "Original Agreement") in connection with the construction of certain Minimum Improvements (as defined therein) in the Authority's Tax Increment Financing District No. 5 (A Renewal and Renovation District). The Original Agreement was recorded against title to Lots 2 through 17, Block 1, Lot 2, Block 2 and Outlot A, SHINGLE CREEK CROSSING, Hennepin County, Minnesota according to the recorded plat thereof, except that part formally described as Tract A, Registered Land Survey 1649, Hennepin County, Minnesota (the "Developer Property"); and WHEREAS, the Original Agreement requires completion of the Minimum Improvements (as defined in the Development Agreement), including the "re-skinning" of the Food Court Building (as defined in the Development Agreement), by December 31, 2012 and the Developer has requested that EDA extend the required completion date for the "re-skinning" of the Food Court Building (as defined in the Development Agreement)to September 30, 2013; and WHEREAS, THE DEVELOPER and the Authority have proposed to amend the Original Agreement as provided herein; NOW, THEREFORE, in consideration of the premises and the mutual obligations of the parties hereto, the parties agree as follows: 1. The initial paragraph of the Original Agreement is amended in its entirety to read as follows: "THIS DEVELOPMENT AGREEMENT is made and entered into this 17th day of June, 2011, by and between the ECONOMIC DEVELOPMENT AUTHORITY OF BROOKLYN CENTER, MINNESOTA, a body corporate and politic organized and existing under the laws of the State of Minnesota (the "Authority"), and SHINGLE CREEK, LLC, a Delaware limited liability company (the "Developer"). The Parties intend for the covenants and restrictions set forth in this Agreement to run with title to all of the Developer Property until such time 409919v2 JSB BR291-304 as the Developer is entitled to receive the Primary Certificate of Completion described in Section 4.9. From and after the time the Developer is entitled to receive the Primary Certificate of Completion described in Section 4.9, the Parties intend for the covenants and restrictions set forth in this Agreement to run with title to Lot 3, Block 1, SHINGLE CREEK CROSSING, Hennepin County, Minnesota, according to the recorded plat thereof(the "Food Court Parcel") and to only run with title to the Food Court Parcel until such time as the Developer is entitled to receive the Food Court Certificate of Completion described in Section 4.9. Notwithstanding that this Development Agreement may cease to run with title to all or any portion of the Developer Property as set forth above, the covenants and restrictions set forth in this Agreement remain the personal obligation of the Developer and any successor in title to all or any portion of the Developer Property to whom the Developer expressly assigns the Developer's obligations under this Agreement in accordance with Section 8.2(b)(ii). This Agreement does not run with title to the Walmart Parcel and is not binding on the owner of the Walmart Parcel." 2. Section 1.1 of the Original Agreement is amended to delete the definition of "Completion Date". 3. The definition of "Certificate of Completion" set forth in Section 1.1 of the Original Agreement is hereby deleted in its entirety and replaced with the following: "`Certificate of Completion' means, collectively, the Primary Certificate of Completion in substantially the form attached hereto as Exhibit B-1 and the Food Court Certificate of Completion in substantially the form attached hereto as Exhibit B-2." 4. Section 1.1 of the Original Agreement is amended to add the definition of"Food Court Parcel" as follows: "`Food Court Parcel' means Lot 3, Block 1, SHINGLE CREEK CROSSING, Hennepin County, Minnesota, according to the recorded plat thereof." 5. Section 1.1 of the Original Agreement is amended to add the definition of"Food Court Parking and Streetscaping" as follows: "`Food Court Parking and Streetscaping' means construction of interior roadways, parking lots and sidewalks on or adjacent to the Food Court Parcel, and the installation of pedestrian/street lighting and landscaping of the Food Court Parcel to achieve a "Town Center" look, all consistent with the Site Plan and Phasing Exhibit approved as a part of the PUD." i 409919v2 JSB BR291-304 2 i 6. The definition of "Phase H Parcels" set forth in Section 1.1 of the Original Agreement is hereby deleted in its entirety and replaced with the following: "`Phase H Parcels' means the real property legally described in Exhibit I hereto." 7. Section 2.2(1) of the Original Agreement is amended in its entirety to read as follows: "(1) The Developer expects that the construction of the Minimum Improvements will begin on or before July 1, 2011 and, barring Unavoidable Delays, will be substantially completed not later than December 31, 2012 other than the "re-skinning" of the Food Court Building, which together with the Food Court Parking and Streetscaping, barring Unavoidable Delays, the Developer expects will be substantially completed not later than September 30, 2013." 8. Section 4.1 of the Original Agreement is amended in its entirety to read as follows: "Section 4.1 Planned Unit Development. Developer has obtained City approval of a planned unit development for the Development Property, the Midas Parcel and the EDA Parcel (as amended from time to time, the "PUD") and a preliminary plat and final plat of the Development Property, the Midas Parcel and the EDA Parcel and has or is, contemporaneously with Developer's execution of this Agreement, entering into a development agreement (as amended from time to time, the "PUD Agreement") that addresses planning and land use requirements." 9. Section 4.4(a) of the Original Agreement is amended in its entirety to read as follows: "(a) Subject to the terms and conditions of this Agreement, the Developer will commence construction of the Minimum Improvements by July 1, 2011 and, barring Unavoidable Delays, will cause the Minimum Improvements to be substantially completed not later than December 31, 2012 other than the "re-skinning" of the Food Court Building, which together with the Food Court Parking and Streetscaping, barring Unavoidable Delays, the Developer will cause to be substantially completed not later than September 30, 2013. The term "commence" means the making of visible improvements, including without limitation asbestos abatement and subsurface excavation but excluding mere surface grading." 409919v2 JSB BR291-304 3 10. Section 4.4(b) of the Original Agreement is amended in its entirety to read as follows: "(b) The Developer will construct, or cause to be constructed, the Minimum Improvements on the Development Property in substantial conformity with the Construction Plans approved by the Authority and the PUD. Prior to delivery of the Primary Certificate of Completion referred to in Section 4.9 hereof, upon the request of the Authority, the Developer will provide the Authority reasonable access to the Development Property. Prior to delivery of the Food Court Certificate of Completion referred to in Section 4.9 hereof, upon the request of the Authority, the Developer will provide the Authority reasonable access to the Food Court Parcel. "Reasonable access" means at least one site inspection per week during regular business hours. During construction of the Minimum Improvements, the Developer will deliver quarterly progress reports to the Authority." 11. Section 4.9 of the Original Agreement is amended in its entirety to read as follows: "Section 4.9 Certificates of Completion. (a) The Developer shall notify the Authority when the construction of the Minimum Improvements, other than the "re-skinning" of the Food Court Building, has been completed. The Authority shall, within 14 days after such notification, inspect the Minimum Improvements, other than the "re-skinning" of the Food Court Building, to determine whether those Minimum Improvements have been constructed in substantial conformity with the approved Construction Plans. If the Authority determines that those Minimum Improvements have not been constructed in substantial conformity with the approved Construction Plans, the Authority shall, within 28 days after the Developer's notification of completion of construction, deliver a written statement to the Developer indicating in adequate detail the specific respects in which those Minimum Improvements have not been constructed in substantial conformity with the approved Construction Plans and the Developer shall promptly remedy such deficiencies, or cause such deficiencies to be remedied. If the Authority determines that the Minimum Improvements other than the "re- skinning" of the Food Court Building have been constructed in substantial conformity with the applicable approved Construction Plans, the Authority shall furnish to the Developer a certificate of completion in the form attached hereto as Exhibit B-1 (the "Primary Certificate of Completion") certifying the completion of the Minimum Improvements other than the "re-skinning" of.the Food Court Building. The Primary Certificate of Completion issued for the Minimum Improvements other than the "re- skinning" of the Food Court Building shall conclusively satisfy and 409919v2 JSB BR291-304 4 terminate the agreements and covenants of the Developer in this Agreement to construct the Minimum Improvements other than the "re- skinning" of the Food Court Building only. The issuance of the Primary Certificate of Completion shall not be construed to relieve the Developer of any approval required by any City department in connection with the construction, completion or occupancy of the Minimum Improvements nor shall it relieve the Developer of any other obligations under this Agreement. (b) The Developer shall notify the Authority when the "re-skinning" of the Food Court Building and the Food Court Parking and Streetscaping have been completed. The Authority shall, within 14 days after such notification, inspect the Food Court Building to determine whether the re- skinning" and the Food Court Parking and Streetscaping have been completed in substantial conformity with the approved Construction Plans and PUD. If the Authority determines that the "re-skinning" and the Food Court Parking and Streetscaping have not been completed in substantial conformity with the approved Construction Plans and the PUD, the Authority shall, within 28 days after the Developer's notification of completion of construction, deliver a written statement to the Developer indicating in adequate detail the specific respects in which the "re- skinning" and/or the Food Court Parking and Streetscaping have not been completed in substantial conformity with the approved Construction Plans, and the Developer shall promptly remedy such deficiencies, or cause such deficiencies to be remedied. If the Authority determines that the "re- skinning" of the Food Court Building and the Food Court Parking and Streetscaping have been completed in substantial conformity with the applicable approved Construction Plans and the PUD, the Authority shall furnish to the Developer a certificate of completion in the form attached hereto as Exhibit B-2 (the "Food Court Certificate of Completion") certifying the completion of the "re-skinning" of the Food Court Building and the Food Court Parking and Streetscaping. The Food Court Certificate of Completion issued for the "re-skinning" of the Food Court Building and the Food Court Parking and Streetscaping shall conclusively satisfy and terminate the agreements and covenants of the Developer in this Agreement to re-skin the Food Court Building and construct the Food Court Parking and Streetscaping only. The issuance of the Food Court Certificate of Completion shall not be construed to relieve the Developer of any approval required by any City department in connection with the construction, completion or occupancy of the Minimum Improvements nor shall it relieve the Developer of any other obligations under this Agreement." 12. Notwithstanding anything to the contrary set forth in the Original Agreement or the Minimum Improvements Forgivable Loan Promissory Note, the Authority hereby determines and agrees that the Developer has met the conditions for the deemed payment of the Minimum 409919v2 JSB BP291-304 5 i I I Improvements Forgivable Loan pursuant to Section 5.2(c) of the Original Agreement. The Developer acknowledges that the Authority has delivered the cancelled Minimum Improvements Forgivable Note and a satisfaction of mortgage with respect to the Lots 15 and 16 Mortgage. 13. Section 5.3(a) of the Original Agreement is amended in its entirety to read as follows: "(a) the TIF Note shall be dated, issued in a principal amount equal to the Reimbursement Amount and delivered to the Developer when the Developer shall have demonstrated in writing to the reasonable satisfaction 'I of the Authority that (A) the Developer has satisfied all of the conditions set forth in Section 5.2(c); (B) construction of the Walmart Store has been substantially completed; (C) the Developer has substantially completed the Minimum Improvements other than the "re-skinning" of the Food Court Building; and (D) the Developer has submitted signed settlement statements showing the cost of the Development Property and submitted paid invoices for any other Eligible Costs not previously reimbursed in an amount not less than the Reimbursement Amount." 14. Section 5.4(c) of the Original Agreement is amended in its entirety to read as follows: "(c) If, on or before the Additional Improvements Note Maturity Date, the Developer (i) constructs (or, in the case of the Food Court Building, renovates) and obtains certificates of occupancy for not less than 239,000 square feet of buildings constituting Additional Improvements on the Phase II Parcels, and (ii) no Event of Default exists hereunder, the principal of and interest on the Additional Improvements Forgivable Loan shall be deemed paid in full and the Authority shall satisfy and release the Kohl's Parcel Mortgage on such date." 15. Section 5.4(d) of the Original Agreement is amended in its entirety to read as follows: "(d) If, on or before the Additional Improvements Note Maturity Date, the Developer (i) constructs (or, in the case of the Food Court Building, renovates) and obtains certificates of occupancy for less than 239,000 square feet of buildings constituting Additional Improvements on the Phase II Parcels, and (ii) no Event of Default exists hereunder, the principal of and interest on the Additional Improvements Forgivable Loan shall be deemed paid on the Additional Improvements Note Maturity Date in an amount determined by multiplying the principal amount of the Additional Improvements Forgivable Loan by a fraction, the numerator of which is the square footage of Additional Improvements for which the Developer has obtained certificates of occupancy by the Additional Improvements Note Maturity Date and the denominator of which is 239,000. The Developer 409919v2 JSB BR291-304 6 i shall repay the remaining balance of the Additional Improvements Forgivable Note plus accrued interest thereon on the Additional Improvements Note Maturity Date and the Authority shall satisfy and release the Kohl's Parcel Mortgage upon receipt of such payment." 16. The introductory clause of Section 7.1(b) of the Original Agreement is amended in its entirety to read as follows: "(b) Upon completion of construction of the Additional Improvements the Developer owns and prior to the Additional Improvements Note Maturity Date, the Developer shall maintain, or cause to be maintained, at its cost and expense, and from time to time at the request of the Authority shall furnish proof of the payment of premiums on, insurance as follows:" 17. Section 9.2(a) of the Original Agreement is amended in its entirety to read as follows: "(a) the Developer shall fail to begin construction of the Minimum Improvements or, subject to Unavoidable Delays, to proceed with due diligence to complete the Minimum Improvements as provided in Section 4.4, as amended, and by the dates set forth therein, or the Developer shall default in or violate its obligations with respect to the construction of the Minimum Improvements (including the nature thereof) and such failure, default, or violation, shall not be cured within 30 days after written notice to do so. Notwithstanding the foregoing, if the default reasonably requires more than 30 days to cure, such default shall not constitute an Event of Default, provided that the curing of the default is promptly commenced upon receipt by the Developer of the notice of the default, and with due diligence is thereafter continuously prosecuted to completion and is completed within a reasonable period of time, and provided that Developer keeps the Authority well informed at all times of its progress in curing the default; provided in no event, other than as a result of Unavoidable Delays, shall such additional cure period extend beyond 180 days;" 18. Section 9.4(b) of the Original Agreement is amended in its entirety to read as follows: "(b) Withhold the Primary Certificate of Completion for the Minimum Improvements other than the "re-skinning" of the Food Court Building, withhold the Food Court Certificate of Completion or withhold both the Primary Certificate of Completion and the Food Court Certificate of Completion." 19. Except as hereby amended, all other terms and conditions of the Original Agreement shall remain in full force and effect. 409919v2 JSB BR291-304 7 i I IN WITNESS WHEREOF, the Authority has caused this First Amendment to be duly executed in its name and behalf and its seal to be hereunto duly affixed and the Developer has caused this Agreement to be duly executed in its name and behalf on or as of the date first above written. ECONOMIC DEVELOPMENT AUTHORITY OF BROOKLYN CENTER, MINNESOTA By President By Executive Director Signature pages to First Amendment to Development Agreement 409919v2 JSB BU91-304 S-I it SHINGLE CREEK, LLC, a Minnesota limited liability company By: Its: it i i i I i i III i Signature pages to First Amendment to Development Agreement 409919v2 JSB BR291-304 S-2 i EXHIBIT B-1 PRIMARY CERTIFICATE OF COMPLETION WHEREAS, the Economic Development Authority of Brooklyn Center, Minnesota, Minnesota (the "Authority"), a body corporate and politic subdivision of the State of Minnesota and Shingle Creek, LLC, a Delaware limited liability company (the "Developer") have entered into a Development Agreement dated June 17, 2011 (the "Development Agreement") and filed for record June 30, 2011, as Document Number T4868190, in the Office of the Hennepin County Registrar of Titles; and WHEREAS, the Development Agreement requires the Developer to construct certain Minimum Improvements (as that term is defined in the Development Agreement); WHEREAS, the Developer has constructed the Minimum Improvements other than the "re-skinning" of the Food Court Building (as those term are defined in the Development Agreement) in a manner deemed sufficient by the Authority to permit the execution of this certification and the release of Lot 2, Block 1; Lots 4 through 17, Block 1; Lot 2, Block 2; and Outlot A, SHINGLE CREEK CROSSING, Hennepin County, Minnesota, according to the recorded plat thereof, except that part formally described as Tract A, Registered Lands Survey 1649, Hennepin County, Minnesota (the "Released Property") from the terms and conditions of the Development Agreement; NOW, THEREFORE,this is to certify that the Developer has constructed the Minimum Improvements other than the "re-skinning" of the Food Court Building. As a result, the Authority hereby releases the Released Property from the terms of the Development Agreement and the Development Agreement shall no longer run with title to the Released Property or bind successors in title to the Released Property. It is the intention of the Authority and the Developer that after this Primary Certificate of Completion is memorialized on the Certificates of Title to the Released Property, the Hennepin County Registrar of Titles will omit the memorial of the Development Agreement and the memorial of this Primary Certificate of Completion from future certificates of title for all or any portion of the Released Property. Notwithstanding the Authority's release of the Released Property from the terms and conditions of the Development Agreement, the covenants and restrictions set forth in the Development Agreement remain the personal obligation of the Developer and any successor in title to all or any portion of the Developer Property, as defined in the Development Agreement, to whom the Developer expressly assigns the Developer's obligations under the Development Agreement in accordance with Section 8.2(b)(ii) of the Development Agreement. 409919v2 JSB BR291-304 B-1-1 IN WITNESS WHEREOF, the Authority has caused this Certificate of Completion to be executed with by its duly authorized officer as of the day of 20_. ECONOMIC DEVELOPMENT AUTHORITY OF BROOKLYN CENTER, MINNESOTA By President By Executive Director STATE OF MINNESOTA) ) ss COUNTY OF HENNEPIN ) The foregoing instrument was acknowledged before me this day of , 20_, by , the President and , the Executive Director of the Economic Development Authority of Brooklyn Center, Minnesota, a municipal corporation and politic subdivision organized and existing under the Constitution and laws of the State of Minnesota, on behalf of said Authority. Notary Public i I' 409919v2 JSB BR291-304 B-1-2 it EXHIBIT B-2 FOOD COURT CERTIFICATE OF COMPLETION WHEREAS, the Economic Development Authority of Brooklyn Center, Minnesota, Minnesota (the "Authority"), a body corporate and politic subdivision of the State of Minnesota and Shingle Creek, LLC, a Delaware limited liability company (the "Developer") have entered into a Development Agreement dated June 17, 2011 (the "Development Agreement") and filed for record June 30, 2011, as Document Number T4868190, in the Office of the Hennepin County Registrar of Titles; and WHEREAS, the Development Agreement requires the Developer to "re-skin" the Food Court Building and complete the Food Court Parking and Streetscaping (as those terms are defined in the Development Agreement); WHEREAS, the Developer has "re-skinned" the Food Court Building and completed the Food Court Parking and Streetscaping (as those terms are defined in the Development Agreement) in a manner deemed sufficient by the Authority to permit the execution of this certification and the release of Lot 3, Block l; SHINGLE CREEK CROSSING, Hennepin County, Minnesota according to the recorded plat thereof, except that part formally described as Tract A, Registered Lands Survey 1649, Hennepin County, Minnesota (the "Released Property") from the terms and conditions of the Development Agreement; NOW, THEREFORE, this is to certify that the Developer has completed the "re- skinning" of the Food Court Building and completed the Food Court Parking and Streetscaping. As a result, the Authority hereby releases the Released Property from the terms of the Development Agreement, and the Development Agreement shall no longer run with title to the Released Property or bind successors in title to the Released Property. It is the intention of the Authority and the Developer that after this Food Court Certificate of Completion is memorialized under the Certificates of Title to the Released Property, the Hennepin County Registrar of Titles will omit the memorial of the Development Agreement and the memorial of this Food Court Certificate of Completion from future certificates of title for all or any portion of the Released Property. Notwithstanding the Authority's release of the Released Property from the terms and conditions of the Development Agreement, the covenants and restrictions set forth in the Development Agreement remain the personal obligation of the Developer and any successor in title to all or any portion of the Developer Property, as defined in the Development Agreement, to whom the Developer expressly assigns the Developer's obligations under the Development Agreement in accordance with Section 8.2(b)(ii) of the Development Agreement. i i i 409919v2 JSB BR291-304 B-1-1 IN WITNESS WHEREOF, the Authority has caused this Certificate of Completion to be executed with by its duly authorized officer as of the day of 20_. ECONOMIC DEVELOPMENT AUTHORITY OF BROOKLYN CENTER, MINNESOTA By President By Executive Director STATE OF MINNESOTA) ) ss COUNTY OF HENNEPIN ) The foregoing instrument was acknowledged before me this day of , 20_, by , the President and , the Executive Director of the Economic Development Authority of Brooklyn Center, Minnesota, Minnesota, a municipal corporation and politic subdivision organized and existing under the Constitution and laws of the State of Minnesota, on behalf of said Authority. Notary Public �I 409919v2 JSB BR291-304 B-1-2 i EXHIBIT I LEGAL DESCRIPTION OF THE PHASE II PARCELS Lots 2 through 17, Block 1 and Lot 1, Block 2, SHINGLE CREEK CROSSING, Hennepin County, Minnesota, according to the recorded plat thereof. 409919v2 JSB BR291-304 I-1 FIRST AMENDMENT TO PURCHASE AGREEMENT By and Between ECONOMIC DEVELOPMENT AUTHORITY OF BROOKLYN CENTER, MINNESOTA AND SHINGLE CREEK,LLC Dated as of: June 28,2011 First Amendment Dated as of: October 2012 This document was drafted by: KENNEDY& GRAVEN, CHARTERED (JSB) 470 U.S. Bank Plaza 200 South Sixth Street Minneapolis, Minnesota 55402 Telephone: (612) 337-9300 4110 1 M JSB BR291-304 I I FIRST AMENDMENT TO PURCHASE AGREEMENT THIS FIRST AMENDMENT, made on or as of the day of October, 2012, by and between the ECONOMIC DEVELOPMENT AUTHORITY OF BROOKLYN CENTER, MINNESOTA, a body corporate and politic organized and existing under the laws of the State of Minnesota (the "Authority"), and SHINGLE CREEK, LLC, a Minnesota limited liability company(the"Developer"). WITNESSETH: WHEREAS, the Authority and the Developer heretofore entered into a Purchase Agreement by and between the Authority and the Developer dated June 28, 2011 (the "Original Agreement") in connection with the purchase by the Developer from the Authority of certain property located in the City of Brooklyn Center, Hennepin County, Minnesota legally described as Lot 1, Block 2, SHINGLE CREEK CROSSING, Hennepin County, Minnesota, according to the recorded plat thereof, formerly described as Tract A Registered Land Survey Number 1430, Hennepin County, Minnesota (the "Land"); and WHEREAS, the Original Agreement requires closing on the acquisition of the Land no later than June 30, 2016 and the Developer has requested that EDA extend the required closing date to later than June 30, 2017; and WHEREAS, THE DEVELOPER and the Authority have proposed to amend the Original Agreement as provided herein; NOW, THEREFORE, in consideration of the premises and the mutual obligations of the parties hereto, the parties agree as follows: I 1. The introductory clause of Section 7 of the Original Agreement is amended in its entirety to read as follows: "7. Closin . The Parties must meet at the offices of Seller at 6301 Shingle Creels Parkway, Brooklyn Center, Minnesota on the date 60 days following the Purchaser's delivery of written notice to the Seller that the Purchaser intends to close on the purchase of the Land, or such other date as the Parties may establish by written agreement, but in no event later than June 30, 2017, (the "Date of Closing"), at which time:" 2. Purchaser has closed on the purchase of the Midas Property, as defined in the Original Agreement and has demolished the automobile repair facility located on the Midas Property as contemplated in Section 7(b)(i)(2) of the Original Agreement. Therefore, Section 7(b)(i)(2)of the Original Agreement is amended in its entirety to read as follows: 41101M JSB BR291-304 "(2) Deliver to the Seller evidence that, to the best of Purchaser's actual knowledge, no Event of Default under the Development Agreement, dated as of June 17, 2011, as the same may be amended from time to time, between the Seller and the Purchaser (the "Development Agreement") exists and remains uncured after the period allowed therein; and" 3. The introductory clause of Section 21 of the Original Agreement is amended in its entirety to read as follows: "21. Time. Time is of the essence for all provisions of this Agreement. If Seller and Purchaser have not previously closed pursuant to this Agreement, this Agreement shall terminate and have no further force or effect after June 30, 2017." 4. Except as hereby amended, all other terms and conditions of the Original Agreement shall remain in full force and effect. (The remainder of this page is intentionally left blank.) 411010v1 JSB BP291-304 2 IN WITNESS WHEREOF, the Authority has caused this First Amendment to be duly executed in its name and behalf and its seal to be hereunto duly affixed and the Developer has caused this Agreement to be duly executed in its name and behalf on or as of the date first above written. ECONOMIC DEVELOPMENT AUTHORITY OF BROOKLYN CENTER, MINNESOTA By President By Executive Director I Signature pages to First Amendment to Purchase Agreement 411010v1 JSB BR291-304 S-1 i SHINGLE CREEK, LLC, a Minnesota limited liability company By: Its: i I Signature pages to First Amendment to Purchase Agreement 411010v1 JSB BR291-304 S-2 I I EDA ITEM MEMORANDUM DATE: May 17, 2011 TO: Curt Boganey, City Manager FROM: Gary Eitel, Director of Business and Development SUBJECT: Resolution Approving Development Agreement (Shingle Creek Crossing) Recommendation: It is recommended that the Economic Development Authority consider approval/adoption of the Resolution Approving Development Agreement(Shingle Creek Crossing). Background: At the January 24, 2011 Work Session, the City Council received the following updates and information on the proposed redevelopment of the Brookdale properties: • Developer Frank Gatlin re-introduced the development concept and vision of Shingle Creek Crossings to re-establish the commercial presence of this property through the development of a Town Center development that would include a major anchor, two or three junior retail boxes, the renovation of a portion of the mall, several smaller retail buildings and restaurants, and streetscaping that creates the Town Center look. The proposal includes day-lighting of Shingle Creek and is expected to be a catalyst for the rebranding of the city and spurring on development of neighboring properties. He indicated that costs associated with the demolition, soil corrections, environmental issues, and the current market conditions required him to seek economic assistance for the portions of the project that were not related to the proposed major anchor, WalMart. • The city's financial consultant provided a presentation on their financial gap analysis and conclusion that the proposed project would need some level of public assistance to proceed given the speculative nature of the retail market and marginal return without assistance. • City staff presented the three components making up a potential financial assistance project: 1. $3.3 million for public purpose costs, exclusive of WalMart related costs, to ensure the timely redevelopment of the site and completion of the features prioritized by the EDA. 2. A collateralized $1 million forgivable loan having a term of five years with an interest rate of six percent to provide an incentive for the full project completion in a reasonable time period. The loan amount would be Mission:Ensuring an attractive,clear,safe cornmunitp that enhances the quality of life anti preserves the public crust i i I EDA ITEM MEMORANDUM available upon the execution of the Tax Increment Development Agreement P P g and would limit the use of these funds to eligible public purpose costs and acquisitions, exclusive of WalMart related costs. 3. The conditions for sale of the EDA's 1.06 acre lot (former Ground Round Restaurant site) and inclusion to the Shingle Creek Crossing PUD. The consensus of the City Council was to move forward with the framework as presented. On March 28, 2011, the City Council conducted a public hearing on the creation of Tax Increment District No 5, a 16 year Renewal and Renovation District, for 8 Brookdale Mall parcels associated with the demolition and redevelopment plans for the Shingle Creek Crossing PUD. Following a presentation from the City's financial consultant and receiving public comments, the City Council adopted Resolution No 2011-51, Approving a Modification to the Redevelopment Plan for Housing Development and Redevelopment Project 1 and Establishing Tax Increment Financing District No. 5 Therein and Approving a Tax Increment Financing Plan Therefor. Also at the March 28th Council Work Session, the City Attorney, Jenny Boulton, reviewed the structuring of the TIF Development Agreement for Shingle Creek Crossing. The Council was also informed of the following changes to the PUD and project financing: - The developer has entered into a purchase agreement to acquire the Midas Site and is revising the PUD plans to incorporate this site into the PUD. - The developer has agreed to the use of a Pay-As-You-Go Note in lieu of the City issuing a G.O. Tax Increment Bond associated with the completion of the minimum improvements of the 1St phase, which includes the internal streetscaping and daylighting of Shingle Creek. The Financing Plan involves the use of the 2010 Minnesota Jobs Bill which would enable an inter-fund loan of$2.4M from TIF District 2 to TIF District 5 and a $2.3 M Pay As You Go Note from the tax increment generated by this development. On April 12, 2011, the City Council and EDA approved a Spending Plan for Tax Increment District 2 which enables the EDA to provide the proposed $2.4M inter-fund loan to Tax Increment District 5. Proposed Tax Increment Development Agreement. The major components of this Tax Increment Agreement include the following: Article III, Conveyance of the EDA Parcel. The conveyance of the FDA's 46,000 sq.ft. vacant lot (formerly Boulevard Bar & Grill) is subject to the EDA approving a site plan and use for the property and holding a public hearing on the sale of EDA owned property. Attached for your reference is a copy of the purchase agreement which includes the provision that the promissory note shall be deemed paid in full if the Developer has acquired the Midas property, Tract C, RLS 1469. Article IV, Construction of Minimum Improvements, provides for the EDA's approval of the construction plans which are defined as: Mission:Ensuring an attractive,clean,safe eonununity that enhances the quality of life and preserves the public trust i EDA ITEM MEMORANDUM (i)the demolition of the existing Brookdale Mall, excluding the Sears department store and the Food Court Building, the "reskinning" of the Food Court Building, (ii)the partial day-lighting of Shingle Creek; (iii)the construction by the Developer of the Phase I Streets and Streetscaping; and (iv) the construction of the storm water detention and/or retention areas by the Developer on the Development Property, all consistent with the PUD and any approved development plans. Section 4.8 includes that in connection with the renovation and construction of Minimum Improvements and Additional Improvements, defined as the development of the balance of the PUD ( 15 lots), the developer will either comply with Minnesota Prevailing Wage or contract with construction companies headquartered in Minnesota and provide in any such contract a Workface Plan to employ Brooklyn Center residents and unemployed and under employed citizens of north area of Hennepin County. Article V, Tax Increment Assistance, provides that the developer will provide Lots 15 and 16, Block 1, (approx. 4 acres in size) as collateral for the $1.4M Forgivable Loan to the developer for commencing the construction before July 1, 2011 and completing the Minimum Improvements on or before December 31, 2012. Section 5.3 addresses the issuance of a $2.3M TIF Note as part of the Pay As You Go finance plan which is exclusively repaid by the tax increment generated from portions of this PUD that are included within TIF 5. These funds will be used to reimburse the developer for eligible redevelopment costs as defined in the Tax Increment District No. 5 Finance Plan. Section 5.4 addresses the $1M Forgivable Loan, which is collateralized by a second mortgage on the Kohl's lot. This loan, identified as the Additional Improvements Forgivable Loan, includes a promissory note that is proportionately forgiven to the percentage of the phase II development that are completed within 5 years as outlined in Exhibit E of the TIF Agreement. Section 5.5, Midas property assistance identifies that the developer would receive financial assistance of$190,000 for the acquisition of the Midas lot. The amount of financial assistance was provides for the EDA and Developer equally sharing in the cost difference between the EDA parcel and the Midas Site, a difference of$380,000 based on the following; $825,000 the negotiated price of the Midas Business & Site $445,000 an agreed value of the EDA parcel (current value of$9.67 per sq.ft.) Section 5.7 identifies that the ERA's ability to use the Available Tax Increment, which is defined as the 30% of TIF 5 Increment after 2-1-15 that is not pledged for repayment of the TIF Pay-As- You-Go Note. Section 5.8 identifies that the costs of site acquisition and site preparation of$13,060,454 exceeds 70% of the Assessor's current year's estimated market value identified as $16,980,000 and therefore the ERA's assistance for the Development does not constitute a"business subsidy". That before April 1, 2012, the developer is required to provide invoices for acquisition and site preparation costs in an amount not less than$11,886,000. Mission:Ensuring an attractive,clean,safe connnunity that enhances the quality of life and preserves the public trust i EDA ITEM MEMORANDUM A copy of the Development Agreement and referenced EDA Parcel purchase agreement are included with City Council Item No. 10 (d), Resolution Approving Development Agreement (Shingle Creek Crossing). Budget Issues: The Development Agreement is consistent with the EDA's approved Tax Increment District No. 5 Finance Plan and the Tax Increment District No. 2 Spending Plan(Minnesota Jobs Bill). Council Goals: Strategic: 2. We will aggressively proceed with implementation of City's redevelopment plans Ongoing 5. We will improve the image of the City with citizens and others Mission:Ensuring an attractive,clean,safe community that enhances the quality of life and preserves the public trust I ani3 luau lgJLI d .3i OL d0 Z 133 S vios3u++in r+id3uu3H 1181HX3 JNISVHd NW'2J31N30 NA1�00218 a"�n=N SNvld 9NISS0210)133210 3lSNIHS w o ❑�� 1N3WdOl3n341vf11d3ONOO CS+ `"• 111111 �`. O N a z � �11G8y o ems" ' I'orl ��; ,� _HS�/ ���,�• \ '` za o ass � �mS o�c<��a�m Z OF o �otlufis sg !i rC\• it Nc�i r 6n°a °FW °daC`g�J"AC 0 8'3° Z I\J '"� \ \.� 11 z �° w \ \\\ i tt °YfI Z NO o I ao QN -- "-\\" =-fib,`,,,;,,,;,,,; � �!��. �'/�, ', \�`�,L�'_`".�,•;�,�R�� \\\\��\\�\\� 0 - '� <=co-• 3tlS3Xa3 S. 1 e - - 1 P P 4 RV wdgf{ IIOZ'll Pn cLO.e P1fgAYl�,.StlHdJ?20\ShYb OP�nS Ond\51®ftt?,OOV�\tlLII3J y3NUWOGE\1HNd�13139 hi1Ltl�V.�T]'el\H�vuv p EDA Agenda Item No. 4b i I EDA ITEM MEMORANDUM DATE: October 2, 2012 TO: Curt Boganey, City Manager THROUGH: Gary Eitel, Business and Development Director ' SUBJECT: Consideration of Approval of Grant Applications for Contamination Cleanup of the Former Lifetime Fitness Located at 4001 Lake Breeze Ave. in Brooklyn Center. Recommendation: It is recommended that the Economic Development Authority of Brooklyn Center, Minnesota (EDA) consider approval of the following resolutions: i A. Resolution Authorizing the Economic Development Authority of Brooklyn Center, Minnesota to Apply for a Contamination Cleanup Grant from the Minnesota Department of Employment and Economic Development. B. Resolution Authorizing the Submission of a Grant Application to the Metropolitan Council for the Tax Base Revitalization Account. C. Resolution Approving an Application for a Hennepin County Environmental Financial Grant. Background: On October 24, 2011, the EDA adopted the following resolutions authorizing the submittal of three grant applications for environmental cleanup to facilitate the redevelopment plans by Real Estate-Recycling for the 8.6 acres located in the southwest quadrant of the France Avenue and State Highway 100 Interchange: - Resolution No. 2011-23, a Resolution Authorizing the Economic Development Authority of Brooklyn Center, Minnesota to Apply for a Contamination Cleanup Grant from the Minnesota Department of Employment and Economic Development. - Resolution No. 2011-24, a Resolution Authorizing the Submission of a Grant Application to the Metropolitan Council for the Tax Base Revitalization Account. - Resolution No. 2011-25, a Resolution Approving an Application for a Hennepin County Environmental Response Financial Grant. In June, 2012, the EDA was notified that the grant applications were funded in the following amounts and that individual grant agreements would be forth coming: $ 740,000 from DEED'S Contamination Cleanup Grant Fund, $ 525,000 from the Metropolitan Council's Tax Revitalization Fund, and $ 240,000 from Hennepin County's Environmental Response Financial Grant. During the course of the soil correction, the developer encountered additional soils contamination that required deeper excavation, dewatering, and additional fill materials. Mission:Ensuring an attractive,clean,safe,inchlsive community that enhances the quality of life for all people antipreserves thepublic trust ED A ITEM M M EMORANDUM DEED, Metropolitan Council, and Hennepin County were informed of the additional contaminated soils and the additional corrective actions required. The agencies advised Real Estate Recycling to process supplementary grant applications as part of the November Environmental Cleanup grant applications. Braun Engineering, the soils consultant retained by Real Estate Recycling, has projected that the additional costs are in the $200,000-$300,000 range.. Budget Issues: There are no direct budget impacts to consider since Twin Lakes IV, INC. (Real Estate Recycling) will provide the local match for the DEED grant and there are no local matches required for the Metropolitan Council Tax Base Revitalization Account or the Hennepin County Environmental Response Financial Grant. The indirect budget impact will be staff time necessary to process reimbursement payment requests to Twin Lakes IV, INC. (Real Estate Recycling) for eligible grant related work and maintaining the required financial records. Council Goals: Strategic: 1. We will proceed aggressively with implementation of City's redevelopment plans I i Mission:Ensuring an attractive,clean,safe,inclusive community that enhances the quality of life for all people and preserves the public trust Commissioner introduced the following resolution and moved its adoption: EDA RESOLUTION NO. RESOLUTION AUTHORIZING THE ECONOMIC DEVELOPMENT AUTHORITY OF BROOKLYN CENTER, MINNESOTA TO APPLY FOR A CONTAMINATION CLEANUP GRANT FROM THE MINNESOTA DEPARTMENT OF EMPLOYMENT AND ECONOMIC DEVELOPMENT (LIFETIME FITNESS SITE) WHEREAS, Real Estate Recycling has entered into a purchase agreement to the acquire the 7.9 acres located at 4001 Lakebreeze Avenue,known as the Lifetime Fitness Site/former Northwest Racquet Club (the Site); and WHEREAS,the initial soil testing and environment investigations have discovered I chemicals which exceed the MPCA standards setup for the cleanup for the former Joslyn site which was located north of this property; and WHEREAS,the Economic Development Authority of Brooklyn Center,Minnesota (EDA) believes it is in the best interest of the City of Brooklyn Center to encourage the environmental cleanup and redevelopment of the Site; and WHEREAS,the EDA desires to facilitate the cleanup and redevelopment of the Site by Real Estate Recylcing; and WHEREAS,the redevelopment of the Site meets the redevelopment objectives of the City's modified redevelopment plan (The "Redevelopment Plan") for Housing Development and Redevelopment Project No. 1 (The "Redevelopment Project Area") as adopted on December 19, 1994 by the EDA; and WHEREAS,the EDA has the legal authority to apply for financial assistance,and the institutional, managerial and financial capability to insure adequate project administration. i NOW,THEREFORE,BE IT RESOLVED by the Economic Development Authority of Brooklyn Center, Minnesota as follows: i • The EDA approves the contamination cleanup grant application submitted to the Department of Employment and Economic Development on November 1, 2011 by the EDA for the Lifetime Fitness site. • The EDA is authorized to act as the legal sponsor for Project(s)contained in the Contamination Cleanup Grant Program to be submitted on November 1, 2011 and that the EDA Executive Director is hereby authorized to apply to the Department of Employment and Economic Development for funding of this project on behalf of the EDA. i • The EDA has the legal authority to apply for financial assistance and the institutional, managerial and financial capability to insure adequate project administration. • The sources and amounts of the local match identified in the application are committed to the Project identified. • The EDA has not violated any federal,state or local laws pertaining to fraud, bribery, graft, kickbacks, collusion, conflict of interest or other unlawful corrupt practices. • Upon approval of its application by the State, the EDA may enter into an agreement with the State of Minnesota for the above referenced Project(s) and that the EDA certifies that it will comply with all applicable laws and regulations as stated in all contract agreements. • The EDA Executive Director is hereby authorized to execute such agreements as are necessary to implement the project on behalf of the applicant. October 8, 2012 Date President The motion for the adoption of the foregoing resolution was duly seconded by commissioner and upon vote being taken thereon,the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. i Commissioner introduced the following resolution and moved its adoption: EDA RESOLUTION NO. RESOLUTION AUTHORIZING THE SUBMISSION OF A GRANT APPLICATION TO THE METROPOLITAN COUNCIL FOR THE TAX BASE REVITALIZATION ACCOUNT(LIFETIME FITNESS SITE) WHEREAS,The City of Brooklyn Center is a participant in the Livable Communities Acts Local Housing Incentives Account Program for 2010 as determined by the Metropolitan Council, and is therefore eligible to make application for funds under the Tax Base Revitalization Account; and WHEREAS,Real Estate Recycling has entered into a purchase agreement to acquire the Lifetime Fitness Site,former Northwest Racquet Club,located at 4001 Lakebreeze Avenue(the Site) and in their initial soil testing and environmental investigation have discovered chemicals which exceed the MPCA standards established for the cleanup of the former Joslyn site which lies north; and WHEREAS, the environmental investigation and development of a development response action plan for the redevelopment of this 7.9 acre site meets the Tax Base Revitalization Account's purpose and criteria; and WHEREAS,the Economic Development Authority of Brooklyn Center,Minnesota (EDA)has the institutional,managerial and financial capability to insure adequate project and grant administration; and WHEREAS, the EDA certifies that it will comply with all applicable laws and regulations as-stated in the contract grant agreements; and WHEREAS,the EDA finds that the required contamination investigation and cleanup will not occur through private or other public investment within the reasonable foreseeable future without Tax Base Revitalization Account grant funding; and WHEREAS, the EDA represents that it has undertaken reasonable and good faith efforts to procure funding for the activities for which Livable Communities Act Tax Base Revitalization Account funding is sought but was not able to find or secure from other sources funding that is necessary for cleanup completion and states that this representation is based on the following reasons and supporting facts: . • No local funds are available to fund the proposed investigation and/or cleanup activities, including General Fund and Special Revenue Funds of the City and/or EDA. • Proposed cleanup activities at the Site do not qualify for Minnesota Petrofund funding. 1 • The Site is not located within an existing Tax Increment District. NOW THEREFORE BE IT RESOLVED by the Economic Development Authority of Brooklyn Center, Minnesota that it acknowledges it will be the grantee and agrees to act as legal sponsor administer and be responsible for grant funds expended for the project contained in the Tax Base Revitalization grant application submitted on November 1, 2012; and BE IT FURTHER RESOLVED that the EDA Executive Director is hereby authorized to apply to the Metropolitan Council for this funding on behalf of the Economic Development Authority for Brooklyn Center, Minnesota and to execute such agreements as are necessary to implement the Project on behalf of the applicant. October 8 2012 Date President The motion for the adoption of the foregoing resolution was duly seconded by Commissioner and upon vote being taken thereon, the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. Commissioner introduced the following resolution and moved its adoption: EDA RESOLUTION NO. RESOLUTION APPROVING AN APPLICATION FOR A HENNEPIN COUNTY ENVIRONMENTAL FINANCIAL GRANT(Lifetime Fitness Site) WHEREAS, an application requesting grant funds from the Hennepin County Department of Environmental Services has been prepared for submission by the Economic Development Authority of Brooklyn Center, Minnesota(EDA); and WHEREAS, the grant funds will be used for environmental cleanup of the former Lifetime Fitness Site NOW,THEREFORE,BE IT RESOLVED by the Economic Development Authority of Brooklyn Center, Minnesota (EDA) that the EDA supports the Environmental Financial Grant Application submitted to the Hennepin County Department of Environmental Services on November 1, 2012, by the EDA for the former Lifetime Fitness Site located at 4001 Lakebreeze Avenue in Brooklyn Center. October 8, 2012 Date President The motion for the adoption of the foregoing resolution was duly seconded by commissioner and upon vote being taken thereon,the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. EDA Agenda Item No. 4c EDA ITEM MEMORANDUM DATE: October 8, 2012 TO: Curt Boganey, City Manager FROM: Vickie Schleuning,VOsistant City Manager/Director of Building and Community Standards Department SUBJECT: Resolution Approving the First Look Program Acquisition Agreement with the Twin Cities Community Land Bank LLC for NSP 3 Recommendation: It is recommended that the Economic Development Authority consider adoption of the Resolution Approving the First Look Program Acquisition Agreement with the Twin Cities Community Lank Bank LLC for the purchase of NSP 3 properties. Background: This agreement will allow the City the option to express interest and purchase NSP 3 eligible properties listed through the Twins Cities Community Land Bank LLC as part of the First Look Program. While this agreement does not require the City to purchase properties through the First Look Program, it does provide an opportunity to use this program for purchase of eligible properties where beneficial. Currently the City uses traditional property search resources such as MLS listings in order to find properties that may be eligible for the program. According to U.S. Department of Housing and Urban Development guidelines,the City must enter into an agreement with the Twin Cities Community Land Bank prior to the acquisition of eligible properties in the First Look Program in order for the properties purchased by the City or its agent, Greater Minneapolis Housing Authority, to retain their eligibility for NSP 3 Funds. The First Look Program The First Look Program allows the purchase of vacant and foreclosed homes before they are publicly listed through traditional REO procedures. Prices are calculated on a discount formula based on cost savings experienced by the lender, avoiding certain holding and transaction costs. The price also talces into account the need for below market pricing to enable purchasers to sustainably renovate houses. TCC Land Bank also has relationships with lenders, credit unions, holding companies,property management companies, and receivers through which additional properties are available. Overview of the Twins Cities Community Land Bank LLC In 2009 the Family Housing Fund formed the nonprofit limited liability company, Twin Cities Community Land Bank LLC ("TCC Land Bank"), as a strategic tool for government, neighborhood organizations, community development corporations, and nonprofit and for-profit developers to further community-based economic development and affordable housing goals. Mission:Ensuring an attractive,decor,safe,inclusive community that entrances the quality of life for all people and preserves the public trust ii EDA ITEM MEMORANDUM Budget Issues: There are no budget issues to consider. Council Goals: Strategic: 2. We will stabilize and improve residential neighborhoods Ongoing: 1. We will provide streamlined, cost effective, duality services with limited resources Attachments: Attachment I- Resolution Approving Agreement Attachment II— First Look Program Acquisition Agreement with Exhibits Attachment III— Memorandum of Understanding with National Community Stabilization Trust (NCST) and Program Guidelines i Mission:Ensuring an attractive,clean,safe,inclusive community that enhances the quality of life for all people and preserves the public trust Attachment I—Resolution Commissioner introduced the following resolution and moved its adoption: EDA RESOLUTION NO. ECONOMIC DEVELOPMENT AUTHORITY OF THE CITY OF BROOKLYN CENTER COUNTY OF HENNEPIN STATE OF MINNESOTA RESOLUTION APPROVING AN NSP 3 FIRST LOOK PROGRAM ACQUISITION AGREEMENT BE IT RESOLVED By the Board of Commissioners (the "Board") of the Economic Development Authority of the City of Brooklyn Center("Authority") as follows: WHEREAS, The City of Brooklyn Center ("City") was the sub-recipient of Neighborhood Stabilization Program III ("NSP 3") funds from Hennepin County ("County") for use within certain approved areas within the City of Brooklyn Center. The City authorized the Authority to act on its behalf to implement the terms of the sub-recipient agreement with the County and to award NSP 3 program funds to certain developers ("NSP 3 Developers") for the purposes of purchasing and redeveloping properties that have been demolished or are vacant ("Category E Properties"); and WHEREAS, The Twin Cities Community Land Bank, a Minnesota nonprofit organization ("TCCLB") and the Authority are parties working with the National Community Stabilization Trust LLC, a Delaware limited liability company("NCST"),which allows the TCCLB to purchase NSP 3 Category E Properties through NCST prior to these properties being placed on the open market in order to facilitate a significant purchase price adjustment for the benefit of the TCCLB ("First Look Program"). Upon the direction of the Authority, TCCLB intends to purchase certain properties and offer them for sale to the Authority and to the NSP 3 Developers; and WHEREAS, The TCCLB and the Authority desire to enter into a First Look Program Acquisition Agreement to satisfy the requirements in 24 CFR 570.203 and the U.S. Department of Housing and Urban Development's Guidance issued on April 23, 2009 titled "Guidance on NSP-Eligible Acquisition and Rehabilitation Activities" that clarifies the use of intermediaries for acquisitions under NSP. Pursuant to this HUD Guidance, the Authority must enter into an agreement with the TCCLB, an intermediary, prior to the acquisition of eligible properties by the TCCLB in order for the properties purchased by the Authority or NSP 3 Developers retain their eligibility for NSP 3 Funds; and WHEREAS, The Greater Metropolitan Housing Corporation ("GMHC") was among the companies that submitted applications to participate in the Authority's program to utilize NSP 3 it Funds and was identified by the Authority as the best suited to meet the Authority's policy objectives and program goals, and as such is an NSP 3 Developer for the Authority; and WHEREAS, The Authority proposes to enter into a First Look Program Acquisition Agreement with TCCLB (the "NSP 3 Acquisition Agreement' and Authority Approval,Further Proceedings. WHEREAS, The Amendment and the NSP 3 Acquisition Agreement as presented to the Board are hereby in all respects approved, subject to modifications that do not alter the substance of the transaction and that are approved by the City Attorney and the Executive Director of the Authority; provided that execution of the NSP 3 Acquisition Agreement by the President and the Executive Director shall be conclusive evidence of approval; and NOW, THEREFORE,BE IT RESOLVED by the Economic Development Authority in and for the City of Brooklyn Center, The Amendment and the NSP 3 Developer Agreement as presented to the Board are hereby in all respects approved, subject to modifications that do not alter the substance of the transaction and that are approved by the City Attorney and the Executive Director of the Authority; provided that execution of the Amendment and the NSP 3 Developer Agreement by the President and the Executive Director shall be conclusive evidence of approval; and The President and the Executive Director are hereby authorized to execute the Amendment and the NSP 3 Developer Agreement on behalf of the Authority and to carry out on behalf of the Authority's obligations thereunder. Approved by the Board of Commissioners of the Economic Development Authority of the City of Brooklyn Center this 8 day of October,2012. Date President The motion for the adoption of the foregoing resolution was duly seconded by Commissioner and upon vote being taken thereon,the following voted in favor thereof: and the following voted against the same: whereupon said resolution was declared duly passed and adopted. ATTEST: Secretary 4 Attachment II—First Look Program Acquisition Agreement FIRST LOOK PROGRAM ACQUISITION AGREEMENT (NSP 3) THIS FIRST LOOK PROGRAM ACQUISITION AGREEMENT ("Agreement") is made as of this eight day of October, 2012 ("Effective Date"), by and between the Twin Cities Community Land Bank LLC, a Minnesota nonprofit limited liability company ("TCC Land Bank"), and the Economic Development Authority of the City of Brooklyn Center, a public body corporate and politic under the laws of the State of Minnesota, having its principal office at 6301 Shingle Creek Parkway, Brooklyn Center, Minnesota("EDA"). RECITALS A. Title III of Division B of the Housing and Economic Recovery Act of 2008 (Pub. L 110- 289, 1222 Stat. 2654 enacted July 30, 2008), ("HERA"), as amended, and an additional allocation of funds provided under Section 1497 of the Wall Street Reform and Consumer Protection Act of 2010 (Pub. L. 111-203, approved July 21, 2010) (the"Dodd- Frank Act") for additional assistance in accordance with the second undesignated paragraph under the heading "Community Planning and Development - Community Development Fund" in Title XII of Division A of the American Recovery and Reinvestment Act of 2009 (Pub. L. 111-5, approved February 17, 2009) (the "Recovery Act" and collectively, the "Act") makes available to qualified entities certain qualified grant funds termed Neighborhood Stabilization Program funds ("NSP 3 Funds") under the CDBG Neighborhood Stabilization Program 3 ("NSP 3"). B. Hennepin County ("County") received a grant of NSP 3 Funds directly from the United States Department of Housing and Urban Development ("HUD") and as a recipient of funds the State of Minnesota Housing Finance Agency ("MHFA") received directly from HUD,both under the Act. C. The City of Brooklyn Center ("City") is the sub-recipient of NSP funds from County in the amount of$1,177,750 ("NSP 3 Award") for use within certain approved areas of the City ("NSP 3 Eligible Area")plus $25,000 for administrative expenses, as set forth in the City's agreement with County for the NSP Sub-Recipient Grant approved by the Hennepin County Board of Commissioners on April 26, 2011, pursuant to County Resolution 11-0153 and City Resolution 2011-108 ("Subrecipient Agreement"). D. City authorized EDA to act on its behalf to implement the CDBG Neighborhood Stabilization Program under the terms of the Subrecipient Agreement (City Resolution 2010-32). EDA agreed to undertake City's duties under the Subrecipient Agreement (EDA Resolution 2010-02). E. EDA has awarded and/or will award the NSP 3 Award to certain developers ("NSP 3 Developers") under its Foreclosure Recovery Program for the purposes of purchasing and 5 II i redeveloping properties that have been demolished or are vacant ("Category E Properties"), which constitute an eligible use of NSP 3 Funds pursuant to § 2301(c)(3)(E) of the Act("Eligible Use Category E"). F. EDA also is undertaking to establish financing mechanisms for the purchase and redevelopment of foreclosed upon property, which constitute an eligible use of NSP 3 Funds pursuant to § 23 01(c)(3)(A) of the Act. G. Under NSP 3, properties must have been foreclosed upon to qualify for NSP 3 assistance under the Act and must have been abandoned or foreclosed upon to qualify for NSP 3 assistance under the Act. Category E Properties shall be individually referred to as an "Eligible Property" and collectively referred to as "Eligible Properties". H. On April 23, 2009, HUD issued a document titled "Guidance on NSP 3-Eligible Acquisition and Rehabilitation Activities" that clarifies the use of intermediaries for acquisitions under NSP 3 (the"HUD Guidance"). I. The parties shall be working with the National Community Stabilization Trust LLC, a Delaware limited liability company ("NCST"), and participating sellers under a program called "First Look" ("First Look Program") which allows TCC Land Bank to purchase Eligible Properties prior to such Eligible Properties being placed on the open market using standardized transaction formats. and pricing models to facilitate a significant purchase price adjustment for the benefit of TCC Land Bank. J. TCC Land Bank has signed a Memorandum of Understanding dated September 1, 2009 ("NCST MOU") with NCST and has agreed to the Acquisition Program Guidelines issued by NCST,which is attached to this Agreement as Exhibit A. i K. TCC Land Bank intends to offer for sale certain Eligible Properties it acquires pursuant to the First Look Program to EDA and NSP 3 Developers, among others, and to retain certain Eligible Properties it acquires pursuant to the First Look Program for its own acquisition and rehabilitation program. L. The purpose of this Agreement is to satisfy the requirements in 24 CFR 570.203 and the HUD Guidance so that Eligible Properties acquired by TCC Land Bank and purchased by EDA or NSP 3 Developers retain their eligibility for NSP 3 Funds. M. Capitalized terns used and not defined in this Agreement shall have the meaning set forth in that certain NSP 1 Notice published in the Federal Register on October 6, 2008. AGREEMENT 1. Scope of Work. EDA hereby designates TCC Land Bank as an NSP 3 Subrecipient to carry out acquisition of Eligible Properties through the First Look Program and in accordance with the terms and conditions of this Agreement. 2. Term. This Agreement will be effective as of the Effective Date and terminate on December 31,2014. J 6 j 3. Eligible Areas. The maps attached to this Agreement as Exhibit B identify the areas determined by EDA to be EDA's areas of greatest need. 4. Other Criteria. EDA shall provide TCC Land Bank with its criteria for Eligible Properties it would like TCC Land Bank to acquire under the First Look Program and offer to EDA for rehabilitation under the Foreclosure Recovery Program, such as location, quality, price and level of needed repairs. It is intended that each of NSP 3 Developers shall provide TCC Land Bank with its criteria for Eligible Properties it would like TCC Land Bank to acquire under the First Look Program and offer to NSP 3 Developers under the Foreclosure Recovery Program, such as location, quality, price and level of needed repairs. 5. Timing. Any properties acquired by TCC Land Bank prior to the Effective Date of this Agreement("Prior Acquired Properties")may be eligible for rehabilitation under Eligible Use Category E if HUD grants an exception pursuant to HUD Guidance. 6. URA. TCC Land Bank will cause each NSP 3 Developer to comply with applicable acquisition and relocation requirements in the Uniform Relocation Act ("URA") and implementing regulations at 49 CFR Part 24, including, without limitation, the voluntary acquisition provisions at 49 CFR 24.101(b)(1). Among other things, the URA and 49 CFR Part 24 require TCC Land Bank to document delivery of an informational notice in substantially the form attached to this Agreement as Exhibit C (HUD Guideform: NSP Voluntary Acquisition of Foreclosed Property) to each property owner. TCC Land Bank will acquire only unoccupied properties under the NCST Program and shall certify that its acquisition of any Eligible Property did not cause a tenant displacement (as described in the URA). Further, with respect to any property foreclosed after February 17, 2009, TCC Land Bank must obtain certification from the foreclosing lender that it complied with the new tenant protections in the American Recovery and Reinvestment Act of 2009 and the Protecting Tenants at Foreclosure Act of 2009 in the form attached as Exhibit D ("PTFA Certification"). 7. Purchase Discount. TCC Land Bank shall cause each NSP 3 Developer to obtain a URA- compliant appraisal (49 CFR 24.103) dated within sixty (60) days before the final offer, which under the NCST MOU is the date of closing of any applicable Eligible Property, and obtain a discount from the Current Market Appraised Value for each Eligible Property of at least one percent (1%). If the anticipated value of the Eligible Property is $25,000 or less and the acquisition is voluntary, review of available data by a person qualified to make the valuation may be substituted for an appraisal. 8. Environmental Review. Prior to a commitment of NSP 3 funds or "choice-limiting action" as described in the environmental regulations at 24 CFR Part 58, EDA will undertake the appropriate environmental review procedures and documentation. 9. Activity Delivery Costs. TCC Land Bank may incur staff and overhead costs directly related to carrying out the acquisition activities under this Agreement. Such costs may include but are not limited to the cost of surveys, appraisals, preparation of legal documents, recording fees and temporarily managing Eligible Properties ("Activity 7 Delivery Costs"), provided such costs are necessary and reasonable and otherwise conform with OMB Circular A-122 Cost Principles for Nonprofit Organizations. 10. Distribution. It is the intent of the parties that Eligible Properties acquired pursuant to this Agreement will retain their Foreclosed status through any subsequent sales or transfers to EDA and/or NSP 3 Developers. TCC Land Bank will follow the procedures attached to this Agreement as Exhibit E (Acquisition Process) and offer the Eligible Properties in the following manner: (a) To EDA (i) Purpose - Eligible Use Category E; (ii) Eligible Areas -Exhibit B, depending on source of funds; (iii) Sale Price - Pass through cost of acquisition by TCC Land Bank of the Eligible Property plus a $1,500.00 transaction fee per Eligible Property, plus all actual out-of-pocket Activity Delivery Costs incurred by TCC Land Bank in connection with TCC Land Bank's acquisition and closing of the purchase of the Eligible Property under the First Look Program; (iv) Priority - TCC Land Bank will give EDA first priority in the selection of Eligible Properties off each First Look Program property list provided to TCC Land Bank for acquisition; and (v) Purchase Agreement - EDA and TCC Land Bank will enter into a purchase agreement in substantially the form attached to this Agreement as Exhibit F (Form Purchase Agreement) for each Eligible Property or group of Eligible Properties that EDA, from time to time, agrees to acquire from TCC Land Bank under this Agreement. (b) To NSP 3 Developers: (i) Purpose-Eligible Use Category E; (ii) Eligible Areas -Exhibit B, depending on source of funds; (iii) Sale Price - Pass through cost of acquisition by TCC Land Bank of the Eligible Property plus a $1,500.00 transaction fee per Eligible Property and all actual out-of-pocket Activity Delivery Costs incurred by TCC Land Bank in connection with TCC Land Bank's acquisition and closing of the purchase of the Eligible Property under the First Look Program; (iv) Priority - TCC Land Bank will give NSP 3 Developers who are acquiring properties from TCC Land Bank for purposes of rehabilitation under the Foreclosure Recovery Program second priority in the selection of Eligible Properties off each First Look Program property list provided to TCC Land Bank for acquisition. If more than one NSP 3 Developer wants to 8 I i acquire or TCC Land Bank desires to retain an Eligible Property, a lottery system will be used to determine which NSP 3 Developer shall acquire such Eligible Property or if TCC Land Bank shall retain such Eligible Property; and (v) Purchase Agreement - TCC Land Bank shall enter into a purchase agreement with NSP 3 Developer in substantially the form of the Form Purchase Agreement for each Eligible Property or group of Eligible Properties that NSP 3 Developers, from time to time, agree to acquire from TCC Land Bank. 11. Documentation. TCC Land Bank shall maintain the following records and reports relating to each Eligible Property acquired pursuant to this Agreement: (a) appraisal, (b) NSP 3 informational notice offer letter, (c) PTFA Certification, (d) NSP 3 Developer Access and Indemnity Agreement, (e) environmental reports, (f) purchase agreement, (g) settlement statement, and (h) deed document number/filing information. TCC Land Bank shall submit copies of the foregoing documentation, except the NSP 3 Developer Access and Indemnity Agreement, to EDA with respect to any Eligible Property transferred to EDA pursuant to this Agreement. 12. Program Income. The parties do not anticipate that TCC Land Bank will receive any "program income," as defined in 24 CFR 570.500, in connection with the transactions contemplated by this Agreement. However, if TCC Land Bank ever receives land sale proceeds in excess of its acquisition costs, including any Activity Delivery Costs, TCC Land Bank may retain the program income, subject to 24 CFR 570.503 and 570.504. 13. Uniform Administrative Requirements. TCC Land Bank shall comply with all applicable uniform administrative requirements described at 24 CFR 570.502. 14. Other Program Requirements. TCC Land Bank shall carry out the acquisition activities under this Agreement in compliance with all federal laws and regulations described at 24 CFR Part 570, subpart K. Notwithstanding anything to the contrary contained herein, TCC Land Bank expressly does not assume EDA's environmental responsibilities described in 24 CFR 570.604, and (ii) TCC Land Bank expressly does not assume EDA's responsibility for initiating the review process under the provisions of 24 CFR Part 52. TCC Land Bank shall execute the Certification Regarding Lobbying and Certification Regarding Debarment attached as Exhibit G in conjunction with the execution of this Agreement. 15. Suspension and. Termination. In accordance with 24 CFR 85.43, suspension or termination of this Agreement.may occur if TCC Land Bank materially fails to comply with any term of this Agreement, after notice and the opportunity to cure, and this Agreement may be terminated for convenience in accordance with 24 CFR 85.44. 16. Reversion of Assets. Upon the expiration or earlier termination of this Agreement, TCC Land Bank shall transfer to EDA all NSP 3 Awards in TCC Land Bank's control or possession, if any, and any accounts receivable attributable to the use of NSP 3 Award. 9 EXHIBIT C GUIDEFORM -NSP VOLUNTARY ACQUISITION OF FORECLOSED PROPERTY- -Informational Notice- (Agencies/Persons without Eminent Domain Authority) Grantee or Agency Letterhead with a presumption of acquiring only vacant properties Note to users of this form: If a buyer is negotiating for the purchase of non- foreclosed, vacant or abandoned properties—also eligible for purchase in NSP programs—references to foreclosed properties and discounts should be amended.The HUD form from which this form was adapted can be found at: http://www.hud/gov/offices/cpd/library/relocation/nsp/ df/nspnoeminent.pdf A different form must be used in the rare event of a buyer using eminent domain authority.This form can be found at http://www.hud.gov/offices/cpd/library/relocation/nsp//pdf/nsl2witheminent.pdf [DATE] Dear Twin Cities Community Land Bank is interested in acquiring property you own at for a proposed project which may receive funding assistance from the U.S. Department of Housing and Urban Development (HUD) under the Neighborhood Stabilization Program(NSP). Please be advised that Twin Cities Community Land Bank does not have authority to acquire your property by eminent domain.In the event we cannot reach an amicable agreement for the purchase of your property,we will not pursue this proposed acquisition. The subject property is listed for purchase at$ We currently believe$ to be the price we will pay for the property. Under the NSP, we are required to purchase foreclosed property at a discount from its current market appraised value.Depending on the results of our appraisal, our purchase offer may differ fi-om the amounts noted above. Please contact us at your convenience if you are interested in selling your property. Please note that we are interested only in acquiring vacant properties,because we do not wish to displace tenants nor take on responsibilities for complying with the Uniform Relocation Assistance and Real Property Acquisition Policies Act(URA).URA can apply to our acquisitions because we intend to use federal NSP funds. In accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act (URA), owner- occupants who move as a result of a voluntary acquisition are not eligible for relocation assistance. However, a tenant-occupant who moves as a result of a voluntary acquisition for a federally-assisted project may be eligible for relocation assistance. Such displaced persons may include not only current lawful occupants,but also former tenants required to move for any reason other than an eviction for cause in accordance with applicable federal, state, and local law. If your property is currently tenant-occupied,we need to know immediately,because we have no interest in purchasing occupied properties. Further, you should not order current occupant(s) to move, or fail to renew a lease,in order to sell the property to us as vacant. If you have any questions about this notice or the proposed project,please contact: Rebecca L.Rom,President, 615 First Avenue NE, Suite 410,Minneapolis,Minnesota 55413,(612)238-8213. Exhibit C-1 II NOTES to NSP Voluntary Acquisition Notice(Agency/person without Eminent Domain authority). 1. The case file must indicate the manner in which this notice was delivered (e.g., certified mail, return receipt requested)and the date of delivery. (See 49 CFR 24.5 and Paragraph 2-3 J of Handbook 1378) 2. Tenant-occupants displaced as a result of a voluntary acquisition may be entitled to URA relocation assistance and must be so informed per 49 CFR 24.2(a)(15)(iv) — Initiation of negotiations, and 49 CFR 24 Appendix A - 24.2(a)(15)(iv). 3. See 49 CFR 24.206 regarding eviction for cause. 4. This guideform may only be used if all of the requirements of 49 CFR 24101(b)(2)(i) and (ii) or 49 CFR 24.101(b)(3)are met. 5.This is a guideform.It should be revised to reflect the circumstances Exhibit C-2 TEXT BELOW SHOWN FOR REFERENCE BUT SHOULD BE DELETED FOR THE FINAL CERTIFICATION FORM NOTES TO SELLER'S OCCUPANCY CERTIFICATION UNDER THE PROTECTING TENANTS AT FORECLOSURE ACT 1. A bona fide tenant is a tenant under a bona fide lease. A"bona fide"lease is considered a bona fide lease only if: (a) the mortgagor(or the child, spouse, or parent of the mortgagor)under the contract (lease) is not the tenant; (b) the lease or tenancy was the result of an aims-length transaction; and (c) the lease or tenancy requires the receipt of rent that is not substantially less than fair market rent for the property or the unit's rent is reduced or subsidized due to a Federal, State, or local subsidy. PTFA Section 702(b) (Note the Bridge Notice provides for a slightly different definition at 1 (a)). 2. Generally, the PTFA requires that the initial successor in interest (typically the Seller) provide a 90-day notice to vacate to a bona fide tenant of the foreclosed property j acquired by the successor in interest. If the tenant has an existing bona fide lease, the tenant may occupy the premises until the remaining term of the lease or 90 days after receipt of the 90-day notice,whichever is longer. However,the successor in interest may terminate the tenant's lease (even a lease for a greater remaining term than 90 days) if the successor in interest sells the unit to a purchaser who will occupy the unit as a primary residence, and the successor in interest provides 90-day notice to the tenant. PTFA Section 702 (a)(2). 3. Notice given under the PTFA is notice given as required by state law. 4. The effective date of the requirements of PTFA are May 20, 2009, however the original requirements for protection of tenants was found in the so called Stimulus Bill("ARRA") which had an effective date of February 17, 2009. i i Exhibit D-2 li EXHIBIT E ACQUISITION PROCESS Brooklyn Center NSP 3 Development Partner Acquisitions for NSP 3 Program with Twin Cities Community Land Bank as Intermediate Buyer Step NCST No. Timeline 1. Foreclosure redemption period ends. Over the next 2-4 weeks, Lender-Owner ensures house is vacant Day 1 and secured. No properly should be purchased if a bona fide tenant will be displaced as a direct result of acquisition for an NSP-assisted activity. Lender must certify compliance with tenant protections under ARRA. 24 CFR 42.305 -42.350,42 USC 5304(d),49 CFR 24.2(a)(15) 2. Lender e-mails the foreclosed property addresses to NCST. NCST provides list of properties in zip codes identified by the buyer in REO Match.Each developer has been assigned a login and password for REO Match. 3. Developers must indicate interest in inspecting the property within 24 hours from the time a new property is listed in REO Match. ( 5 days 4. Developer coordinates access to the property through Lender's REO Manager/Agent listed in REO Match. y 5. After inspection, but within 5 business days of date property is posted, the interested Developer is required to return to REO Match and indicate if it wants to receive pricing for each inspected property. 6. NOTE: Developers are responsible for final verification that properties selected for pricing are within NSP 3 eligible areas or will qualify for any other development programs for which they currently have funding. 7. Lender obtains FMV estimate and makes appropriate adjustments to equal Lenders Adjusted Price. Day 6 NCST posts Lender's Adjusted Price to REO Match. 8. Each Developer has 24 hours from the time pricing is posted to accept pricing. In the event more than 1 Day 7 Developer is interested in a property, priority will be as follows: 1) Brooklyn Center Building and Community Standards Department 2)Nonprofit developers 3)Private developers 4)Nonprofit developer buying for a Private developer. If more than one Developer in any category is interested in a property. A lottery system will be used to determine what order the development partners will be given priority in purchasing the property. Developer must also send an email to inf6mnpls@tcclandbank.org to confirm acceptance of pricing. This email is binding. 9. At the time of e-mail acceptance of Lender/seller's price, Developer sends assignment to the appraiser, Day 8 along with a URA scope of work(An appraisal is needed even if the parcel will be donated.But note: If the anticipated value does not exceed $25,000,review of available data by a person qualified to make the valuation may be substituted for an appraisal. If Lender already has a URA appraisal meeting NSP requirements, another appraisal is not required so long as the NCST Purchase Agreement will be signed within 60 days from the Lender's appraisal date.) Exhibit E Step NCST No. Timeline 10. At the time of e-mail acceptance of Lender/seller's price, Developer is responsible for completing the NSP Initial Property Set-up form and submitting it to Tonja West-Hafner at tonia.k.west- hafner@hennepin.co.mn.us (cc: Jesse Anderson at jandeison @ci.brooklyn-center.mn.us). Ms. West- Hafner will order the appraisal,environmental review,and lead paint inspection(pre-1978 homes). 11. Developer receives and reviews URA appraisal and determines whether or not to buy property at Lender's Adjusted Price which cannot exceed URA appraisal value less (minimum) 1 percent discount. If approval from State Historic Preservation Office staff has not been received at this point, offer must be conditional. 12. TCCLB receives executed NCST Purchase Agreement and signed Seller's Occupancy Certificate from Day 10 Lender. 13. At the time of e-mail acceptance of Lender/seller's price, TCCLB obtains title work and verifies that Lender will pass marketable title. Developer to send earnest money to Land Title within 1 business day TCCLB schedules concurrent purchase and resale closings with Title Company. Title Company sends confirmation closings are scheduled to all parties. 14. TCCLB processes resale purchase agreement and forwards to Developer for review and signature. 15. Lender and Land Title prepare NCST closing package. TCCLB and Land Title prepare resale closing Day 18 package. 16. Upon verification of receipt of all required documentation, including SHPO approvals, scheduled closing date is confirmed with Title Company and TCCLB and Developer proceed to purchase and resale closings. 17. Upon verification of receipt of all required documentation, including SHPO approvals, scheduled Day 20 closing date is confirmed with Title Company and TCCLB and Developer proceed to purchase and resale closings. 18. Developer now owns selected property. Day 30 DEFINITIONS OF ABBREVIATIONS FMV Fair Market Value NCST National Community Stabilization Trust NSP Neighborhood Stabilization Program SHPO State Historic Preservation Office TCCLB Twin Cities Community Land Bank LLC URA Uniform Relocation Act i Exhibit E i EXHIBIT F FORM PURCHASE AGREEMENT NSP 3 PURCHASE AGREEMENT (Rehabilitation and Redevelopment Programs) See Attachment IV EXHIBIT G I. CERTIFICATION REGARDING LOBBYING Before EDA releases any of the funds covered by this Agreement, TCC Land Bank shall sign the following certification statement in accordance with the requirements of 24 CFR 570.611, 24 CFR 85.36, and 24 CFR 84.42: The undersigned hereby certifies,to the best of his or her knowledge and belief,that: (1) NO FEDERAL APPROPRIATED FUNDS HAVE BEEN PAID, OR WILL BE PAID, BY -OR ON BEHALF OF THE UNDERSIGNED, TO ANY PERSON FOR INFLUENCING OR ATTEMPTING TO INFLUENCE AN OFFICER OR EMPLOYEE OF AN AGENCY, A MEMBER OF CONGRESS, AN OFFICER OR AN EMPLOYEE OF CONGRESS, OR AN EMPLOYEE OF A MEMBER OF CONGRESS IN CONNECTION WITH THE AWARDING OF ANY FEDERAL CONTRACT, THE MAKING OF ANY FEDERAL GRANT, THE MAKING OF ANY FEDERAL LOAN, THE ENTERING INTO OF ANY COOPERATIVE AGREEMENT, AND THE EXTENSION, CONTINUATION, RENEWAL, AMENDMENT, OR MODIFICATION OF ANY FEDERAL CONTRACT, GRANT, LOAN, OR COOPERATIVE AGREEMENT. (2) IF ANY FUNDS OTHER THAN FEDERAL APPROPRIATED FUNDS HAVE BEEN PAID OR WILL BE PAID TO ANY PERSON FOR INFLUENCING OR ATTEMPTING TO INFLUENCE AN OFFICER OR EMPLOYEE OF AN AGENCY, A MEMBER OF CONGRESS, AN OFFICER OR AN EMPLOYEE OF CONGRESS, OR AN EMPLOYEE OF A MEMBER OF CONGRESS IN CONNECTION WITH THIS FEDERAL CONTRACT, GRANT, LOAN, OR COOPERATIVE AGREEMENT, THE UNDERSIGNED SHALL COMPLETE AND SUBMIT STANDARD FORM LLL, "DISCLOSURE FORM TO REPORT LOBBYING," IN ACCORDANCE WITH ITS INSTRUCTIONS. (3) THE UNDERSIGNED SHALL REQUIRE THAT THE LANGUAGE OF THIS CERTIFICATION BE INCLUDED IN THE AWARD DOCUMENTS ALL SUB- AWARDS AT ALL TIERS (INCLUDING SUB-CONTRACTS, SUB-GRANTS, AND CONTRACTS UNDER GRANTS, LOANS, AND COOPERATIVE AGREEMENTS) AND THAT ALL SUB-RECIPIENTS SHALL CERTIFY AND DISCLOSE ACCORDINGLY. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31,U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than$10,000 and not more than$100,000 for each such failure. IN WITNESS WHEREOF, I have set my hand this (date) By: Name: Title: FOR: Twin Cities Community Land Bank LLC ("TCC Land Bank") (organization) II. CERTIFICATION REGARDING DEBARMENT Before EDA releases any of the funds covered by this Agreement, TCC Land Bank shall sign the following certification statement: Certification Regarding Debarment, Suspension, and Other Responsibility Matters Primary Covered Transactions This certification is required by the regulations implementing Executive Order 12549, Debarment and Suspension, 29 CFR Part 98, § 98.510, Participants' responsibilities. The regulations were published as Part VIII of the May 26, 1988 Federal Register (pages 19160— 19211). AS THE DULY AUTHORIZED REPRESENTATIVE OF THE APPLICANT, I CERTIFY, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THAT NEITHER THE APPLICANT NOR ANY OF THE PRINCIPALS: (1) ARE PRESENTLY DEBARRED, SUSPENDED, PROPOSED FOR DEBARMENT, DECLARED INELIGIBLE, OR VOLUNTARILY EXCLUDED FROM COVERED TRANSACTIONS BY ANY FEDERAL DEPARTMENT OR AGENCY. (2) HAS, WITHIN A THREE-YEAR PERIOD PRECEDING THIS APPLICATION, BEEN CONVICTED OF, OR HAD A CIVIL JUDGMENT ENTERED AGAINST THEM FOR COMMISSION OF FRAUD OR OTHER CRIMINAL OFFENSE IN CONNECTION WITH OBTAINING, ATTEMPTING TO OBTAIN, OR PERFORMING A PUBLIC (FEDERAL, STATE OR LOCAL) TRANSACTION OR CONTRACT UNDER A PUBLIC TRANSACTION; VIOLATION OF FEDERAL OR STATE ANTITRUST STATUTES OR COMMISSION OF EMBEZZLEMENT, THEFT, FORGERY, BRIBERY, FALSIFICATION OR DESTRUCTION OR RECORDS, MAKING FALSE STATEMENTS, OR RECEIVING STOLEN PROPERTY. (3) IS PRESENTLY INDICTED FOR OR OTHERWISE CRIMINALLY OR CIVILLY CHARGED BY A GOVERNMENTAL ENTITY (FEDERAL, STATE OR LOCAL) WITH COMMISSION OF ANY OF THE OFFENSES ENUMERATED IN PARAGRAPH (2) (B) OF THIS CERTIFICATION. i i (4) HAS NOT, WITHIN A THREE-YEAR PERIOD PRECEDING THIS APPLICATION, HAD ONE OR MORE PUBLIC TRANSACTIONS (FEDERAL, STATE OR LOCAL) TERMINATED FOR CAUSE OR DEFAULT. (5) WHERE THE APPLICANT IS UNABLE TO CERTIFY TO ANY OF THE STATEMENTS IN THIS CERTIFICATION, HE OR SHE SHALL ATTACH AN EXPLANATION TO THIS APPLICATION. (6) THE UNDERSIGNED SHALL REQUIRE THAT THE LANGUAGE OF THIS CERTIFICATION BE INCLUDED IN ALL SUBCONTRACT AWARDS PURSUANT TO THIS CONTRACT AND AGREES TO REQUIRE ANY SUCH SUB- CONTRACTORS TO SIGN A DEBARMENT CERTIFICATION. (Name and Title of Authorized Representative) (Signature) 1 Attachment III—Memorandum of Understanding with NCST rNational Community Stabilization Trust 132543 Street,NVI,Sulta 900 • Washing ton,DC 20005.3100 • p:(202) 2202300 • f;(202) 376-2600 lifentoranduin of Understanding August 28,2009 INVin Cities Community Land Bank LLC 515.1"Avemic,NE Minneapolis,Minnesota 55413 Attn:Thomas Fulton Re.- National Community Stabilization Trust,LLC("Stabilization 1,:ust") Memorandum of Understanding Relating to REO Acquisition Program ("Acquisition Program")—Buyer Community Coordinator Dcar Mr.Fulton: We are pleased to forward to you the attached Acquisition Program Guidelines under which you, as buyer C'Buyer" and for the purposes of this MOU, you shall be also referred to as the "Conununity Coordinato•) have agreed to particilmto with the Stabilization Trust as a qualified buyer in the Acquisition Program outlined more Completely in the attached Acquisition Program Guidelines. no purpose of this letter is to express our appreciation with your agreement to work N,.ith the Stabilization Trust in this Acquisition Program, Although the document Indicates"Doft"Jit shall serve es our agreement.We anticipate that the terms of the Acquisition Program Guidelines will be ultimately incorporated into an agrmnerit of understanding,as may be necessary in the future. Preliminarily, however, it is our hope that you will aclatowled-C,O the terms of the Acquisition Program Guidelines with the Stabilization Trust by signing the aeceplance below. As we discussed,upon your acceptance,we will immediately commence our involvement with you as an eligible Buyer under the First Look Purchase Program outlined in Appendix I in the attached Acquisition Program Guidelines as well as under the Targeted I of3 National Community Stabilization Trust 1325 0 Siroot,NW,Suilo 800 WDAIngton,DC 20005,3100 • pt(2021 220.23DO (2021 '376.2600 BA Purchase ProV=.We also understand that you will be acting as the Community Coordinator,on behalf of certain buyers you represent or v4th whom you are affiliated in connection Nvith the Acquisition Program,("Community Partners)and to whom you will be selling propc[ties you intend to acquire pursuant to the Program Guidelines. A description of the duties and rights of the Conununity Coordinator are set forth on Appendix H,"Description of Community Coordinator Role'. You have also Indicated to us that you may assign and delegate tc the Connitunity Partners certain obligations under the ProVarn Guidelines relating to inspection and due diligence work. This assigrunent and delegation and any subsequent sale shall at all tunes be consistent with and in according to the terms of the Program Guidelines and shall not In any way release you from your responsibilities under this MOU or the under the Program Guidelines. 71is agreentent may be executed in any number of counterparts,each of which shall be deemed to be an original,but all of which shall constitute one and the same instrumcat, Delivery of an executed counterpart of a signature page of this agreement by facsimile transmission or electronic transtnission(e.g.,"pdf'or"tit I shall be effective as delivery of an original executed counterpart of this agreement.Upon request,by us or by you an original executed counterpart of this agreement will be sent to the party requesting it. We look fonvard to out association NNith,you in this very Important effort in helping to stabilize our neighborhoods. Very lady yours, National Coaunimity Stabilization Trust, LLC,a Dclaware limited liability Company By: s-A M Its, 2 of 3 / ` Na*"on—' _—. —, _—'ty Stabilization Trust mx5ms`sm`^NW,ev|mono , uma,/"$.w�occomm'x1uo " p:(202) 220-2300 ~ k( V ) 376-26376-2600 o �oo ACCEPTANCE: The do with the t*onu of the ntmchxed Acquisition Program (3u(dnDuoo and agrees to proceed xitk and eouae all Community Paduom to comply and pu*eud with the 8cguioh|uu yxo8m/u 0o\dolkmo in connection NNiUh all Eligible Properties and(lie Mi 'WcSellers- Date: Twin Cities Community Land Bank LUC u Minnesota non-profit limited liability company By. 1110MUN P.Fulton Its, Chair ' < 3of3 ( | � National Community Stabilization Trust 1325 G Street,NW,Suite 800 • V1t-Woston,DC 200094100 • p:(202) 220.2300 • is(202) 376.2600 APPMIX I PROGRAM GWDELIN'ES i .APPENDIX I-I National Community Stabilization Trust REO Acquisition Program Guidelines for Buyers Discussion Draft Disclaimer: The foPotving Term Sheet is provided for convenience only and does not constitute a commitment to purchase or soli any property and shall not create o binding o0egally enforceable obligollon on the Nollonal Community Stabilization Trust(the"Stobllizotion Trust'`')or any other potty in any way,unless otherwise agreed to by the parties, The terms contained herein are of a summary nature and are not all-inclusive.The activities and polities of the Stobi/izolion Trust will be governed by the legal documents to be execured by padles to the Stabilization Trust and reference is made to such documents for definitive descriptions of the Stabilization Trust and its activities. Ovcrvlcm, This Term Sheet outlines the foreclosed property J real estate owned ("REO")Acquisition Program(the"Acquisition Program")of the National Community Stabilization Trust("NCST"or the"Stabllizatlon Trust"). The purpose of the Acquisition Program is to provide an efficient and cost- effective mechanism for transferring vacant and foreclosed properties from lenders,servitors and Investors and GSEs qualified under the terms of the Acquisition Program Guidelines (the "Sellers"), to potential purchasers qualified under the terms of the Acquisition Program Guidelines applicable(the"Buyers"), who may Witting on behalf of a local collaborative effort including local or state community development corporations or other non-profit entities,local government agencies(municipalities,counties and states),for profit developers and Individuals, as appropriate working to stabilize targeted communities (the "local Programs"). By creating a single source structure toe the transfer of property, the Stabilizatlon Trust provides a pipeline of properties based on criteria provided by the Buyers on behalf of their total Programs, The Acquisition Program provides Buyers with either(a)a tight of first offer to purchase REO properties on an ongoing•basis located in targeted communities from Sellers prior to their being listed through traditional REO sale procedures (the "First look Program")or (b)a bulk purchase program for purchasing significant numbers of currently-listed ptOpertlei located In communities heavily affected by the foreclosure crisis(the"Targeted Hulk Purchase Program"). The Acquisition Program will provide efficient ways to transfer dusters of properties In vulnerable communities for rehabiiltation as part of a comprehensive neighborhood stabiligWon strategy. Procedures, policies and agreements for both programs are described herein. The Stabilization Trust has developed a standardized transfer mechanism for offering, selling, and closing vacant REO properties with accepted procedures,limeframes,and documents. The Acquisition Program establishes the basis for fair and transparent prlclirig between the Buyers and the Sellers, mitigating,a critical Issue associated with the transfer of properties In targeted areas -- the valuation of REO and otherwise distressed properties In volatile and declining housing markets. The Acquisition Program provides a standardized mechanism for the Page 1 of 11 expedited and flekibie transfer of distressed properties. The Stabilization Trust has both a high level of execution expertise and established relationships with Sellers. Through the participation in the Acquisition Program, Buyers gain the benefit of dealing with a single entity on a national level to develop a format and pipeline for purchasing properties in multiple communities. Furthermore the Acquisition Program has established standardized procedures, documents, and closing proceduros with multiple Sellers,creating an efficient structure, allowing the Buyers and Local Programs to focus their resources within their respective communities. The Acquisition Program is a general framework wrhiclt Is used for an ongoing series of transactions In states and communities across the country. The Acquisition ProF..ram has been designed to meet the requirements of and to be used in combination with monles that may be available to states and localities through the HUD Neighborhood Stabilization Program ("NSP") and related Housing and Economic Recovery Act of 2W8 (H.R. 3221), and the Stabilization Trust has been working closely with HUD on Implementation of the NSP program. The Stabilization Trust expects to continue to enter into Memoranda of Understanding with additional Buyers for implementation of the Acquisition Program to support their Local Programs pursuant to the terms de-scrlbed herein. 'the Stabilization Trust works closely with its sponsor organizations (Enterprise Community Partners, the Local Initiatives Support Corporation/LiSC,the Housing Partnership Network E and NeighborWorks America)in Implementing the Acquisition Program with Buyers to support their Local Programs. Role of the_St abitization Trust _ The SiablGzation Trust w111 l provide services to assist selec'i-e Buyers and In the Acquisition Program sellers in arranging the transfer of properties. Such services will Include but not be limited to: establishment of pro and post purchase procedures; coordination of offers for the sale/purchase of REO properties; consolidation and distribution of Information; assistance with coordination of closing processes;and In some cases,providing the financing necessary for the purchase of certain properties. The Stabilization Trust Is In the process of refining the Acquisition Program end the services It will provide,and setting a timeline for the implementation of various services, The Stabilization Trust will provide assistance In coordinating the prmss but will not act as a retail broker for Individual transactions orwlth end users/owner-occupants. Local Programs and their The Stabilization Trust's Acquisition Program will be operated with Local Eliglble lvryers Programs who are generally comprised of a coordinated group of community development housing organizations, public-private partnerships, units of local government, of other qualified entities, which may include collaborations of non-profit developers and other chathable organizations, "mission.driven" for-profit developers,private Page 2 of 11 contractors, and local governmental organizations In their Local Programs that: are located in targeted communities particularly hard-hit by the foreclosure crisis. Such areas display high Concentrations of REO properties, Increaft vacancy rates, slow absorption of homes on the market, declining home values, Increasing signs of blight,and increasing evidence of abandonment; currently have sufficient capacity to handle the acquisition of portfolios of REO properties;and have the ability to determine market pricing on an on-going basis. The local Program, in coordination with the Stabilization Trust's Sponsors as appropriate, will be responsible for determining which entitles are ,appropriate for participation within each targeted community. Additionally,the local Program,in coordination with the Stabilization Trust's Sponsors as appropriate,will Identify a single buyer in a targeted community who will be responsible for acquiring properties on behalf of the local Program through the Trust Acquisition Programs. The Buyer of a Local Program will oftentimes convey propertles they acquired on behalf of the other participants in the total Program through a second transaction. Buyers will be required to be p(e-qualified by the Stabilization Trust and the Stabilization Trust Sponsor to participate In the Acquisition Program. �.__W-..:=______.�._._. .—tru– —_- Requirements afbuyers: Buyers will be required to implement the necessary infrastructure within Acquisition Capacity their Local Program fcr the successful participation in the Stabilization Trust's Acquisition Program. This Includes ensuring the buyers on behalf of their Local Programs have sufficient capacity for the evaluation and purchase of multiplo properties through both the First Look Program and Targeted Bulk Purchase Program. This Capacity includes the ability to perform property inspections and valuations, and to complete the transfer of the properties pursuant to the Acquisition Program buyer agreements,etc. Requirements of buyers: The Buyer will be responsible for the establishment of a baseline Local Markets understanding of their respective local real estate and property market, to include but not limited to: determining what local legal and tax considerations will be relevant for transactions will)the Acquisition Program;anti determining historic,current and projected local residential market trends. The Buyer w111 be responsible for the ongoing monitoring of local markets and for the provision and review of local market reports to the Stabilization Trust. Requirements of Buyors: The Buyer will updates Pipeline through the Stabilization Trust's pipeline reports on a periodic basis. These reports shall contain but not be limited to: expectation of periodic volume of properties anticipated to be Page 3 of it acquired by the Buyer on behalf of their local Programs;and general requirements of property tharactedstics. Requlrernents of 6 try ers; The Buyer will be required to establish the necessary infrastructure Disposition Capacity vrithin their Local Program for the successful participation In the Acquisition Program.This includes: ensuring the applicable Local Program within the targeted community 'has the necessary Infrastructure for the management of a large volume of properties, Including rehabilitation, disposition strategies, property sales and marketing,asset management,etc.;and knowledge of local affordable housing markets including,affordable financing programs, redevelopment and rehabilitation programs and resources necessary to move purchased REO properties from vacancy to rehabilitated occupied properties, Eligible Sobers The kcqulsition Program works with any Sellers that have or anticipate having: concentrations of REO properties In targeted communities;and the ability to sell properties under such terms and conditions that meet the requirements of the HUD NSP Property Acquisition Guidelines. The participating Sellers will; agree to participate with the Stabliization Trust in the Acquisition Program and regularly, offer properties pursuant to the Acquisition Program Guidelines applicable to their agreement vrth the Stabilization Trust; supply all Stabilization Trust-requested Information on REO properties offered for sale and disclose any known conditions of the properties as required by law;and I provide estimates to the Stabilization Trust of the anticipated volume of properties that may enter foreclosure in the targeted communities In order to assist the Stabilization Trust In planning activities and program volume in connection with or relating to the Acquisition Program. Eligible Property In general,vacant and foreclosed property with clear and marketable title will be purchased by the Buyei on an as-15 basis. The Buyer wall be required to provide the Stabilization Trust with descriptions of property and portfolio characteristics Including both those that are threshold minimum requirements and those that are desirable. Such characteristics Will Include but not be limited to: location,size,condition,Value range,proximity to other REO properties, etc. The StAllization Trust will coordinate with the Sellers on behalf of the Buyer regarding;,these characterlstics. As a part of the sales process,Sellers will be required to fully disclose property characteristics requested by the Buyer and provide updates,as appropriate. Page 4 of 11 The Stabilization Trust will identify exceptions to the Olgibie property criteria and,on a case by case basis, consider property that does not meet the criteria(i.e,,occupied,title issues,foreclosure in process,etc.). Valuation Procedures and a part of the Acquisition Program,Buyers and Sellers will agree to use Pricing standardized valuation procedures.in order to promote quick and efficient transactions, The desire for expedited transactions requires that the valuation process be open and transparent. Buyers and Sellers will share information regarding the properties in question. Sellers will grant access to properties for Inspection by Buyers or their agents. Both Buyers and Sellers will also share information about property history, property conditions,and local market conditions. In ndditlon to agreeing to an open valuation process,Buyers and Sellers will agree that pikes should reflect a number of factors beyond standard appraisals. Prices should reflect current total market conditions, Including such possible conditions as declIning home values,long holding periods, and increased vacancies, Prides should also be adjusted for required rehabiiitation costs, the cost of capital Invested In the ,i properties, and other holding costs, such as taxes and insurance, maintenance, and administrative overhead during a potentially prolonged holding period. Prfangandtonsidcratlon In general, Buyers are expected to purchase property on an ail-rash basis. Closing it is anticipated that Buyers will execute direct purchase contracts with Sellers. The Stabilization Trust has established standard form purchase agreements for the Acquishion Program. Buyers may acquire properties through the Acquisition Program for other entities within their Local Program, and may have subsequent transactions to transfer these properties, [the Stabilization Trust may contract with a national title company to coordinate efficient closings.) [Scilers may represent and warrant clean title(marketable or Insurable) to expedite the dosing date,) First Look.Program Appendix i outlines the details of the First Look Program to govem transactions between Buyers and Sellers. The First Look Program will give Buyers the opportunity to purchase foreclosed properties before they are listed for sate through traditional mechanisms. The First Look Program gives Buyers the ability to purchase foreclosed properties In targeted communities immediately after the completion of the foreclosure process, with purchase prices that reflect savings on expenses associated with holding periods and other Seller expenses. Targeted Bulk Purchase Appendix Il outlines the details of the Targeted Bulk Purchase Program Program to govern transactions between Buyers and Sellers. The Targeted Bulk Purchase Program vAll give Buyers the opportunity to purchase groupings of listed aged properties In targeted communities. This program allows Buyers to acquire properties In areas with high concentrations of RE4 properties. Page 5 of 11 National Community Stabilization Trust REO Acquisition Program--First Look Program Appendix 1 Objective and Overvie-rr of the The First Look Program is designed to expedite the transfer process of First Look Program REO properties. This program will facilitate efficient transactions by establishing a transparent price offer and acceptance process that will reduce and eliminate unnecessarily lengthy negotiations. Under the First Look Program,Sellers will exclusively offer for sale to Buyers, via the Stabilisation Trust (substantially all of) the eligible properties within the Identified geographical area meeting the Criteria provided by the Buyers via the Stabilization Trust for an agreed upon period. The Buyers will be provided the opportunity to accept an offer on a foreclosed property after the foreclosure process is complete(and any redemption period Its expired) and the property is vacated, but before the Seller lists the property through a traditional mechanism(the "First took Period"), During,this First Look Period,the Seller will provide the Buyer(a)physical access to the property for inspection,and(b)the offer of a sale price for the property,which the Buyer will promptly accept,decline or counter. Additionally,the three parties(the Seller the Buyer and the Stabilization Trust)will,prior to consummating transactions on individual properties within a specific market J target area, establish a common understanding of the local property market(s). It Is intended that the transparency created by sharing pricing methodologies and establishing a common understanding of the local property market(s) will reduce the length of negotiations for the two parties (the Seller and the Buyer) to alloy for a greater volume of transactions In as short a time as possible. Pre. is uses by Stabilization Pie-qualify Buyers­for First Look Program participation and enter Trust and its Stabilization into an agreement with Buyers establishing the terms and Trust Sponsors Prior to offer conditions of the Stabilization Trust's services and Buyers' from Sellers under First Look obligations, Program Certification of the Buyers' financial capacity to complete the transfer. In the case of acqulsition financing provided by the Stabilization Trust, approval of the Buyers as an eligible recipient of financing. Provide information to Sellers including: i Geographic areas of concentration and focus of the Buyers through the Stabilization Trust (e.g. zip codes, census tracts,etc.). ' Criteria for selection of property in each selected geography(e.g.SFH,vacancy status,etc.). Expected volume and capacity by area, Page 6 of 11 It is expected that the Stabilization Trust will play a role In facilitating the ongoing data exchange,and may assist in further refining the property criteria on behalf of the Seller and Buyer(i.e.Buyer's target area may be set by boundaries Incongruous with zip code boundaries), t.ocalization of this program's standardized procedures,documents, and closing procedures for applicable local market practices, laws and regulations. - � -________..- - � _ _-_..__n.._..�_- Procedures for 5ulter Offering 'the Seiler will provide an ongoing fisting of t+valiabio properties of REO Properties and Buyer within(•)days of the eligible vacant property being secured by Responding to Offer the Seiler. This will include addresses, available Inspection dates and other available upfront property Information. The Seller will grant access to the property for Inspection by the Buyer In accordance with standard offering procedures for a period of (5) business dayY. This access will typically be provided once the vacant property has been secured by the Seller,and will occur concurrently with the Seller's agents(i.e. property appraisers, etc.} accessing the property for the purposes of determining the property value. The Buyer will be responsible(or any preliminary property reviews Including formal or Informal Inspections during this property Inspection period. `the Buyer will be responsible for their own determination of property values,This should be completed in anticipation of the Seller's first offer. In establishing Its offer price('Offer Price")to the Buyer through the Stabilization Trust, the Seiler will provide the following Information: Seller's Eselmote of Fair Market Votue of the Property as of the dole of the offering. Seller will provide Its Estimated Fair Market Value,the methodology used to derive the estimate (Le.,BPD, full appralsal, AVtvI, etc.), and the date of the last update to said estimate. Such Seller's estimate would be the price that the Seller would have listed the properties for sale through traditional sales methods. Seller will provide a reasonable level of Information to the Stabilization Trust on the basis of the Seller's estimate. Seller's 0#,cr Price for the Property os of the dote of the offering, The Stabilization Trust anticipates that the Offer Price will represent an odlustment to the price that Incorporates several factors. The first factor is the savings associated with using this transaction type instead of a traditional market listing Including: (1) reduced sales and marketing costs,(2)avoided property rehabilitation and maintenance costs,(3) avoided taxes and insurance expenses,and(a)any other one-time and holding costs avoided.The second factor is the benefit of an expeditious sale in the specific local market (which depending on the local market conditions may be a Page 7 of 11 volatile and declining market with indeterminate holding periods). The third factor Is the Impact on net present value of receiving cash payments earlier than an expected safe through traditional means. Buyer understands that some calculations outlined above may be proprietary and that the Seller may not be able to disclose all adjustments to the Offer Price in an explicit manner. The Seller will,at a minimum,Indicate:(1)the Estimated Pair Market Value, (2) the total of any adjustments made to the sales price (and explicitly outline which adjustments were and were not included), (3)the estimated holding time had a traditional market listing been utilized, and (4) the corresponding Total Adjusted Sales Price. Upon receipt of an-offer from the Seller, the Buyer, through the Stabilization Trust,veil I promptly respond [same day or next business day)with an acceptance,counter offer,or declination. The Seller will make a best effort to respond to any reasonable counter offers during the First look Period. Upon acceptance of an offer from the Buyer through the f Stabilization Trust, Seller will sign the Stabilization Trust's standard form of purchase contract and provide reasonable assistance to move diligently to closing(within 15 to 30 days). It Is anticipated that the acceptance of any offer made by the Buyer through the Stabilization Trust will be to purchase the property on an all cash basis, Assuming the Buyer confirms Its Interest in the property and meets the timelines associated with property inspection and response to offers, the Seller will hold the property off the market and will not offer for sale the properly through any other sales channel. As the Seller's Offer Price (as outlined above) will be less than the Setli-i's Estimate of Fair Market Value,Seller will explicitly represent that the Seller's Offer Price Is consistent with the provisions of the HUD NSP Property AuAuisition Guidelines (although the Buyer will need to determine if the level of price adjustment Is compliant with the guidelines for their total program). if the ouy&s response to the Seller's Offer Price(as outlined above)is a counter offer, the Buyer wiil provide detailed information on the rationale of such counter offer,which may Include,(1)the information associated with due diligence performed by the Buyer --for example, the Buyer's property inspection may have Identified a structural Issue with the property(e.g, fault with foundation,etc.)that may have been overlooked by the Seller's property inspection, and (2) any material differences In the property's value relativie to comparables Identified by a third-party valuation commissioned by the Buyer. Page 8 of 11 i National Community Stabilization Trust RECI Acquisition Program—Targeted Bulk Purchase Program Appendix 11 Objective and Overview of the The Targeted Bulk Purchase Program seeks to facilitate the site of Targeted Bulk Purchase significant numbers of REO properties in targeted areas that are Program currently for sale but hativ remained on the market for an extended period or are otherwise distressed. Targeted Bulk transactions offer the Buyers the benefit of reduced sales-associated costs as compared with traditional Market sales on a one-off basis. Under the Targeted Bulk Purchase Program,Sellers will offer for sale to Buyers,via the Stabilization Trust eligible properties within the identified geographical area meeting the ctiteda prohded by the Buyers through the Stabilization Trust, The Seller will provide the Buyer(a)physical access to the property for Inspection,and(b)the offer of a Sale price for the property,which the Buyer will promptly accept,decline or counter, Additionally, the three parties (the Seller, the Boyer, and the Stabilization Trust)whit,prior to consummating transactions on individual properties within a specific market/,target area, establish a common understanding of the local property market(s). Procedures by Siabilizatlon (same as first took Program in Appendix i of the Acquisition Program Trust and Its Stabilization Guidelines) Trust Sponsors Prior to Offer from Sellers under Targeted Bulk Purchase Program Procedures for Seller Offering The Seller will provide current fisting of available properties within of REO Properties and Buyer (•I days of request from the Buyer via the Stabilization T(ust. Responding to Offer This will Include addresses,available Inspection dates and other available upfront property information. The Buyer will Indicate which of these properties they will move forward with for Inspection within 11-2 business days)of having received the current listing of available properties. The Seiler Will grant access to the properties for inspection by the Buyer in accordance with standard offering procedures for a period of 15I business days. This access will typically be provided by the Seller's agents. The Buyer will confirm which properties they would like to receive an offer for from the Seller by the end of the property Inspection period. The Buyer will be responsible for any preliminary property reviews Including formal or Informal Inspections during this property Inspection period. Buyer will be responsible for their own determination of property values.This should be completed in anticipation of the Seller's first offer. In establishing its offer price(*Offer Price")to the Buyer through the Stablfization Trust, the Seller will provide the folloveing Page 9 of 11 i i information: 1. Srlkr's Estimate of fair Market Value of the Property os of the date of the offering. Seller will provide Its Estimated Pair Market Value, the methodology used to derive the estimate(I.e.,BPO,full appraisal,AVIA,etc.), and the date of the last update to said estimate. 11. Sellers Offer Price for the Property as of the date of the offering. The Stabilization Trust anticipates that the Offer Price will represent an adjustment to the price that Incorporates several factors. The first factor Is the savings associated with using this transaction type Instead of a continued market listing Including: (1) reduced sales and marketing costs(if any), (2)avoided property rehabilitation and maintenance costs, (3) avoided taxes and insurance expenses,and(4)any other one-time and holding costs avoided.The second factor is the benefit of an expeditious sale In the specific local market(which depending on the local market conditions may be a volatile and declining market with Indeterminate holding periods). The third factor is the Impact on net present value of receiving cash payments earlier than an expected sale through traditional means. III. Buyer understands that some calculations outlined above may be proprietary and that the Seller may not be able to disclose ail adjustments to the Offer Price in an explicit manner. The Seller will,at a minimum,indicate:(1)the Estimated fair Market Value, (2) the total of any adjustments made to the sales price (and explicitly outline which adjustments were and were not Included), (3)the esilmated holding time had a traditional market listing been utilized, and (4) the corresponding Total Adjusted Sales Price. i upon receipt of an offer from the Seller, the Buyer, through the Stabilitation Trust,vrill pro mptiy respond (same day or next business day)vAth an acceptance,counter offer,or declination. Seller will make a best effort to respond to any reasonable counteroffers. Upon acceptance of an offer from the Buyer through the Stabilization Trust, Seller,will sign the Stabilization Trust's standard form of purchase contract and provide reasonable assistance to move diligently to closing(viithln 15 to 30 days). it Is anticipated that the acceptance of any offer trade by the Buyer through the Stabilization Trust will be to purchase the properties on an all cash basis. ihC Seller will typically not be able to hold the property off the market until after confirming the receipt of an accepted offer from the Buyer, As the Seller's Offer Price tas outlined above) will be less than the Seller's Estimate of Pair Market Value,Seller will explicitly represent that the Seller's Offer Price Is consistent with the provisions of the HUD NSP i Page 10 of 11 i I i Property Acquisition Guidelines(although Buyer wilt need to determine If the level of price adjustment Is compliant with the guidelines for their local program), If the Buyer's response to the Seller's Offer Price(as outlined above)is a counteroffer,Buyer will provide detailed Information on the rationale of such counter offer, which may include.(1)the information associated with duo diligence performed by the Buyer—for example,the Buyer's property Inspection may have identified a structural issue with the property je.a, fault vrith foundation, etc.) that may have been overlooked by the Seller's property Inspection, and (2) any material differences in the property's value relative to comparables Identified by a third-party valuation commissioned by the Buyer, otscsnr2�cao vi o��t::.t_a i Page 11 of 11