HomeMy WebLinkAbout2013-082 CCR Member Dan Ryan introduced the following resolution and moved
its adoption:
RESOLUTION NO. 2013-82
RESOLUTION AUTHORIZING THE ISSUANCE OF REVENUE BONDS FOR
ODYSSEY ACADEMY PROJECT UNDER MINNESOTA STATUTES, SECTIONS
469.152 THROUGH 469.1655 AND APPROVING RELATED DOCUMENTS
WHEREAS, City of Brooklyn Center, Minnesota (the "City") is duly organized and
existing under the Constitution and laws of the State of Minnesota; and
WHEREAS, under the Minnesota Municipal Industrial Development Act, Minnesota
Statutes, Sections 469.152-469.1655, as amended (the "Act"), each city of the State of Minnesota,
including the City, is authorized to issue revenue bonds to finance, in whole or in part,the costs of the
acquisition, construction, improvement, or extension of revenue producing enterprises, whether or not
operated for profit; and
WHEREAS, ASG Brooklyn Center, a Minnesota nonprofit corporation (the
"Borrower"), has represented to the City that it is proposing to assist Odyssey Academy, a Minnesota
nonprofit corporation (the "School"), in the acquisition, renovation, construction and equipping of a
school building located at 6201 Noble Avenue North in the City, for use as a public charter schoolhouse
for kindergarten through grade eight(the"Schoolhouse"); and
WHEREAS, the Borrower has requested that the City issue one or more series of
revenue bonds to be designated Charter School Lease Revenue Bonds (Odyssey Academy Project) (the
"Bonds")and loan the proceeds derived from the sale of the Bonds to the Borrower,pursuant to the terms
of a Loan Agreement, dated on or after August 1,2013 (the"Loan Agreement"),between the City and the
Borrower to finance costs related to: (i) the acquisition, renovation, construction and equipping of the
Schoolhouse (the "Project"); (ii) funding certain reserve funds; (iii) the payment of a portion of the
interest on the Bonds; and(iv)the payment of the costs of issuing the Bonds; and
WHEREAS, the Schoolhouse will be owned by the Borrower and will be leased to
and operated by the School,and an operating public charter school; and
WHEREAS, the revenue bonds proposed to be issued by the City to finance the
Project will constitute revenue obligations secured solely by: (i) the revenues derived from the Loan
Agreement; (ii) a pledge and assignment of all School revenues, including money due to the School from
the State of Minnesota Lease Aid Payment Program(the "Program"); (iii) an agreement to pay all money
due to the School from the Program to a dedicated account subject to a monthly sweep to the trustee
accounts for the benefit of the holders of the revenue bonds; (iv) other revenues pledged to or otherwise
received by the Borrower, except for those revenues necessary for ordinary operational expenses and
required under Minnesota law; (v)a debt service reserve fund to be held by a trustee for the benefit of the
holders of the revenue bonds; (vi) a first mortgage and security agreement granted by the Borrower with
respect to the Project; and(vii)other security provided or arranged by the Borrower or the School; and
RESOLUTION NO. 2013-82
WHEREAS, under the terms of Section 147(f) of the Internal Revenue Code of 1986,
as amended (the "Code"), the revenue bonds may not be issued as tax-exempt bonds unless the City
Council of the City approves the revenue bonds after a public hearing following publication of a notice
published in accordance with the requirements of Section 147(f) of the Code and Treasury Regulations,
Section 5f.103-2; and
WHEREAS, following the publication of a notice (the "Public Notice") of a public
hearing in the Brooklyn Center Sun-Post, the official newspaper of the City on July 8, 2013, at least 14
days before the regularly-scheduled meeting of the City Council of the City on July 22, 2013, the City
Council conducted a public hearing at which a reasonable opportunity was provided for interested
individuals to express their views on the proposal to undertake and finance the Project and the proposed
issuance of the revenue bonds; and
WHEREAS, the Public Notice included a general description of the Project, the
maximum aggregate face amount of the revenue bonds to be issued with respect to the Project, the
identity of the initial owner, operator, or manager of the Project, the location of the Project by street
address, and a statement that a draft copy of the proposed application to Minnesota Department of
Employment and Economic Development ("DEED"), together with all attachments and exhibits, would
be available for inspection at the offices of the City; and
WHEREAS, the City Council conducted a public hearing this same date with respect
to the proposal to undertake and finance the Project and the issuance of the Bonds, as requested by the
Borrower;
NOW, THEREFORE, BE IT RESOLVED by the City Council (the "Council") of the
City of Brooklyn Center,Minnesota(the "City"),as follows:
1. For the purposes set forth above, there is hereby authorized the issuance, sale, and
delivery of one or more series of revenue bonds to be designated Charter School Lease Revenue Bonds
(Odyssey Academy Project), Series 2013 (the "Series 2013 Bonds" or the "Bonds"), of the City in an
original aggregate principal amount not to exceed $5,300,000 subject to the approval of the Project by
DEED, as required by the Act.
It is hereby found and determined that the Project furthers the purposes set forth in the Act and
the Project constitutes a"project"within the meaning of Section 469.153, subdivision 2(b)of the Act.
2. If the Series 2013 Bonds are issued in more than one series, the separate series shall be
separately designated in such manner as is deemed appropriate by the Mayor and City Clerk(collectively,
the "City Officials"), in their discretion. The Series 2013 Bonds shall be issued under the terms of an
Indenture of Trust, dated on or after August 1, 2013 (the "Indenture"), between the City and U.S. Bank
National Association, as trustee (the "Trustee"). The Series 2013 Bonds shall bear interest at fixed rates
established by the terms of the Indenture. The Series 2013 Bonds shall be designated, shall be numbered,
shall be dated, shall mature, shall be subject to redemption prior to maturity, shall be in such form, and
shall have such other terms, details, and provisions as are prescribed in the Indenture, in the form now on
file with the City, with the amendments referenced herein. The City hereby authorizes the Series 2013
Bonds to be issued as "tax-exempt bonds"the interest on which is excluded from gross income for federal
and State of Minnesota income tax purposes. Any separate series of Series 2013 Bonds may be issued as
"taxable bonds" if deemed necessary and appropriate by the City Officials and bond counsel.
RESOLUTION NO. 2013-82
All of the provisions of the Series 2013 Bonds, when executed as authorized herein, shall be
deemed to be a part of this resolution as fully and to the same extent as if incorporated verbatim herein
and shall be in full force and effect from the date of execution and delivery thereof. The Series 2013
Bonds shall be substantially in the forms in the Indenture on file with the City, which forms are hereby
approved,with such necessary and appropriate variations, omissions,and insertions(including changes to
the aggregate principal amount of each series of Series 2013 Bonds,the stated maturities of each series of
Series 2013 Bonds, the principal amount of Bonds maturing on each maturity date, the interest rates on
the Series 2013 Bonds,and the terms of redemption of the Series 2013 Bonds) as the City Officials, in
their discretion, shall determine, The execution of the Series 2013 Bonds with the manual or facsimile
signatures of the City Officials and the delivery of the Series 2013 Bonds by the City shall be conclusive
evidence of such determination.
3. The Series 2013. Bonds shall be special limited obligations of the City payable solely
from the revenues provided by the Borrower pursuant to the Loan Agreement and from the revenues and
security pledged, assigned, and granted pursuant to the following documents: (i) the Mortgage, Security
Agreement and Assignment of Rents, to be dated on or after August 1, 2013 (the "Mortgage"), from the
Borrower, as mortgagor, to the Trustee, as mortgagee; (ii) the Assignment of Lease, dated on or after
August 1, 2013 (the "Assignment"), from the Borrower, as assignor, to the Trustee, as assignee;and (iii)
the Pledge and Covenant Agreement, dated on or after August 1, 2013 (the "Pledge Agreement"), from
the School to the Trustee. The proceeds of the Bonds will be disbursed pursuant to a Disbursing
Agreement, dated on or after August 1, 2013 (the "Disbursing Agreement'), among the Borrower, the
Trustee, and a disbursing agent to be selected by the Borrower, and will be subject to the provisions of a
Tax Regulatory Agreement, dated on or after August 1, 2013 (the "Tax Regulatory Agreement"), among
the Borrower, the School and the Trustee. The City Council of the City hereby authorizes and directs the
City Officials to execute and deliver the Indenture to the Trustee, and hereby authorizes and directs the
execution of the Series 2013 Bonds in accordance with the terms of the Indenture, and hereby provides
that the Indenture shall provide the terms and conditions, covenants, rights, obligations, duties, and
agreements of the owners of the Series 2013 Bonds the City, the Trustee as set forth therein.
g �',
All of the provisions of the Indenture, when executed as authorized herein, shall be deemed to be
a part of this resolution as fully and to the same extent as if incorporated verbatim herein and shall be in
full force and effect from the date of execution and delivery thereof. The Indenture shall be substantially
in the form on file with the City, which is hereby approved, with such necessary and appropriate
variations, omissions, and insertions as do not materially change the substance thereof, or as the City
Officials, in their discretion, shall determine, and the execution thereof by the City Officials shall be
conclusive evidence of such determination.
4. The loan repayments to be made by the Borrower under the Loan Agreement are fixed to
produce revenues sufficient to provide for the prompt payment of principal of, premium, if any, and
interest on the Bonds issued under this resolution when due, and the Loan Agreement also provides that
the Borrower is required to pay all expenses of the operation and maintenance of the Project, including,
but without limitation, adequate insurance thereon and insurance against all liability for injury to persons
or property arising from the operation thereof, and all lawfully imposed taxes and special assessments
levied upon or with respect to the Project and payable during the term of the Loan Agreement.
RESOLUTION NO. 2013-82
5. As provided in the Loan Agreement, the Bonds shall not be payable from nor charged
upon any funds other than the revenue pledged to their payment, nor shall the City be subject to any
liability thereon, except as otherwise provided in this paragraph. No holder of the Bonds shall ever have
the right to compel any exercise by the City of any taxing powers to pay the Bonds or the interest or
premium thereon, or to enforce payment thereof against any property of the City except the interests of
the City in the Loan. Agreement and the revenues and assets thereunder, which will be assigned to the
Trustee under the terms of the Indenture. The Bonds shall recite that the Bonds are issued pursuant to the
Act, and that the Bonds, including interest and premium, if any, thereon, are payable solely from the
revenues and assets pledged to the payment thereof, and the Bonds shall not constitute a debt of the City
within the meaning of any constitutional, statutory or charter limitations.
6. The City Officials are hereby authorized and directed to execute and deliver the Loan
Agreement and a Bond Purchase Agreement, dated on or after August 1, 2013 (the "Bond Purchase
Agreement"and,together with the Loan Agreement,the Indenture,and the documents listed in Section 2,
the "Financing Documents") among the City, B.C. Ziegler (the "Underwriter"), the Borrower, and the
School. All of the provisions of the Loan Agreement and the Bond Purchase Agreement,when executed
and delivered as authorized herein, shall be deemed to be a part of this resolution as fully and to the same
extent as if incorporated verbatim herein and shall be in full force and effect from the date of execution
and delivery thereof. The Loan Agreement and the Bond Purchase Agreement shall be substantially in
the forms on file with the City which are hereby approved, with such omissions and insertions as do not
materially change the substance thereof, or as the City Officials, in their discretion, shall determine, and
the execution of the Loan Agreement and the Bond Purchase Agreement by the City Officials shall be
conclusive evidence of such determination.
7. The City hereby approves the Financing Documents in substantially the forms on file
with the City.
8. The City Officials and other officers, employees, and agents of the City are hereby
authorized to execute and deliver, on behalf of the City, the Financing Documents to which it is a party
and such other documents as are necessary or appropriate in connection with the issuance, sale, and
delivery of the Series 2013 Bonds, including various certificates of the City, the Information Return for
Tax-Exempt Private Activity Bond Issues, Form 8038, a certificate as to arbitrage and rebate, and similar
documents. The City hereby approves the execution and delivery by the Trustee of the Indenture and all
other instruments, certificates, and documents prepared in conjunction with the issuance of the Series
2013 Bonds that require execution by the Trustee. The Trustee is hereby appointed as Bond Registrar and
paying agent with respect to the Series 2013 Bonds. The City hereby authorizes Kennedy & Graven,
Chartered, as bond counsel of the City, to prepare, execute, and deliver its approving legal opinion with
respect to the Bonds.
9. The City has not participated in the preparation of the Preliminary Official Statement or
the Official Statement relating to the offer and sale of the Series 2013 Bonds (collectively, the "Official
Statement"),and has made no independent investigation with respect to the information contained therein
(other than with respect to information provided under the captions "THE ISSUER"and "ABSENCE OF
LITIGATION —Issuer," as it relates to the City), including the appendices thereto, and the City assumes
no responsibility for the sufficiency, accuracy, or completeness of such information. Subject to the
foregoing, the City hereby consents to the distribution and the use by the Underwriter of the Official
Statement in connection with the offer and sale of the Series 2013 Bonds.
RESOLUTION NO. 2013-82
The Official Statement is the sole material consented to by the City for use in connection with the offer
and sale of the Series 2013 Bonds. The City hereby approves the Continuing Disclosure Agreement,
dated on or after August 1, 2013 (the "Continuing Disclosure Agreement'), among the Borrower, the
School, and the Trustee, in the form now on file with the City, and hereby authorizes the Trustee to
execute and deliver the Continuing Disclosure Agreement.
10. Except as otherwise provided in this resolution, all rights, powers, and privileges
conferred and duties and liabilities imposed upon the City or the City Council by the provisions of this
resolution or of the aforementioned documents shall be exercised or performed by the City or by such
members of the City Council, or such officers, board, body, or agency thereof as may be required or
authorized by law to exercise such powers and to perform such duties.
No covenant, stipulation, obligation, or agreement. herein contained or contained in the
aforementioned documents shall be deemed to be a covenant, stipulation, obligation, or agreement of any
member of the City Council the City, or any officer, agent, or employee of the City in that person's
individual capacity, and neither the City Council of the City nor any officer or employee executing the
Series 2013 Bonds shall be liable personally on the Series 2013 Bonds or be subject to any personal
liability or accountability by reason of the issuance thereof.
No provision, covenant, or agreement contained in the aforementioned documents, the Series
2013 Bonds or in any other document relating to the Series 2013 Bonds, and no obligation therein or
herein imposed upon the City or the breach thereof, shall constitute or give rise to any pecuniary liability
of the City or any charge upon its general credit or taxing powers. In making the agreements,provisions,
covenants, and representations set forth in such documents, the City has not obligated itself to pay or
remit any funds or revenues, other than funds and revenues derived from the Loan Agreement which are
to be applied to the payment of the Series 2013 Bonds, as provided therein and in the Indenture.
11. Except as herein otherwise expressly provided, nothing in this resolution or in the
aforementioned documents expressed or implied, is intended or shall be construed to confer upon any
person or firm or corporation, other than the City or any holder of the Series 2013 Bonds issued under the
provisions of this resolution, any right, remedy, or claim, legal or equitable, under and by reason of this
resolution or any provisions hereof, this resolution, the aforementioned documents and all of their
provisions being intended to be and being for the sole and exclusive benefit of the City and any holder
from time to time of the Series 2013 Bonds issued under the provisions of this resolution.
12. In case any one or more of the provisions of this resolution, other than the provisions
contained in Section 4 hereof, or of the aforementioned documents, or of the Series 2013 Bonds issued
hereunder shall for any reason be held to be illegal or invalid, such illegality or invalidity shall not affect
any other provision of this resolution, or of the aforementioned documents, or of the Series 2013 Bonds,
but this resolution, the aforementioned documents and the Series 2013 Bonds shall be construed and
endorsed as if such illegal or invalid provisions had not been contained therein.
RESOLUTION NO. 2013-82
13. The Series 2013 Bonds, when executed and delivered,shall contain a recital that they are
issued pursuant to the Act, and such recital shall be conclusive evidence of the validity of the Series 2013
Bonds and the regularity of the issuance thereof, and that all acts, conditions, and things required by the
laws of the State of Minnesota relating to the adoption of this resolution, to the issuance of the Series
2013 Bonds, and to the execution of the aforementioned documents to happen, exist, and be performed
precedent to the execution of the aforementioned documents have happened, exist, and have been
performed as so required by law.
14. The officers of the City, bond counsel, other attorneys, engineers, and other agents or
employees of the City are hereby authorized to do all acts and things required of them by or in connection
with this resolution, the aforementioned documents,and the Series 2013 Bonds for the full, punctual, and
complete performance of all the terms, covenants, and agreements contained in the Series 2013 Bonds,
the aforementioned documents, and this resolution. In the event that for any reason any of the City
Officials is unable to carry out the execution of any of the documents or other acts provided herein, such
documents may be executed and such actions may be taken by any official or employee of the City or the
City delegated the duties of any such City Official with the same force and effect as if such documents
were executed and delivered by such City Official
15. The Borrower has agreed and it is hereby determined that any and all costs incurred by
the City in connection with the financing of the Project will be paid by the Borrower. It is understood and
agreed that the Borrower shall indemnify, defend and hold harmless the City against all liabilities, losses,
damages, costs and expenses (including attorney's fees and expenses incurred by the City) arising with
respect to the Project or the Bonds, as provided for and agreed to by and between the Borrower and the
City in the Loan Agreement.
16. This resolution shall be in full force and effect from and after its passage.
July 22, 2013 ��/� try
Date Mayor
ATTEST:
City Clerk
The motion,for the adoption of the foregoing resolution was duly seconded by member
Kris Lawrence-Anderson
and upon vote being taken thereon, the following voted in favor thereof:
Tim Willson, Carol Kleven, Kiis Lawrence-Anderson, and Dan Ryan;
and the following voted against the same: Lin Myszkowski;
whereupon said resolution was declared duly passed and adopted.