HomeMy WebLinkAbout2018 Brooklyn Center Mgmt Rpt
Management Report
for
City of Brooklyn Center, Minnesota
December 31, 2018
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C E R T I F I E D
A C C O U N T A N T S
P UBLIC
PRINCIPALS
Thomas A. Karnowski, CPA
Paul A. Radosevich, CPA
William J. Lauer, CPA
James H. Eichten, CPA
Aaron J. Nielsen, CPA
Victoria L. Holinka, CPA/CMA
Jaclyn M. Huegel, CPA
Malloy, Montague, Karnowski, Radosevich & Co., P.A.
5353 Wayzata Boulevard • Suite 410 • Minneapolis, MN 55416 • Phone: 952-545-0424 • Fax: 952-545-0569 • www.mmkr.com
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To the City Council and Management
City of Brooklyn Center, Minnesota
We have prepared this management report in conjunction with our audit of the City of Brooklyn Center,
Minnesota’s (the City) financial statements for the year ended December 31, 2018. We have organized
this report into the following sections:
• Audit Summary
• Governmental Funds Overview
• Enterprise Funds Overview
• Government-Wide Financial Statements
• Legislative Updates
• Accounting and Auditing Updates
We would be pleased to further discuss any of the information contained in this report or any other
concerns that you would like us to address. We would also like to express our thanks for the courtesy and
assistance extended to us during the course of our audit.
The purpose of this report is solely to provide those charged with governance of the City, management,
and those who have responsibility for oversight of the financial reporting process comments resulting
from our audit process and information relevant to city finances in Minnesota . Accordingly, this report is
not suitable for any other purpose.
Minneapolis, Minnesota
May 15, 2019
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AUDIT SUMMARY
The following is a summary of our audit work, key conclusions, and other information that we consider
important or that is required to be communicated to the City Council, administration, or those charged
with governance of the City.
OUR RESPONSIBILITY UNDER AUDITING STANDARDS GENERALLY ACCEPTED IN THE UNITED
STATES OF AMERICA, GOVERNMENT AUDITING STANDARDS, AND TITLE 2 U.S. CODE OF FEDERAL
REGULATIONS (CFR) PART 200, UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES,
AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS (UNIFORM GUIDANCE)
We have audited the financial statements of the governmental activities, the business-type activities, each
major fund, and the aggregate remaining fund information of the City as of and for the year ended
December 31, 2018. Professional standards require that we provide you with information about our
responsibilities under auditing standards generally accepted in the United States of America, Government
Auditing Standards, and the Uniform Guidance, as well as certain information related to the planned
scope and timing of our audit. We have communicated such information to you verbally and in our audit
engagement letter. Professional standards also require that we communicate the following information
related to our audit.
PLANNED SCOPE AND TIMING OF THE AUDIT
We performed the audit according to the planned scope and timing previously discussed and coordinated
in order to obtain sufficient audit evidence and complete an effective audit.
AUDIT OPINION AND FINDINGS
Based on our audit of the City’s financial statements for the year ended December 31, 2018:
• We have issued an unmodified opinion on the City’s basic financial statements. Our report
included a paragraph emphasizing the City’s implementation of Governmental Accounting
Standards Board (GASB) Statement No. 75, Accounting and Financial Reporting for
Postemployment Benefits Other Than Pensions during the year ended December 31, 2018. Our
opinion was not modified with respect to this matter.
• We reported no deficiencies in the City’s internal control over financial reporting that we
considered to be material weaknesses.
• The results of our testing disclosed no instances of noncompliance required to be reported under
Government Auditing Standards.
• We reported that the Schedule of Expenditures of Federal Awards is fairly stated, in all material
respects, in relation to the basic financial statements.
• The results of our tests indicate that the City has complied, in all material respects, with the types
of compliance requirements that could have a direct and material effect on each of its major
federal programs.
• We reported no deficiencies in the City’s internal controls over compliance that we considered to
be material weaknesses with the types of compliance requirements that could have a direct and
material effect on each of its major federal programs.
• We reported no findings based on our testing of the City’s compliance with Minnesota laws and
regulations.
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GENERAL COMMENTS AND RECOMMENDATIONS
Written Cash Management and Allowable Costs Financial Management Procedures for Uniform
Guidance
2 CFR § 200.302(b) (6) and (7) requires the City to have written cash management and allowable cost
procedures, which includes procedures for determining the allowability of costs in accordance with
2 CFR 200 Subpart E – Cost Principles. While the City does have written procedures, we recommend the
City review the Uniform Guidance over these requirements and upgrade the language used in its written
procedures to ensure future compliance with these standards by the City in these compliance areas.
After the 2018 fiscal year-end, the City updated its written policies and procedures to include the cash
management and allowable cost procedures under the Uniform Guidance.
SIGNIFICANT ACCOUNTING POLICIES
Management is responsible for the selection and use of appropriate accounting policies. The significant
accounting policies used by the City are described in Note 1 of the notes to basic financial statements.
No new accounting policies were adopted and the application of existing policies was not changed during
the year ended December 31, 2018; however, the City implemented the following governmental
accounting standards during the fiscal year:
• GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits
Other Than Pensions, which established new accounting and financial reporting requirements for
governments whose employees are provided with other post-employment benefits (OPEB).
• GASB Statement No. 85, Omnibus 2017, which addresses issues that have been identified during
implementation and application of certain GASB statements.
• GASB Statement No. 86, Certain Debt Extinguishment Issues, which improves the consistency in
accounting and financial reporting for in-substance defeasances of debt.
We noted no transactions entered into by the City during the year for which t here is a lack of authoritative
guidance or consensus. All significant transactions have been recognized in the financial statements in the
proper period.
ACCOUNTING ESTIMATES AND MANAGEMENT JUDGMENTS
Accounting estimates are an integral part of the financial statements prepared by management and are
based on management’s knowledge and experience about past and current events and assumptions about
future events. Certain accounting estimates are particularly sensitive because of their significance to t he
financial statements and because of the possibility that future events affecting them may differ
significantly from those expected. The most sensitive estimates affecting the financial statements were:
• Net Other Post-Employment Benefit (OPEB) and Pension Liabilities – The City has recorded
liabilities and activity for OPEB and pension benefits. These obligations are calculated using
actuarial methodologies described in GASB Statement Nos. 68 and 75. These actuarial
calculations include significant assumptions, including projected changes, healthcare insurance
costs, investment returns, retirement ages, proportionate share, and employee turnover.
• Depreciation – Management’s estimates of depreciation expense are based on the estimated
useful lives of the assets.
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• Compensated Absences – Management’s estimate is based on current rates of pay and sick leave
balances.
• Assets Held for Resale – Management’s estimates of this asset are based on the lower of cost or
acquisition value.
We evaluated the key factors and assumptions used by management to develop these accounting estimates
in determining that they are reasonable in relation to the basic financial statements taken as a whole.
The financial statement disclosures are neutral, consistent, and clear.
CORRECTED AND UNCORRECTED MISSTATEMENTS
Professional standards require us to accumulate all known and likely misstatements identified during the
audit, other than those that are clearly trivial, and communicate them to the appropriate level of
management. There were no misstatements detected as a result of audit procedures that were material,
either individually or in the aggregate, to each opinion unit’s financial statements taken as a whole.
DIFFICULTIES ENCOUNTERED IN PERFORMING THE AUDIT
We encountered no significant difficulties in dealing with management in performing and completing our
audit.
DISAGREEMENTS WITH MANAGEMENT
For purposes of this report, a disagreement with management is a financial accounting, reporting, or
auditing matter, whether or not resolved to our satisfaction, that could be significant to the financial
statements or the auditor’s report. We are pleased to report that no such disagreements arose during the
course of our audit.
MANAGEMENT REPRESENTATIONS
We have requested certain representations from management that are included in the management
representation letter dated May 15, 2019.
MANAGEMENT CONSULTATIONS WITH OTHER INDEPENDENT ACCOUNTANTS
In some cases, management may decide to consult with other accountants about auditing and accounting
matters, similar to obtaining a “second opinion” on certain situations. If a consultation involves
application of an accounting principle to the City’s financial statements or a determination of the type of
auditor’s opinion that may be expressed on those statements, our professional standards require the
consulting accountant to check with us to determine that the consultant has all the relevant facts . To our
knowledge, there were no such consultations with other accountants.
OTHER AUDIT FINDINGS OR ISSUES
We generally discuss a variety of matters, including the application of accounting principles and auditing
standards, with management each year prior to retention as the City’s auditors. However, these
discussions occurred in the normal course of our professional relationship and our responses were not a
condition to our retention.
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OTHER MATTERS
We applied certain limited procedures to the management’s discussion and analysis (MD&A) and the
pension and OPEB-related required supplementary information (RSI) that supplements the basic financial
statements. Our procedures consisted of inquiries of management regarding the methods of preparing the
information and comparing the information for consistency with management ’s responses to our
inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic
financial statements. We did not audit the RSI and do not express an opinion or provide any assurance on
the RSI.
We were engaged to report on the combining and individual fund statements and schedules accompanying
the financial statements and the separately issued Schedule of Expenditures of Federal Awards, which are
not RSI. With respect to this supplementary information, we made certain inquiries of management and
evaluated the form, content, and methods of preparing the information to determine that the information
complies with accounting principles generally accepted in the United States of America, the met hod of
preparing it has not changed from the prior period, and the information is appropriate and complete in
relation to our audit of the financial statements. We compared and reconciled the combining and
individual fund statements and schedules to the underlying accounting records used to prepare the
financial statements or to the financial statements themselves.
We were not engaged to report on the introductory section and statistical section, which accompany the
financial statements, but are not RSI. Such information has not been subjected to the auditing procedures
applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or
provide any assurance on it.
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GOVERNMENTAL FUNDS OVERVIEW
This section of the report provides you with an overview of the financial trends and activities of the City’s
governmental funds, which includes the General, special revenue, debt service, and capital project funds.
These funds are used to account for the basic services the City provides to all of its citizens, which are
financed primarily with property taxes. The governmental fund information in the City’s financial
statements focuses on budgetary compliance and the sufficiency of each governmental fund’s current
assets to finance its current liabilities.
PROPERTY TAXES
Minnesota cities rely heavily on local property tax levies to support their governmental fund activities.
For the 2017 fiscal year, local ad valorem property tax levies provided 41.1 percent of the total
governmental fund revenues for cities over 2,500 in population, and 37.4 percent for cities under 2,500 in
population. Total property taxes levied by all Minnesota cities for taxes payable in 2018 increased
6.2 percent from the prior year, and total certified levies payable in 2019 are projected to increase by
5.6 percent.
The total market value of property in Minnesota cities increased about 5.6 percent for the 2017 levy year
(state-wide market value information for the 2018 levy year was not available at the time this report was
issued). The market values used for levying property taxes are based on the previous fiscal year
(e.g., market values for taxes levied in 2018 were based on assessed values as of January 1, 2017), so the
trend of change in these market values lags somewhat behind the housing market and economy in general.
The City’s taxable market value increased 5.8 percent for taxes payable in 2017 and increased
11.5 percent for taxes payable in 2018. The following graph shows the City’s changes in taxable market
value over the past 10 years:
$–
$500,000,000
$1,000,000,000
$1,500,000,000
$2,000,000,000
$2,500,000,000
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
Taxable Market Value
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Tax capacity is considered the actual base available for taxation. It is calculated by applying the state’s
property classification system to each property’s market value. Each property classification, such as
commercial or residential, has a different calculation and uses different rates . Consequently, a city’s total
tax capacity will change at a different rate than its total market value, as tax capacity is affected by the
proportion of its tax base that is in each property classification from year -to-year, as well as legislative
changes to tax rates. The City’s tax capacity increased 5.9 percent for taxes payable in 2017 and increased
10.0 percent for taxes payable in 2018.
The following graph shows the City’s change in tax capacities over the past 10 years:
$–
$5,000,000
$10,000,000
$15,000,000
$20,000,000
$25,000,000
$30,000,000
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
Tax Capacity
The following table presents the average tax rates applied to city residents for each of the last three levy
years:
2016 2017 2018
Average tax rate
City 71.8 70.5 67.1
County 45.4 44.1 42.8
School 54.7 40.6 46.3
Special taxing 11.2 11.0 10.4
Total 183.1 166.2 166.6
City of Brooklyn Center
The total average tax rate was consistent with the prior year. An increase in the school portion was offset
by decreases in the other taxing authority rates.
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GOVERNMENTAL FUNDS REVENUE AND EXPENDITURES
The following table presents the per capita revenue of the City’s governmental funds for the past
three years, along with state-wide averages.
We have included the most recent comparative state-wide averages available from the Office of the State
Auditor to provide a benchmark for interpreting the City’s data. The amounts received from the typical
major sources of governmental fund revenue will naturally vary between cities based on factors such as a
city’s stage of development, location, size and density of its population, property values, services it
provides, and other attributes. It will also differ from year-to-year, due to the effect of inflation and
changes in its operation. Also, certain data on these tables may be classified differently than how they
appear in the City’s financial statements in order to be more comparable to the state-wide information,
particularly in separating capital expenditures from current expenditures.
We have designed this section of our management report using per capita data in order to better identify
unique or unusual trends and activities of the City. We intend for this type of comparative and trend
information to complement, rather than duplicate, information in the MD&A. An inherent difficulty in
presenting per capita information is the accuracy of the population count, which for most years is based
on estimates.
Year 2016 2017 2018
Population 2,500–10,000 10,000–20,000 20,000–100,000 31,231 31,145 31,145
Property taxes 474$ 451$ 475$ 509$ 537$ 568$
Tax increments 26 27 38 117 155 164
Franchise fees and other taxes 38 43 48 58 61 60
Special assessments 57 48 59 57 57 57
Licenses and permits 39 34 49 30 29 39
Intergovernmental revenues 322 276 147 120 125 204
Charges for services 108 103 103 28 30 34
Other 68 53 48 42 30 44
Total revenue 1,132$ 1,035$ 967$ 961$ 1,024$ 1,170$
December 31, 2017
Governmental Funds Revenue per Capita
With State-Wide Averages by Population Class
State-Wide City of Brooklyn Center
The City relies more on property tax revenue for its governmental funds revenue compared to the average
Minnesota city. The City continues to generate significantly more tax increment revenue per capita than
average, as it has made extensive use of this tool to finance commercial development.
The City’s per capita governmental funds revenue for 2018 was $1,170, an increase of about 14.3 percent
from the prior year. Property tax revenue increased $31 per capita, due to the increased tax levy.
Intergovernmental revenues increased $79 per capita, due to the federal grant received for the Brooklyn
Boulevard improvement project.
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The expenditures of governmental funds will also vary from state -wide averages and from year-to-year,
based on the City’s circumstances. Expenditures are classified into three types as follows:
• Current – These are typically the general operating type expenditures occurring on an annual
basis, and are primarily funded by general sources, such as taxes and intergovernmental revenues.
• Capital Outlay and Construction – These expenditures do not occur on a consistent basis, more
typically fluctuating significantly from year-to-year. Many of these expenditures are
project-oriented, and are often funded by specific sources that have benefited from the
expenditure, such as special assessment improvement projects.
• Debt Service – Although the expenditures for debt service may be relatively consistent over the
term of the respective debt, the funding source is the important factor . Some debt may be repaid
through specific sources, such as special assessments or redevelopment funding, while other debt
may be repaid with general property taxes.
The City’s expenditures per capita of its governmental funds for the past three years, together with
state-wide averages, are presented in the following table:
Year 2016 2017 2018
Population 2,500–10,000 10,000–20,000 20,000–100,000 31,231 31,145 31,145
Current
General government 147$ 120$ 101$ 96$ 104$ 119$
Public safety 270 259 287 330 352 366
Street maintenance 128 127 101 68 70 75
Parks and recreation 96 112 99 86 88 90
All other 76 64 77 191 77 88
717$ 682$ 665$ 771$ 691$ 738$
Capital outlay
and construction 403$ 319$ 263$ 192$ 328$ 315$
Debt service
Principal 228$ 147$ 121$ 87$ 112$ 105$
Interest and fiscal 44 35 32 31 22 24
272$ 182$ 153$ 118$ 134$ 129$
Total expenditures 1,392$ 1,183$ 1,081$ 1,081$ 1,153$ 1,182$
State-Wide
December 31, 2017
Governmental Funds Expenditures per Capita
With State-Wide Averages by Population Class
City of Brooklyn Center
The City’s governmental funds current per capita expenditures are higher than state-wide averages for
cities in the same population class. The City’s current operating costs are higher than average, due to
above average public safety costs. The City’s per capita current expenditures increased $47 per capita in
2018, mainly due to the $15 per capita increase in general government and $14 per capita increase in
public safety. Capital outlay costs per capita decreased $13 in the current year.
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GOVERNMENTAL FUND BALANCES
The following table summarizes the changes in the fund balances of the City’s governmental funds during
the year ended December 31, 2018, presented both by fund balance classification and by fund:
Increase
2018 2017 (Decrease)
Fund balances of governmental funds
Total by classification
Nonspendable 90,472$ 113,610$ (23,138)$
Restricted 26,097,132 23,888,356 2,208,776
Committed 9,007,923 9,678,002 (670,079)
Assigned 1,541,166 717,167 823,999
Unassigned 10,102,668 9,428,584 674,084
Total – governmental funds 46,839,361$ 43,825,719$ 3,013,642$
Total by fund
General 11,563,825$ 11,355,203$ 208,622$
Tax Increment District No. 3 19,557,596 17,984,598 1,572,998
Debt Service 2,816,343 1,837,237 979,106
Capital Improvements 2,043,360 3,036,868 (993,508)
Municipal State Aid for Construction 289,415 (381,395) 670,810
Special Assessment Construction 1,534,666 567,537 967,129
Nonmajor funds 9,034,156 9,425,671 (391,515)
Total – governmental funds 46,839,361$ 43,825,719$ 3,013,642$
Governmental Funds Change in Fund Balance
Fund Balance
as of December 31,
In total, the fund balances of the City’s governmental funds increased by $3,013,642 during the year
ended December 31, 2018. The majority of the increase was in restricted fund balances. Restricted fund
balances increased $2,208,776, mainly in the restricted fund balance in the Tax Increment District No. 3
Fund and Debt Service Fund.
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GENERAL FUND
The City’s General Fund accounts for the financial activity of the basic services provided to the
community. The primary services included within this fund are the administration of the municipal
operation, police and fire protection, building inspection, streets and highway maintenance, and parks and
recreation. The graph below illustrates the change in the General Fund financial position over the last
five years. We have also included a line representing annual expenditures to reflect the change in the size
of the General Fund operation over the same period.
2014 2015 2016 2017 2018
Fund Balance $11,020,081 $11,170,917 $11,440,897 $11,355,203 $11,563,825
Cash (Net)$11,754,777 $11,602,236 $12,326,654 $12,057,840 $12,199,624
Expenditures $17,503,674 $18,047,798 $18,849,079 $19,873,539 $21,181,481
$–
$2,000,000
$4,000,000
$6,000,000
$8,000,000
$10,000,000
$12,000,000
$14,000,000
$16,000,000
$18,000,000
$20,000,000
$22,000,000
General Fund Financial Position
Year Ended December 31,
The City’s General Fund cash and investments balance (net of interfund borrowing) at December 31,
2018 was $12,199,624, which increased $141,784 from 2017. Total fund balance at December 31, 2018
was $11,563,825, an increase of $208,622 from the prior year.
Having an appropriate fund balance is an important factor in assessing the City’s financial health because
a government, like any organization, requires a certain amount of equity to operate. Generally, the amount
of equity required typically increases as the size of the operation increases. A healthy financial position
allows the City to avoid volatility in tax rates; helps minimize the impact of state funding changes; allows
for the adequate and consistent funding of services, repairs, and unexpected costs; and can be a factor in
determining the City’s bond rating and resulting interest costs.
The City has an approved fund balance policy that states the General Fund will manage its cash flow by
having a year-end target unassigned fund balance of between 50 percent and 52 percent of next year’s
General Fund budgeted expenditures. At December 31, 2018, the City’s General Fund had an unassigned
fund balance of 51 percent of the subsequent year’s budgeted expenditures.
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The following graph reflects the City’s General Fund revenue sources for 2018 compared to budget:
Other
Charges for Services
Intergovernmental
Licenses and Permits
Taxes
General Fund Revenue
Budget Actual
Total General Fund revenues for 2018 were $21,683,533, which was $487,497 (2.3 percent) over the final
budget. The majority of this variance was from licenses and permits. Licenses and permits revenue was
$432,404 over budget from more than anticipated building-related activities.
The following graph presents the City’s General Fund revenues by source for the last five years. The
graph reflects the City’s reliance on property taxes and other local sources of revenue, and shows the
virtual elimination of general state aid revenue in recent years.
Taxes Intergovernmental Other
2014 $14,991,781 $1,401,447 $2,472,394
2015 $15,532,039 $1,410,695 $2,230,529
2016 $16,128,373 $1,466,341 $2,397,091
2017 $16,766,847 $1,496,165 $2,275,377
2018 $17,361,854 $1,658,391 $2,663,288
$–
$2,000,000
$4,000,000
$6,000,000
$8,000,000
$10,000,000
$12,000,000
$14,000,000
$16,000,000
$18,000,000
General Fund Revenue by Source
Year Ended December 31,
Overall, General Fund revenues increased $1,145,144 (5.6 percent) from the previous year, mainly in tax
revenue and other revenue. Tax revenue increased $595,007, mainly due to the increased property tax
levy approved by the City Council for 2018. Other revenue increased $387,911, mainly due to the
increased licenses and permits revenue as previously discussed.
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The following graph illustrates the components of General Fund spending for 2018 compared to budget:
Other
Parks and Recreation
Public Works
Public Safety
General Government
General Fund Expenditures
Budget Actual
Total General Fund expenditures for 2018 were $21,181,481, which was $35,445 (0.2 percent) more than
budget. Parks and recreation expenditures were $180,566 under budget mainly in the community center
department, due to open staff positions during the year and the delay of equipment purchases. Public
safety expenditures were $92,772 under budget in the police protection department, due to open staff
positions during the year. Public works expenditures were $43,290 under budget in the engineering and
street departments. These budget variances were offset by the other expenditures and general government
expenditures, which were $242,988 and $109,085 over budget, respectively. Other expenditures were
over budget, due to increased nondepartmental expenditures. General government expenditures were over
budget, mainly in the government buildings department.
The following graph presents the City’s General Fund expenditures by function for the last five years:
General
Government Public Safety Public Works Parks and
Recreation Other
2014 $2,745,046 $9,444,438 $1,963,110 $2,406,617 $944,463
2015 $2,769,009 $9,809,177 $1,880,792 $2,492,260 $1,096,560
2016 $3,019,888 $10,067,963 $1,918,330 $2,627,958 $1,214,940
2017 $3,223,766 $10,687,408 $2,037,136 $2,703,475 $1,221,754
2018 $3,605,573 $11,201,317 $2,234,407 $2,761,005 $1,379,179
$–
$1,000,000
$2,000,000
$3,000,000
$4,000,000
$5,000,000
$6,000,000
$7,000,000
$8,000,000
$9,000,000
$10,000,000
$11,000,000
$12,000,000
General Fund Expenditures by Function
Year Ended December 31,
General Fund expenditures increased by $1,307,942, or 6.6 percent, from the prior year, mainly due to the
$513,909 increase in the public safety function, the $381,807 increase in the general government function,
and the $197,271 increase in the public works function. Public safety expenditures increased, mainly due
to increased personal services in the police protection department. The increase in the general government
function is due to the newly created communications and engagement department. The public works
function increased in the engineering and street departments.
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ENTERPRISE FUNDS OVERVIEW
The City maintains several enterprise funds to account for services the City provides that are financed
primarily through fees charged to those utilizing the service. This section of the report provides you with
an overview of the financial trends and activities of the City’s enterprise funds, which include the
Municipal Liquor, Golf Course, Earle Brown Heritage Center, Water Utility, Sanitary Sewer Utility,
Storm Drainage Utility, Street Light Utility, and Recycling Utility Funds.
The utility funds comprise a considerable portion of the City’s activities. These funds significantly help to
defray overhead and administrative costs and provide additional support to general government operations
by way of annual transfers. We understand that the City is proactive in reviewing these activities on an
ongoing basis and we want to reiterate the importance of continually monitoring these operations. Over
the years, we have emphasized to our city clients the importance of these utility operations being
self-sustaining, preventing additional burdens on general government funds . This would include the
accumulation of net position for future capital improvements and to provide a cushion in the event of a
negative trend in operations.
ENTERPRISE FUNDS FINANCIAL POSITION
The following table summarizes the changes in the financial position of the City’s enterprise funds during
the year ended December 31, 2018, presented both by classification and by fund:
Increase
2018 2017 (Decrease)
Net position of enterprise funds
Total by classification
Net investment in capital assets 42,831,977$ 43,553,672$ (721,695)$
Unrestricted 18,347,909 16,948,871 1,399,038
Total – enterprise funds 61,179,886$ 60,502,543$ 677,343$
Total by fund
Municipal Liquor 2,889,498$ 2,782,025$ 107,473$
Golf Course – 649,127 (649,127)
Earle Brown Heritage Center 5,937,528 5,911,936 25,592
Water Utility 13,413,803 13,365,377 48,426
Sanitary Sewer Utility 14,994,868 14,874,105 120,763
Storm Drainage Utility 21,779,268 21,126,564 652,704
Street Light Utility 1,882,448 1,544,688 337,760
Recycling Utility 282,473 248,721 33,752
Total – enterprise funds 61,179,886$ 60,502,543$ 677,343$
Enterprise Funds Change in Financial Position
Net Position
as of December 31,
In total, the net position of the City’s enterprise funds increased by $677,343 during the year ended
December 31, 2018. The City recorded a prior period adjustment in the current year to record premiums
and discounts on debt issuances, reducing net position by $417,622 while current year operating results
increased net position by $1,094,965.
As discussed later in this report, the golf course operations were transferred to a special revenue fund as
of December 31, 2018.
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Water Fund
The following graph presents five years of operating results for the Water Fund:
2014 2015 2016 2017 2018
Oper Rev $2,206,311 $2,573,493 $3,191,538 $3,543,323 $3,807,272
Oper Exp $1,838,841 $2,008,333 $2,681,066 $3,158,986 $3,270,522
Oper Inc (Loss)$367,470 $565,160 $510,472 $384,337 $536,750
Oper Inc Excl Dep $1,025,633 $1,269,093 $1,654,136 $2,019,592 $2,130,291
$–
$250,000
$500,000
$750,000
$1,000,000
$1,250,000
$1,500,000
$1,750,000
$2,000,000
$2,250,000
$2,500,000
$2,750,000
$3,000,000
$3,250,000
$3,500,000
$3,750,000
$4,000,000
Water Fund
Year Ended December 31,
The Water Fund ended 2018 with a net position of $13,413,803, an increase of $48,426 from the prior
year, which includes a prior period adjustment decline of $227,353. Of this, $10,380,350 represents the
net investment in utility distribution system capital assets, leaving $3,033,453 of unrestricted net position.
Water Fund operating revenue was $3,807,272 for 2018, an increase of $263,949 (7.4 percent) from the
prior year, due to an increase in consumption in the current year. Operating expenses of $3,270,522 were
$111,536 (3.5 percent) more than last year, mainly due to an increase in other services expense in the
current year.
-15-
Sanitary Sewer Fund
The following graph presents five years of operating results for the Sanitary Sewer Fund:
2014 2015 2016 2017 2018
Oper Rev $3,945,115 $4,093,725 $4,204,962 $4,287,674 $4,406,741
Oper Exp $3,496,064 $3,656,994 $3,812,606 $3,969,011 $4,121,002
Oper Inc (Loss)$449,051 $436,731 $392,356 $318,663 $285,739
Oper Inc Excl Dep $1,184,646 $1,220,231 $1,209,977 $1,216,466 $1,188,019
$–
$250,000
$500,000
$750,000
$1,000,000
$1,250,000
$1,500,000
$1,750,000
$2,000,000
$2,250,000
$2,500,000
$2,750,000
$3,000,000
$3,250,000
$3,500,000
$3,750,000
$4,000,000
$4,250,000
$4,500,000
Sanitary Sewer Fund
Year Ended December 31,
The Sanitary Sewer Fund ended 2018 with a net position of $14,994,868, an increase of $120,763 from
the prior year, which includes a prior period adjustment decline of $145,562. Of this, $10,388,432
represents the net investment in the sanitary sewer capital assets, leaving $4,606,436 of unrestricted net
position.
Sanitary Sewer Fund operating revenues for 2018 were $4,406,741, which was an increase of $119,067
(2.8 percent) from the prior year, due to an increase in consumption.
Operating expenses for 2018 were $4,121,002, which was an increase of $151,991 (3.8 percent) from the
prior year. The largest operating expense of this fund is to Metropolitan Council Environmental
Services (MCES) for sewer service charges. MCES disposal charges in 2018 increased by $76,670 from
the prior year.
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Storm Drainage Fund
The following graph presents five years of operating results for the Storm Drainage Fund:
2014 2015 2016 2017 2018
Oper Rev $1,638,475 $1,635,555 $1,620,302 $1,598,374 $1,681,234
Oper Exp $1,787,064 $1,875,824 $1,700,595 $1,815,673 $1,881,402
Oper Inc (Loss)$(148,589)$(240,269)$(80,293)$(217,299)$(200,168)
Oper Inc Excl Dep $907,185 $866,007 $1,065,816 $1,060,584 $1,109,286
$(400,000)
$(200,000)
$–
$200,000
$400,000
$600,000
$800,000
$1,000,000
$1,200,000
$1,400,000
$1,600,000
$1,800,000
$2,000,000
Storm Drainage Fund
Year Ended December 31,
The Storm Drainage Fund ended 2018 with a net position of $21,779,268, an increase of $652,704 from
the prior year, which includes a prior period adjustment decline of $44,707. Of this, $17,338,452
represents the net investment in capital assets, leaving $4,440,816 of unrestricted net position.
Storm Drainage Fund operating revenues for 2018 were $1,681,234, which was an increase of $82,860
from the prior year, due to an approved rate increase.
Operating expenses for 2018 were $1,881,402, which was $65,729 higher than the prior year, due to
increased depreciation expense in the current year.
The Storm Drainage Fund received capital contributions of $906,963 from governmental activities in the
current year.
-17-
OTHER ENTERPRISE FUNDS
Liquor Fund
The following graph presents five years of operating results for the Liquor Fund:
2014 2015 2016 2017 2018
Sales $5,852,465 $6,056,668 $6,197,094 $6,495,300 $6,743,790
Cost of Sales $4,293,383 $4,431,501 $4,611,919 $4,769,844 $4,865,400
Oper Exp $1,354,123 $1,367,050 $1,465,790 $1,434,340 $1,613,573
Oper Inc (Loss)$204,959 $258,117 $119,385 $291,116 $264,817
Oper Inc Excl Dep $229,287 $275,083 $140,379 $312,919 $286,620
$–
$500,000
$1,000,000
$1,500,000
$2,000,000
$2,500,000
$3,000,000
$3,500,000
$4,000,000
$4,500,000
$5,000,000
$5,500,000
$6,000,000
$6,500,000
$7,000,000
Liquor Fund
Year Ended December 31,
The Liquor Fund ended 2018 with a net position of $2,889,498, an increase of $107,473 from the prior
year. Of the net position balance, $81,788 represents the net investment in liquor capital assets, leaving
$2,807,710 of unrestricted net position.
Liquor sales for 2018 were $6,743,790, which is $248,490 (3.8 percent) more than the prior year. The
Liquor Fund generated operating income of $264,817 in 2018, or about 3.9 percent of gross sales, which
is a decrease from the 4.5 percent of gross sales in fiscal 2017. In 2018, the Liquor Fund transferred
$185,707 to the Capital Improvements Fund for future capital projects.
The Liquor Fund gross profit margin was 27.85 in fiscal 2018, which is higher than the average gross
profit margin of 26.80 seen over the previous five years.
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Earle Brown Heritage Center Fund
The following graph presents five years of operating results for the Earle Brown Heritage Center Fund:
2014 2015 2016 2017 2018
Sales and User Fees $4,518,231 $4,487,260 $4,700,175 $4,891,574 $4,844,775
Cost of Sales $2,089,293 $2,033,464 $2,066,065 $2,257,315 $2,208,993
Oper Exp $3,048,763 $2,689,723 $2,388,597 $2,519,580 $2,660,841
Oper Inc (Loss)$(619,825)$(235,927)$245,513 $114,679 $(25,059)
Oper Inc Excl Dep $63,800 $384,322 $427,518 $293,066 $174,805
$(800,000)
$(400,000)
$–
$400,000
$800,000
$1,200,000
$1,600,000
$2,000,000
$2,400,000
$2,800,000
$3,200,000
$3,600,000
$4,000,000
$4,400,000
$4,800,000
$5,200,000
Earle Brown Heritage Center Fund
Year Ended December 31,
The Earle Brown Heritage Center Fund ended 2018 with a net position of $5,937,528, an increase of
$25,592 from the prior year. Of the net position balance, $3,623,415 represents investments in Earle
Brown Heritage Center capital assets, leaving $2,314,113 of unrestricted net position.
Earle Brown Heritage Center Fund sales and user fees for 2018 were $4,844,775, which is $46,799
(1.0 percent) less than last year. Operating expenses for 2018 were $2,660,841, an increase of $141,261
from the prior year. The increase in operating expense is mainly due to increased personal services.
During fiscal 2018, this fund experienced depreciation expense totaling $199,864.
-19-
Golf Course Fund
The following graph presents five years of operating results for the Golf Course Fund:
2014 2015 2016 2017 2018
Oper Rev $183,311 $208,225 $221,604 $212,130 $224,104
Oper Exp $271,229 $267,627 $302,202 $327,749 $333,377
Oper Inc (Loss)$(87,918)$(59,402)$(80,598)$(115,619)$(109,273)
Oper Inc (Loss) Excl Dep $(69,180)$(40,665)$(61,810)$(96,882)$(90,536)
$(150,000)
$(100,000)
$(50,000)
$–
$50,000
$100,000
$150,000
$200,000
$250,000
$300,000
$350,000
Golf Course Fund
Year Ended December 31,
The Golf Course Fund operating revenues for 2018 were $224,104, which is $11,974 higher than last
year. Operating expenses for 2018 were $333,377, up $5,628 from the prior year.
During the 2018 year, the City Council approved a resolution to forgive the outstanding balance of the
interfund advance made from the Capital Improvements Fund to the Golf Course Fund. The City Council
also approved a resolution to reclassify the Golf Course Fund to a special revenue fund. As of
December 31, 2018, the golf course operations were transferred to a governmental special revenue fund
and the capital assets were properly transferred to governmental activities.
THIS PAGE INTENTIONALLY LEFT BLANK
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GOVERNMENT-WIDE FINANCIAL STATEMENTS
In addition to fund-based information, the current reporting model for governmental entities also requires
the inclusion of two government -wide financial statements designed to present a clear picture of the City
as a single, unified entity. These government-wide financial statements provide information on the total
cost of delivering services, including capital assets and long-term liabilities.
STATEMENT OF NET POSITION
The Statement of Net Position essentially tells you what the City owns and owes at a given point in time,
the last day of the fiscal year. Theoretically, net position represents the resources the City has leftover to
use for providing services after its debts are settled. However, those resources are not always in spendable
form, or there may be restrictions on how some of those resources can be used. Therefore, the Statement
of Net Position divides the net position into three components:
• Net Investment in Capital Assets – The portion of net position reflecting equity in capital assets
(i.e., capital assets minus related debt).
• Restricted Net Position – The portion of net position equal to resources whose use is legally
restricted minus any noncapital-related liabilities payable from those same resources.
• Unrestricted Net Position – The residual balance of net position after the elimination of net
investment in capital assets and restricted net position.
The following table presents the components of the City’s net position as of December 31, 2018 and 2017
for governmental activities and business-type activities:
Increase
2018 2017 (Decrease)
Net position
Governmental activities
Net investment in capital assets 52,794,327$ 53,152,985$ (358,658)$
Restricted 30,501,419 27,309,336 3,192,083
Unrestricted 3,010,220 1,400,658 1,609,562
Total governmental activities 86,305,966 81,862,979 4,442,987
Business-type activities
Net investment in capital assets 42,831,977 43,553,672 (721,695)
Unrestricted 15,827,178 14,613,409 1,213,769
Total business-type activities 58,659,155 58,167,081 492,074
Total net position 144,965,121$ 140,030,060$ 4,935,061$
As of December 31,
The City’s total net position at December 31, 2018 was $4,935,061 higher than the previous year-end. Of
the increase, $4,442,987 came from governmental activities and $492,074 came from business-type
activities. The increase in both of these is due to the positive operating results of the City as a whole.
As discussed earlier, the City recorded a change in accounting principle for reporting OPEB that reduced
beginning unrestricted net position by $894,030. The City also recorded two prior period adjustments that
reduced beginning net investment in capital assets by $1,075,058 and $1,209,231, respectively, to record
premiums and discounts on debt issuances and to properly restate construction in progress for an
improvement project that should have been expensed in previous years.
-21-
STATEMENT OF ACTIVITIES
The Statement of Activities tracks the City’s yearly revenues and expenses, as well as any other
transactions that increase or reduce total net position. These amounts represent the full cost of providing
services. The Statement of Activities provides a more comprehensive measure than just the amount of
cash that changed hands, as reflected in the fund-based financial statements. This statement includes the
cost of supplies used, depreciation of long-lived capital assets, and other accrual-based expenses.
The following table presents the change in the net position of the City for the years ended December 31,
2018 and 2017:
2017
Program
Expenses Revenues Net Change Net Change
Governmental activities
General government 4,426,549$ 483,572$ (3,942,977)$ (3,477,391)$
Public safety 11,757,362 2,347,881 (9,409,481) (10,534,953)
Public works 6,501,746 6,147,101 (354,645) (3,014,157)
Community service 164,544 – (164,544) (143,103)
Parks and recreation 3,234,386 689,646 (2,544,740) (2,194,650)
Economic development 2,543,381 441,031 (2,102,350) (1,391,360)
Interest on long-term debt 693,575 – (693,575) (540,799)
Business-type activities
Municipal liquor 6,478,599 6,745,617 267,018 261,096
Golf course 333,768 224,535 (109,233) (122,859)
Earle Brown Heritage Center 4,874,026 4,858,384 (15,642) 91,678
Water utility 3,670,089 3,888,716 218,627 291,252
Sanitary sewer utility 4,213,511 4,406,741 193,230 220,187
Storm drainage utility 1,959,195 1,681,733 (277,462) (250,263)
Street light utility 274,252 478,248 203,996 187,224
Recycling utility 385,811 416,539 30,728 38,161
Total net (expense) revenue 51,510,794$ 32,809,744$ (18,701,050) (20,579,937)
General revenues
Property taxes 17,650,461 16,736,759
Tax increments 5,147,964 4,652,373
Lodging taxes 1,167,961 1,206,565
Grants and contributions not
restricted to specific programs 2,065,832 1,701,232
Unrestricted investment earnings 701,426 431,423
Gain on disposal of capital assets 80,786 88,326
Total general revenues 26,814,430 24,816,678
Change in net position 8,113,380$ 4,236,741$
Net (expense) revenue
2018
One of the goals of this statement is to provide a side-by-side comparison to illustrate the difference in the
way the City’s governmental and business-type operations are financed. The table clearly illustrates the
dependence of the City’s governmental operations on general revenues, such as property taxes and
unrestricted grants. It also shows that, for the most part, the City’s business-type activities are generating
sufficient program revenues (service charges and program-specific grants) to cover expenses. This is
critical given the current downward pressures on the general revenue sources.
-22-
LEGISLATIVE UPDATES
The 2018 legislative session, falling in the second half of the state’s fiscal biennium, was a short session
in which only two major finance-related bills were passed, omnibus bonding bills related to bonding, and
pensions. The following is a brief summary of specific legislative changes from the 2018 session or
previous legislative sessions potentially impacting Minnesota cities.
Omnibus Bonding Bill – The omnibus bonding bill authorized financing for over $1.5 billion in capital
improvements. Included in the approved funding was $542 million for various transportation
infrastructure, $99 million for local city-related economic development projects, and appropriations for a
number of different utility (water, sewer, wastewater, etc.) infrastructure improvement programs.
Wastewater Investment Protection – Effective retroactively back to August 1, 2017, when a city builds
a new wastewater treatment facility or upgrades one to meet current standards that exceed its previous
performance, the investment in that facility would be considered adequate for a period of 16 years before
a city could be required to upgrade the facility again to meet updated state wastewater facility standards.
Competitive Bidding Threshold – Effective for contracts awarded on or after August 1, 2018, the dollar
threshold at which Minnesota Statutes require the use of a sealed bidding process was raised from
$100,000 to $175,000. This extends the dollar range for which contracts may be awarded using direct
negotiation (obtaining two quotations) to contracts between $25,000 and $175,000. By reference, this
change also increased the dollar threshold at which public contractors’ performance and payment bonds
are required for contracts over $175,000.
Water Tank Maintenance Contracts – Effective for contracts awarded on or after September 1, 2018,
multi-year service contracts for water tank maintenance work that were previously allowed to be awarded
through direct negotiation, are required to be awarded through a sealed bid or best value bid procurement
process when the total cost of the contract for the services and supplies is expected to exceed the
competitive bid threshold of $175,000.
Minnesota Licensing and Registration System (MNLARS) – The Legislature established the
MNLARS steering committee, and a one-time appropriation of $9.65 million was approved for fiscal
year 2018 to fund costs related to the continued development, improvement, operation, and deployment of
the MNLARS. However, a bill to provide an additional proposed appropriation of $9 million to partially
compensate deputy registrars throughout the state for financial losses related to the flawed rollout of the
MNLARS was vetoed by the Governor.
Pension Benefit Reforms – The 2018 pension bill included a number of reforms to the various defined
benefit pension plans across the state, including the plans administered by the Public Employees
Retirement Association (PERA).
• Reforms impacting the PERA General Employees Retirement Fund (GERF) plan included:
o Post-retirement cost of living adjustments (COLAs) will be equal to 50.0 percent of the
annual increase for Social Security, but not less than 0.5 percent , and not more than
1.5 percent.
o For early retirees that retire on or after January 1, 2024, COLAs are deferred until the retiree
reaches the normal retirement age.
o Phases in actuarial reduction factors over five year on early retirement benefits payable
beginning July 1, 2019.
o The rate of interest paid on refunds of employee contributions to former public employees
was reduced from an annual rate of 4.0 percent to 3.0 percent.
-23-
• Reforms impacting the PERA Public Employees Police and Fire Fund (PEPFF) plan included:
o Post-retirement COLAs were permanently set at 1.00 percent.
o Employer contribution rates increase from the current 16.20 percent of covered salaries to
16.95 percent beginning January 1, 2019, and 17.70 percent beginning January 1, 2020.
o Employee contribution rates increase from the current 10.80 percent of covered salaries to
11.30 percent beginning January 1, 2019, and 11.80 percent beginning January 1, 2020.
o To reduce the need for additional contribution increases, the state will contribute an
additional $4.5 million to the plan annually for fiscal years 2019 and 2020, increasing to
$9.0 million annually thereafter through fiscal 2048, or until the plan is fully funded.
o The rate of interest paid on refunds of employee contributions to former public employees
was reduced from an annual rate of 4.00 percent to 3.00 percent.
• Reforms impacting the volunteer firefighter relief associations plan included:
o Added a requirement that the fire chief annually certify each firefighter’s service credit to the
relief association and the related municipality effective January 1, 2019.
-24-
ACCOUNTING AND AUDITING UPDATES
GASB STATEMENT NO. 83, CERTAIN ASSET RETIREMENT OBLIGATIONS
This statement addresses accounting and financial reporting for certain asset retirement obligations
(ARO), which are legally enforceable liabilities associated with the retirement of a tangible capital asset.
This statement establishes criteria for determining the timing and pattern of recognition of a liability and a
corresponding deferred outflow of resources for ARO. A government that has legal obligations to perform
future asset retirement activities related to its tangible capital assets should recognize a liability when it is
both incurred and reasonably estimable. The measurement of an ARO is required to be based on the best
estimate of the current value of outlays expected to be incurred, and a deferred outflow of resources
associated with an ARO is required to be measured at the amount of the corresponding liability upon
initial measurement.
This statement requires the current value of a government’s AROs to be adjusted for the effects of general
inflation or deflation at least annually, and a government to evaluate all relevant factors at least annually
to determine whether the effects of one or more of the factors are expected to significantly change the
estimated asset retirement outlays. A government should remeasure an ARO only when the resul t of the
evaluation indicates there is a significant change in the estimated outlays. Deferred outflows of resources
should be reduced and recognized as outflows of resources in a systematic and rational manner over the
estimated useful life of the tangible capital asset.
If a government owns a minority interest in a jointly owned tangible asset where a nongovernmental
entity is the majority owner or has operational responsibility for the jointly owned asset, the government’s
minority share of an ARO should be reported using the measurement produced by the nongovernmental
majority owner or the nongovernmental minority owner that has operational responsibility, without
adjustment to conform to the liability measurement and recognition requirements of this statement.
The statement also requires disclosures of any funding or financial assurance requirements a government
has related to the performance of asset retirement activities, along with any assets restricted for the
payment of the government’s AROs. This statement also requires disclosure of information about the
nature of a government’s AROs, the methods and assumptions used for the estimates of the liabilities, and
the estimated remaining useful life of the associated tangible capital assets. If an ARO (or portions
thereof) has been incurred by a government but is not yet recognized because it is not reasonably
estimable, the government is required to disclose that fact and the reasons therefor. This statement
requires similar disclosures for a government’s minority shares of AROs.
The requirements of this statement are effective for reporting periods beginning after June 15, 2018.
Earlier application is encouraged.
GASB STATEMENT NO. 84, FIDUCIARY ACTIVITIES
This statement establishes criteria for identifying fiduciary activities of all state and local governments.
The focus of the criteria generally is on (1) whether a government is controlling the assets of the fiduciary
activity, and (2) the beneficiaries with whom a fiduciary relationship exists. Separate criteria are included
to identify fiduciary component units and post-employment benefit arrangements that are fiduciary
activities.
-25-
An activity meeting the criteria should be reported in a fiduciary fund in the basic financial statements,
which should present a statement of fiduciary net position and a statement of changes in fiduciary net
position. This statement describes four fiduciary funds that should be reported, if applicable: (1) pension
(and other employee benefit) trust funds, (2) investment trust funds, (3) private -purpose trust funds, and
(4) custodial funds. Custodial funds generally should report fiduciary activities that are not held in a trust
or equivalent arrangement that meets specific criteria.
A fiduciary component unit, when reported in the fiduciary fund financial statements of a primary
government, should combine its information with its component units that are fiduciary component units
and aggregate that combined information with the primary government’s fiduciary funds.
This statement also provides for recognition of a liability to the beneficiaries in a fiduciary fund when an
event has occurred that compels the government to disburse fiduciary resources, defined as when a
demand for the resources has been made or when no further action, approval, or condition is required to
be taken or met by the beneficiary to release the assets.
The requirements of this statement are effective for reporting periods beginning after December 15, 2018 .
Earlier application is encouraged.
GASB STATEMENT NO. 87, LEASES
A lease is a contract that transfers control of the right to use another entity’s nonfinancial asset as
specified in the contract for a period of time in an exchange or exchange -like transaction. Examples of
nonfinancial assets include buildings, land, vehicles, and equipment. Any contract that meets this
definition should be accounted for under the leases guidance, unless specifically excluded in this
statement.
Governments enter into leases for many types of assets. Under the previous guidance, leases were
classified as either capital or operating depending on whether the lease met any of the four tests. In many
cases, the previous guidance resulted in reporting lease transactions differently than similar nonlease
financing transactions.
The goal of this statement is to better meet the information needs of users by improving accounting and
financial reporting for leases by governments. It establishes a single model for lease accounting based on
the principle that leases are financings of the right-to-use an underlying asset. This statement increases the
usefulness of financial statements by requiring recognition of certain lease assets and liabilities for leases
that previously were classified as operating leases and recognized as inflows of resources or outflows of
resources based on the payment provisions of the contract.
Under this statement, a lessee is required to recognize a lease liability and an intangible right -to-use lease
asset, and a lessor is required to recognize a lease receivable and a deferred inflow of resources, thereby
enhancing the relevance and consistency of information about governments’ leasing activities.
To reduce the cost of implementation, this statement includes an exception for short-term leases, defined
as a lease that, at the commencement of the lease term, has a maximum possible term under the lease
contract of 12 months (or less), including any options to extend, regardless of their probabi lity of being
exercised. Lessees and lessors should recognize short-term lease payments as outflows of resources or
inflows of resources, respectively, based on the payment provisions of the lease contract. The
requirements of this statement are effective for reporting periods beginning after December 15, 2019.
-26-
GASB STATEMENT NO. 88, CERTAIN DISCLOSURES RELATED TO DEBT, INCLUDING DIRECT
BORROWINGS AND DIRECT PLACEMENTS
The primary objective of this statement is to improve the information that is disclosed in notes to
government financial statements related to debt, including direct borrowings and direct placements. It also
clarifies which liabilities governments should include when disclosing information related to debt.
The requirements of this statement will improve financial reporting by providing users of financial
statements with essential information that currently is not consistently provided. In addition, information
about resources to liquidate debt and the risks associated with changes in terms associated with debt will
be disclosed. As a result, users will have better information to understand the effects of debt on a
government’s future resource flows.
This statement defines debt for purposes of disclosure in notes to financi al statements as a liability that
arises from a contractual obligation to pay cash (or other assets that may be used in lieu of cash) in one or
more payments to settle an amount that is fixed at the date the contractual obligation is established. The
statement requires that additional essential information related to debt be disclosed in notes to financial
statements, including unused lines of credit; assets pledged as collateral for the debt; and terms specified
in debt agreements related to significant events of default with finance-related consequences, significant
termination events with finance-related consequences, and significant subjective acceleration clauses. It
also requires that existing and additional information be provided for direct borrowings and direct
placements of debt separately from other debt. The requirements of this statement are effective for
reporting periods beginning after June 15, 2018.
GASB STATEMENT NO. 89, ACCOUNTING FOR INTEREST COST INCURRED BEFORE THE END OF A
CONSTRUCTION PERIOD
The objectives of this statement are to enhance the relevance and comparability of information about
capital assets and the cost of borrowing for a reporting period and to simplify accounting for interest cost
incurred before the end of a construction period.
This statement requires that interest cost incurred before the end of a construction period be recognized as
an expense in the period in which the cost is incurred for financial statements prepared using the
economic resources measurement focus. As a result, interest cost incurred before the end of a construction
period will no longer be included in the historical cost of a capital asset reported in a business-type
activity or enterprise fund. This statement also reiterates that in financial statements prepared using the
current financial resources measurement focus, interest cost incurred before the end of a construction
period should continue to be recognized as an expenditure on a basis consistent with governmental fund
accounting principles.
The requirements of this statement are effective for reporting periods beginning after December 15, 2019.
Earlier application is encouraged. The requirements of this statement should be applied prospectively.
-27-
GASB STATEMENT NO. 90, MAJORITY EQUITY INTEREST—AN AMENDMENT OF GASB STATEMENTS
NO. 14 AND NO. 61
The primary objectives of this statement are to improve the consistency and comparability of reporting a
government’s majority equity interest in a legally separate organization and to improve the relevance of
financial statement information for certain component units.
It specifies that a majority equity interest in a legally separate organization should be reported as an
investment if a government’s holding of the equity interest meets the definition of an investment. It
further specifies that such investments should generally be measured using the equity method, unless it is
held by a special-purpose government engaged only in fiduciary activities, a fiduciary fund, or an
endowment (including permanent and term endowments) or permanent fund, in which case the majority
equity interest should be measured at fair value.
All other holdings of a majority equity interest in a legally separate organization that do not meet the
definition of an investment result in the government being financially accountable for the legally separate
organization and, therefore, the government should report that organization as a component unit, and
should report an asset related to the majority equity interest using the equity method.
This statement also requires that a component unit in which a government has a 100 percent equity
interest account for its assets, deferred outflows of resources, liabilities, and deferred inflows of resources
at acquisition value at the date the government acquired a 100 percent equity interest in the component
unit. Transactions presented in flows statements of the component unit in that circumstance should
include only transactions that occurred subsequent to the acquisition.
The requirements of this statement are effective for reporting periods beginning after December 15, 2018.
Earlier application is encouraged. The requirements should be applied retroactively, except for the
provisions related to reporting a majority equity interest in a component unit and reporting a component
unit if the government acquires a 100 percent equity interest, which should be applied prospectively.
UNIFORM GUIDANCE, MICRO-PURCHASE THRESHOLD
Under the Uniform Guidance for federal programs, a micro-purchase is one for goods or services that, due
to its relatively low value, does not require the government to abide by many of its ordinary competitive
procedures, including small business set-asides. Because the contract is theoretically such a low amount,
the contracting officer can pick virtually whatever company and product he or she wants to satisfy the
procurement, so long as the price is reasonable. The standard micro-purchase threshold has been amended
to increase the threshold to $10,000, effective June 20, 2018. Entities are not required to increase the
micro-purchase and simplified acquisition thresholds but, if they wish to do so, they must update their
procurement policies and procedures to reflect the change in thresholds. They cannot retroactively make
these changes effective prior to June 20, 2018.