HomeMy WebLinkAbout2020-121 CCRCITY OF BROOKLYN CENTER
COUNTY OF HENNEPIN
STATE OF MINNESOTA
Member Ryan introduced the following resolution and moved its adoption:
RESOLUTION NO.2020-121
RESOLUTION RELATING TO THE ISSUANCE OF CONDUIT REVENUE BONDS
TO FINANCE THE COSTS OF A MULTIFAMILY HOUSING DEVELOPMENT
UNDER MINNESOTA STATUTES, CHAPTER 462C; GRANTING PRELIMINARY
APPROVAL THERETO; ESTABLISHING COMPLIANCE WITH CERTAIN
REIMBURSEMENT REGULATIONS UNDER THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED; AND TAKING CERTAIN OTHER ACTIONS WITH
RESPECT THERETO (THE CREST APARTMENTS PROJECT)
WHEREAS, the City is a home rule charter city duly organized and existing under the
Constitution and laws of the State of Minnesota.
WHEREAS, pursuant to Minnesota Statutes, Chapter 462C, as amended (the "Act"), the City is
authorized to carry out the public purposes described in the Act by providing for the issuance of revenue
bonds to provide funds to finance or refinance multifamily housing developments located within the City.
WHEREAS, as a condition to the issuance of such revenue bonds, the City must adopt a housing
program providing the information required by Section 462C.03, subdivision la, of the Act (the "Housing
Program"). Under Section 462C.04, subdivision 2, of the Act, a public hearing must be held on the
Housing Program after one publication of notice in a newspaper circulating generally in the City, at least
15 days before the hearing.
WHEREAS, Aeon Crest GP LLC, a Minnesota limited liability company (or another entity to be
formed by Aeon, the "Borrower"), has proposed that the City, pursuant to the Act, issue its revenue bonds
in an aggregate principal amount not to exceed $17,000,000, in one or more series at one time or from
time to time (the `Bonds"), the proceeds of which will be loaned by the City to the Borrower to be
applied by the Borrower to (i) finance the acquisition, rehabilitation and equipping of The Crest
Apartments, an existing 122-unit rental housing facility located at 6221 Shingle Creek Parkway in the
City and the construction and equipping of an approximately 47-unit building to be located on the same
property in the City (the "Project"); (ii) fund one or more reserve funds to secure the timely payment of
the Bonds; and (iii) pay certain costs of issuing the Bonds.
WHEREAS, under Section 147(f) of the Internal Revenue Code of 1986, as amended
(the "Code"), prior to the issuance of the Bonds a public hearing duly noticed must be held by the City
Council.
WHEREAS, under Section 146 of the Code, the Bonds must receive an allocation of the bonding
authority of the State of Minnesota. An application for such an allocation must be made pursuant to the
requirements of Minnesota Statutes, Chapter 474A, as amended (the "Allocation Act").
NOW THEREFORE, BE IT RESOLVED by the City Council of the City of Brooklyn Center,
Minnesota (the "City"), as follows:
BR291-409-687489.v2
Section 1. Preliminary Findings. Based on representations made by the Borrower to the City to
date, the City Council of the City hereby makes the following preliminary findings, determinations, and
declarations:
(a) The Project consists of the acquisition, rehabilitation, construction and equipping of a
multifamily rental housing development designed and intended to be used for rental occupancy.
(b) The proceeds of the Bonds will be loaned to the Borrower and the proceeds of the loan
will be applied to: (i) the acquisition, rehabilitation, construction, and equipping of the Project; (ii) the
funding of one or more reserve funds to secure the timely payment of the Bonds; and (iii) the payment of
the costs of issuing the Bonds. The City will enter into a loan agreement (or other revenue agreement)
with the Borrower requiring loan repayments from the Borrower in amounts sufficient to repay the loan
when due and requiring the Borrower to pay all costs of maintaining and insuring the Project, including
taxes thereon.
(c) In preliminarily authorizing the issuance of the Bonds and the financing of the
acquisition, rehabilitation, construction, and equipping of the Project and related costs, the City's purpose
is to further the policies of the Act.
(d) The Bonds will be limited obligations of the City payable solely from the revenues
pledged to the payment thereof, and will not be a general or moral obligation of the City and will not be
secured by or payable from revenues derived from any exercise of the taxing powers of the City.
Section 2. Public Hearing. The City will conduct a public hearing on a date to be determined by
the City Manager in order to meet publication requirements in accordance with applicable law, on the
Housing Program, the Project, and the issuance of revenue Bonds by the City, notice of which hearing in
substantially the form attached as Exhibit A (the "Public Notice") will be published as required by
Minnesota Statutes, Section 462C.04, subdivision 2, of the Act, and Section 147(f) of the Internal
Revenue Code of 1986, as amended. City staff is hereby authorized to cause the publication of the Public
Notice in accordance with applicable law. The Public Notice will provide a general, functional
description of the Project, as well as the maximum aggregate face amount of the obligations to be issued
for the purposes referenced above, the identity of the initial owner, operator, or manager of the Project,
and the location of the Project. The Public Notice is authorized to be published in a newspaper
circulating generally in the City on a date at least 15 days before the meeting of the City Council at which
the public hearing will take place. At the public hearing reasonable opportunity will be provided for
interested individuals to express their views, both orally and in writing, on the Project and the proposed
issuance of such revenue obligations.
Section 3. Housing Program. Bond counsel, as described below, shall prepare and submit to the
City a draft Housing Program to authorize the issuance by the City of up to $17,000,000 in revenue
Bonds to finance the acquisition, rehabilitation, construction, and equipping of the Project by the
Borrower. City staff is hereby authorized to review, approve and submit the Housing Program to the
Metropolitan Council for its review on or before the date of publication of the Public Notice.
Section 4. PreliminM Approval. The City Council hereby provides preliminary approval to the
issuance of the Bonds in the approximate aggregate principal amount of $17,000,000 to finance all or a
portion of the costs of the Project pursuant to the Housing Program of the City, subject to: (i) review of
the Housing Program by the Metropolitan Council; (ii) receipt of an allocation of the bonding authority
from the State of Minnesota; (iii) a public hearing as required by the Act and Section 147(f) of the Code;
(iv) final approval following the preparation of bond documents; and (v) final determination by the City
Council that the financing of the Project and the issuance of the Bonds are in the best interests of the City.
BR291409-687489.v2 2
CITY OF BROOKLYN CENTER
COUNTY OF HENNEPIN
STATE OF MINNESOTA
Member Ryan introduced the following resolution and moved its adoption:
RESOLUTION NO.2020-121
RESOLUTION RELATING TO THE ISSUANCE OF CONDUIT REVENUE BONDS
TO FINANCE THE COSTS OF A MULTIFAMILY HOUSING DEVELOPMENT
UNDER MINNESOTA STATUTES, CHAPTER 462C; GRANTING PRELIMINARY
APPROVAL THERETO; ESTABLISHING COMPLIANCE WITH CERTAIN
REIMBURSEMENT REGULATIONS UNDER THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED; AND TAKING CERTAIN OTHER ACTIONS WITH
RESPECT THERETO (THE CREST APARTMENTS PROJECT)
WHEREAS, the City is a home rule charter city duly organized and existing under the
Constitution and laws of the State of Minnesota.
WHEREAS, pursuant to Minnesota Statutes, Chapter 462C, as amended (the "Act"), the City is
authorized to carry out the public purposes described in the Act by providing for the issuance of revenue
bonds to provide funds to finance or refinance multifamily housing developments located within the City.
WHEREAS, as a condition to the issuance of such revenue bonds, the City must adopt a housing
program providing the information required by Section 462C.03, subdivision la, of the Act (the "Housing
Program"). Under Section 462C.04, subdivision 2, of the Act, a public hearing must be held on the
Housing Program after one publication of notice in a newspaper circulating generally in the City, at least
15 days before the hearing.
WHEREAS, Aeon Crest GP LLC, a Minnesota limited liability company (or another entity to be
formed by Aeon, the "Borrower"), has proposed that the City, pursuant to the Act, issue its revenue bonds
in an aggregate principal amount not to exceed $17,000,000, in one or more series at one time or from
time to time (the `Bonds"), the proceeds of which will be loaned by the City to the Borrower to be
applied by the Borrower to (i) fmance the acquisition, rehabilitation and equipping of The Crest
Apartments, an existing 122-unit rental housing facility located at 6221 Shingle Creek Parkway in the
City and the construction and equipping of an approximately 47-unit building to be located on the same
property in the City (the "Project"); (ii) fund one or more reserve funds to secure the timely payment of
the Bonds; and (iii) pay certain costs of issuing the Bonds.
WHEREAS, under Section 147(f) of the Internal Revenue Code of 1986, as amended
(the "Code"), prior to the issuance of the Bonds a public hearing duly noticed must be held by the City
Council.
WHEREAS, under Section 146 of the Code, the Bonds must receive an allocation of the bonding
authority of the State of Minnesota. An application for such an allocation must be made pursuant to the
requirements of Minnesota Statutes, Chapter 474A, as amended (the "Allocation Act").
NOW THEREFORE, BE IT RESOLVED by the City Council of the City of Brooklyn Center,
Minnesota (the "City"), as follows:
BR291-409-687489.v2
Section 1. Preliminary Findings. Based on representations made by the Borrower to the City to
date, the City Council of the City hereby makes the following preliminary findings, determinations, and
declarations:
(a) The Project consists of the acquisition, rehabilitation, construction and equipping of a
multifamily rental housing development designed and intended to be used for rental occupancy.
(b) The proceeds of the Bonds will be loaned to the Borrower and the proceeds of the loan
will be applied to: (i) the acquisition, rehabilitation, construction, and equipping of the Project; (ii) the
funding of one or more reserve funds to secure the timely payment of the Bonds; and (iii) the payment of
the costs of issuing the Bonds. The City will enter into a loan agreement (or other revenue agreement)
with the Borrower requiring loan repayments from the Borrower in amounts sufficient to repay the loan
when due and requiring the Borrower to pay all costs of maintaining and insuring the Project, including
taxes thereon.
(c) In preliminarily authorizing the issuance of the Bonds and the financing of the
acquisition, rehabilitation, construction, and equipping of the Project and related costs, the City's purpose
is to further the policies of the Act.
(d) The Bonds will be limited obligations of the City payable solely from the revenues
pledged to the payment thereof, and will not be a general or moral obligation of the City and will not be
secured by or payable from revenues derived from any exercise of the taxing powers of the City.
Section 2. Public Hearing. The City will conduct a public hearing on a date to be determined by
the City Manager in order to meet publication requirements in accordance with applicable law, on the
Housing Program, the Project, and the issuance of revenue Bonds by the City, notice of which hearing in
substantially the form attached as Exhibit A (the "Public Notice") will be published as required by
Minnesota Statutes, Section 462C.04, subdivision 2, of the Act, and Section 147(f) of the Internal
Revenue Code of 1986, as amended. City staff is hereby authorized to cause the publication of the Public
Notice in accordance with applicable law. The Public Notice will provide a general, functional
description of the Project, as well as the maximum aggregate face amount of the obligations to be issued
for the purposes referenced above, the identity of the initial owner, operator, or manager of the Project,
and the location of the Project. The Public Notice is authorized to be published in a newspaper
circulating generally in the City on a date at least 15 days before the meeting of the City Council at which
the public hearing will take place. At the public hearing reasonable opportunity will be provided for
interested individuals to express their views, both orally and in writing, on the Project and the proposed
issuance of such revenue obligations.
Section 3. Housing Program. Bond counsel, as described below, shall prepare and submit to the
City a draft Housing Program to authorize the issuance by the City of up to $17,000,000 in revenue
Bonds to finance the acquisition, rehabilitation, construction, and equipping of the Project by the
Borrower. City staff is hereby authorized to review, approve and submit the Housing Program to the
Metropolitan Council for its review on or before the date of publication of the Public Notice.
Section 4. Preliminary Approval. The City Council hereby provides preliminary approval to the
issuance of the Bonds in the approximate aggregate principal amount of $17,000,000 to finance all or a
portion of the costs of the Project pursuant to the Housing Program of the City, subject to: (i) review of
the Housing Program by the Metropolitan Council; (ii) receipt of an allocation of the bonding authority
from the State of Minnesota; (iii) a public hearing as required by the Act and Section 147(f) of the Code;
(iv) final approval following the preparation of bond documents; and (v) final determination by the City
Council that the financing of the Project and the issuance of the Bonds are in the best interests of the City.
BR291-409-687489.v2 2
Section 5. Submission of an Application for an Allocation of Bonding Authority. Under
Section 146 of the Code, the Bonds must receive an allocation of the bonding authority of the State of
Minnesota. An application for such an allocation must be made pursuant to the requirements of the Act.
The City Council hereby authorizes the submission of an application for allocation of bonding authority
pursuant to Section 146 of the Code and the Allocation Act in accordance with the requirements of the
Allocation Act. The Mayor of the City, the City Manager, the City Clerk, and Kennedy & Graven,
Chartered, acting as bond counsel with respect to the Project and the Bonds, are hereby authorized and
directed to take all actions, in cooperation with the Borrower, as are necessary to submit an application
for an allocation of bonding authority to Minnesota Management & Budget.
Section 6. Reimbursement of Costs under the Code.
(a) The United States Department of the Treasury has promulgated regulations governing the
use of the proceeds of tax-exempt bonds, all or a portion of which are to be used to reimburse the City or
the Borrower for project expenditures paid prior to the date of issuance of such bonds. Those regulations
(Treasury Regulations, Section 1.150-2) (the "Regulations") require that the City adopt a statement of
official intent to reimburse an original expenditure not later than 60 days after payment of the original
expenditure. The Regulations also generally require that the bonds be issued and the reimbursement
allocation made from the proceeds of the bonds occur within 18 months after the later of: (i) the date the
expenditure is paid; or (ii) the date the project is placed in service or abandoned, but in no event more
than 3 years after the date the expenditure is paid. The Regulations generally permit reimbursement of
capital expenditures and costs of issuance of the bonds.
(b) To the extent any portion of the proceeds of the Bonds will be applied to expenditures
with respect to the Project, the City reasonably expects to reimburse the Borrower for the expenditures
made for costs of the Project from the proceeds of the Bonds after the date of payment of all or a portion
of such expenditures. All reimbursed expenditures shall be capital expenditures, a cost of issuance of the
Bonds, or other expenditures eligible for reimbursement under Section 1.150-2(d)(3) of the Regulations
and also qualifying expenditures under the Act.
(c) Based on representations by the Borrower, other than (i) expenditures to be paid or
reimbursed from sources other than the Bonds, (ii) expenditures permitted to be reimbursed under prior
regulations pursuant to the transitional provision contained in Section 1.150-20)(2)(i)(B) of the
Regulations, (iii) expenditures constituting preliminary expenditures within the meaning of Section 1.150-
2(f)(2) of the Regulations, or (iv) expenditures in a "de minimus" amount (as defined in Section 1.150-
2(f)(1) of the Regulations), no expenditures with respect to the Project to be reimbursed with the proceeds
of the Bonds have been made by the Borrower more than 60 days before the date of adoption of this
resolution of the City.
(d) Based on representations by the Borrower, as of the date hereof, there are no funds of the
Borrower reserved, allocated on a long term -basis or otherwise set aside (or reasonably expected to be
reserved, allocated on a long-term basis or otherwise set aside) to provide permanent financing for the
expenditures related to the Project to be financed from proceeds of the Bonds, other than pursuant to the
issuance of the Bonds. This resolution, therefore, is determined to be consistent with the budgetary and
financial circumstances of the Borrower as they exist or are reasonably foreseeable on the date hereof.
Section 7. Costs. The Borrower will pay the administrative fees of the City and pay, or, upon
demand, reimburse the City for payment of, any and all costs incurred by the City in connection with the
Project and the issuance of the Bonds, whether or not the Bonds are issued.
BR291409-687489.v2
Section 8. Commitment Conditional. The adoption of this resolution does not constitute a
guarantee or a firm commitment that the City will issue the Bonds as requested by the Borrower. If, as a
result of information made available to or obtained by the City during its review of the Project, it appears
that the Project or the issuance of Bonds to finance or refinance the costs thereof is not in the public
interest or is inconsistent with the purposes of the Act, the City reserves the right to decline to give final
approval to the issuance of the Bonds. The City also retains the right, in its sole discretion, to withdraw
from participation and accordingly not issue the Bonds should the City Council, at any time prior to the
issuance thereof, determine that it is in the best interests of the City not to issue the Bonds or should the
parties to the transaction be unable to reach agreement as to the terms and conditions of any of the
documents for the transaction.
Section 9. Effective Date. This Resolution shall be in full force and effect from and after its
passage.
December 14, 2020
Date
City Clerk
if rf
Mayor
The motion for the adoption of the foregoing resolution was duly seconded by member
Butler
and upon vote being taken thereon, the following voted in favor thereof:
Butler, Elliott, Graves, Lawrence -Anderson, Ryan
and the following voted against the same: None
whereupon said resolution was declared duly passed and adopted.
BR291409-687489.v2 4
EXI MIT A
NOTICE OF PUBLIC HEARING
ON A HOUSING PROGRAM AND THE ISSUANCE OF BONDS FOR
A MULTIFAMILY SENIOR HOUSING PROJECT
(THE CREST APARTMENTS PROJECT)
NOTICE IS HEREBY GIVEN that the City Council of the City of Brooklyn Center, Minnesota
(the "City") will meet on Monday, , 2021 at 7:00 p.m. in the City Hall at 6301 Shingle Creek
Parkway in the City for the purpose of conducting a public hearing on (i) a proposal of Aeon Crest GP
LLC, a Minnesota limited liability company (or another entity to be formed by Aeon, the "Borrower"),
that the City finance a multifamily housing development hereinafter described, pursuant to Minnesota
Statutes, Chapter 462C, by the issuance of revenue bonds, in one or more series, and (ii) the adoption of a
housing program for such bonds.
The proceeds of such bonds will be used to (i) finance the acquisition, rehabilitation and
equipping of The Crest Apartments, an existing 122-unit rental housing facility located at 6221 Shingle
Creek Parkway in the City and the construction and equipping of an approximately 47-unit building to be
located on the same property in the City; (ii) pay costs of issuance and other costs related to the issuance
of the bonds; and (iii) fund capitalized interest and certain reserves (collectively, the "Project"). The
Project will be owned and operated by the Borrower. The maximum aggregate estimated principal
amount of bonds or other obligations to be issued to finance the Project is $17,000,000.
The bonds or other obligations if and when issued will not constitute a charge, lien or
encumbrance upon any property of the City, and will be payable solely from revenues of the project, and
will not be backed by the full faith and credit of the City but will be payable solely from sums paid by the
Borrower pursuant to a revenue agreement.
A copy of the housing program will be on file at City Hall, 6301 Shingle Creek Parkway,
Brooklyn Center, Minnesota 55430, Monday through Friday until the date of the Public Hearing. At the
time and place fixed for the Public Hearing, the City Council will give all persons who appear or submit
comments in writing to the City Council prior to the hearing, an opportunity to express their views with
respect to the proposal. In addition, interested persons may file written comments respecting the proposal
with the City to the attention of , at (763) 569-3300 at or prior to said public hearing.
Publish , 2021
BR291-409-687489.v2 A-1